Welcome to our dedicated page for AXIA Energia SEC filings (Ticker: AXIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AXIA Energia S.A. filings document a Brazilian foreign private issuer whose American depositary shares represent common shares. The company's Form 6-K reports disclose electricity generation, transmission and commercialization information, including IFRS and regulatory results, energy trading, investments and expansion projects, indebtedness, cash flow, segment performance, operating costs, tax matters and ESG metrics.
Governance filings also include public policies and internal regulations for risk management, internal controls and board advisory committees. These materials describe committee structure for audit and risk, planning and projects, people and governance, legal affairs support and sustainability, with references to SEC, CVM, NYSE, Sarbanes-Oxley and B3 Novo Mercado requirements.
AXIA Energia S.A. director Vicente Falconi Campos reported non-market transfers of Class "C" Preferred Shares. He made two bona fide gifts totaling 40,000 shares, giving 10,000 shares on June 15, 2026 and 30,000 shares on June 17, 2026, at a stated price of $0.00 per share.
After the June 15 gift, his directly held Class "C" Preferred Shares were 42,567, and after the June 17 gift they were 12,567. Separate indirect positions remain through investment funds: 573,588 underlying Common Shares via Startours and 980,750 underlying Common Shares via Tuca, with beneficial ownership disclaimed except to the extent of pecuniary interest.
The Class "C" Preferred Shares are automatically convertible into Common Shares on a 1:1 basis over fiscal years 2026–2031, with portions converting each year and the remainder in 2031.
AXIA Energia S.A. approved a partial mandatory redemption of 576,923 Class “C” preferred shares (PNC Shares), equal to about 0.0951% of that class, for a total of R$30,000,000. Each redeemed share will be paid at a Redemption Price of R$52.00, based on the prevailing common share price.
The redemption will occur on July 7, 2026
ADSs representing PNC Shares will also be partially redeemed on a pro rata basis, with 0.0951% of outstanding ADSs cancelled for a cash payment in U.S. dollars after conversion from Brazilian reais, net of fees and taxes. The filing details Brazilian withholding income tax rates for non-resident PNC holders and explains that U.S. ADS holders will generally treat the cash redemption as a taxable disposition for U.S. federal income tax purposes, subject to complex PFIC and foreign tax credit rules.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported indirect open-market sales of AXIA common shares on June 15, 2026 through managed accounts he is associated with. The filing shows two sales totaling 597,500 shares at a weighted average price of $10.13 per share. Footnotes explain that the underlying Brazilian price of R$53.20 per share was converted using a 5.2540 BRL/USD exchange rate and that the accounts are managed by Radar Gestora de Recursos Ltda. The filing states that the managed entities and Mr. Filho each disclaim beneficial ownership of these securities except to the extent of their pecuniary interest.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported mixed trades in AXIA common and Class "C" preferred shares mainly through managed accounts. On June 12, 2026, entities associated with him sold a total of 178,900 common shares in open-market transactions and bought 46,300 Class "C" preferred shares, resulting in a net reduction of 132,600 shares. A smaller sale of 500 common shares occurred on June 5, 2026. Footnotes state that the shares are held in investment vehicles managed by Radar Gestora, and both the entities and Mr. Filho disclaim beneficial ownership beyond their economic interest. The Class "C" Preferred Shares automatically convert into common on a 1:1 basis, with 4% of the originally issued volume converting in each of fiscal years 2026 through 2030, and the remainder in 2031, unless earlier redeemed.
AXIA Energia S.A. outlines the tax treatment and key dates for redeeming its class “C” preferred shares (PNC). The redemption price will match the common share closing price on June 12, 2026, set at R$52.00. Shareholders of record at the end of June 18, 2026, will be eligible.
Payment in Brazilian currency will occur in a single installment on July 7, 2026, with ADR holders paid within up to seven business days, on July 16, 2026. The notice explains that Brazilian residents may owe income tax on gains, while non-residents may face Withholding Income Tax on any capital gain at rates of 15%, 15%–22.5%, or 25%, depending on their investor category and tax domicile.
