AXL (NYSE: AXL) Form 144 shows Merrill Lynch broker and award lines

Rhea-AI Filing Summary

AXL submitted a Form 144 notice reporting proposed sales of Common stock by an affiliate, with an administrative broker listed as Merrill Lynch. The filing lists past stock awards of 1,700 shares (03/03/2015) and 18,300 shares (05/05/2023). The filing includes numeric entries 237,366,732 and a date 05/14/2026 in the securities table.

Insights

Securities Compliance Attorney

Form 144 notice: affiliate plans to sell common shares; filing lists award grants and broker details.

The form shows proposed sales of common stock through Merrill Lynch and documents prior stock awards of 1,700 and 18,300 shares with grant dates. The table includes a large numeric line (237,366,732) and an entry dated 05/14/2026.

Timing, exact sale quantities to be executed, and cash‑flow recipients are not specified in the excerpt; subsequent transaction reports or broker confirmations would show execution details.

Key Figures

Prior award (2015): 1,700 shares Prior award (2023): 18,300 shares Table numeric entry: 237,366,732 +1 more

4 metrics

Prior award (2015) 1,700 shares Stock Award dated 03/03/2015

Prior award (2023) 18,300 shares Stock Award dated 05/05/2023

Table numeric entry 237,366,732 Appears in securities table with date 05/14/2026

Table date 05/14/2026 Date shown in securities table

Key Terms

Form 144, Stock Award, Issuer

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Award financial

"03/03/2015 | Stock Award | Issuer"

Issuer regulatory

"Stock Award | Issuer | | | 1700"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 1033 Skokie Blvd Suite 500 Northbrook IL 60062	60000	420000	237366732	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2015	Stock Award	Issuer			1700	03/03/2015	Compensation
Common	05/05/2023	Stock Award	Issuer			18300	05/05/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AXL's Form 144 disclose about planned share sales?

The filing notifies proposed sales of Common stock by an affiliate and lists Merrill Lynch as the broker. It documents prior awards of 1,700 and 18,300 shares dated 03/03/2015 and 05/05/2023 respectively.

Does the Form 144 show how many shares will be sold immediately for AXL?

The excerpt does not list a definitive immediate sale quantity. It provides award line items and a table entry of 237,366,732 with date 05/14/2026, but specific offered sale