Non-resident investors must email a completed Excel spreadsheet detailing their acquisition cost, plus supporting documents, by 6:00 p.m. Brasília time on June 23, 2026. If they do not provide this information or their tax jurisdiction, AXIA will treat their acquisition cost as R$0.00 and may apply a 25% tax rate on gains.
AXIA Energia S.A. announced that its Board approved the redemption of 576,923 Class “C” preferred shares (PNCs), equivalent to R$30 million and 0.0951% of this class. This is the first, reduced-size redemption or conversion, intended to test and evaluate the mechanism.
Holders of American Depositary Receipts backed by PNC shares cannot elect conversion into common shares; the underlying PNCs will be mandatorily redeemed. Citibank N.A., as depositary, will receive the redemption proceeds and pass them to ADR holders within up to seven business days after payment to PNC holders on B3.
AXIA Energia S.A. director-associated managed accounts reported both purchases and sales of the company’s shares. On June 10, 2026, accounts managed by Radar Gestora bought 31,400 Class "C" Preferred Shares at about $9.26 each and sold 30,200 Common Shares at about $9.59 each, resulting in a small net increase in exposure via preferred shares. Following these transactions, the filing shows 51,115 Common Shares held directly, 15,698,540 Common Shares and 4,794,630 Class "C" Preferred Shares held indirectly through managed accounts. Footnotes state that the partner at Radar Gestora and the related entities generally disclaim beneficial ownership except for their pecuniary interest.
AXIA Energia S.A. reported an internal share restructuring involving director Vicente Falconi Campos in connection with the company’s migration to the Novo Mercado segment of B3. On June 5, 2026, each outstanding Class "B1" Preferred Share was mandatorily exchanged for 1.1 Common Shares, with no cash changing hands.
The Form 4 records "J" code transactions showing the disposition of all reported Class "B1" Preferred Shares and the corresponding acquisition of Common Shares through entities associated with Mr. Campos and in his direct holdings. Following the Exchange, he holds 142,193 Common Shares directly, including 40,476 unvested RSUs, and additional Common Shares are held indirectly through investment vehicles he controls, subject to beneficial ownership disclaimers.
AXIA Energia S.A. director Vicente Falconi Campos reported a bona fide gift of 30,000 Class "B1" Preferred Shares on May 22, 2026 at a stated price of R$0.0000 per share, indicating no consideration was received. Following the gift, he directly holds 82,799 Class "B1" Preferred Shares.
Separately, entities he controls hold additional shares: Startours directly holds 3,818,090 Class "B1" Preferred Shares and Tuca directly holds 2,232,989 such shares, which he may be deemed to indirectly beneficially own through his control. Both Startours and Campos disclaim beneficial ownership of these indirectly held securities except to the extent of any pecuniary interest.
AXIA Energia S.A. director Corso Matte Ana Silvia reported a mandatory share conversion tied to the company’s migration to the Novo Mercado listing segment of B3. On June 5, 2026, 3,000 Class “B1” Preferred Shares were disposed of back to the issuer and exchanged for 3,300 Common Shares, with no cash changing hands.
Following the exchange, the reporting person holds 17,500 Common Shares directly and 1,000 Common Shares indirectly through a spouse. The filing reflects a corporate restructuring of share classes rather than an open-market purchase or sale.
AXIA Energia S.A. director Corso Matte Ana Silvia reported a mandatory share conversion tied to the company’s migration to the Novo Mercado listing segment of B3. On June 5, 2026, 3,000 Class “B1” Preferred Shares were disposed of back to the issuer and exchanged for 3,300 Common Shares, with no cash changing hands.
Following the exchange, the reporting person holds 17,500 Common Shares directly and 1,000 Common Shares indirectly through a spouse. The filing reflects a corporate restructuring of share classes rather than an open-market purchase or sale.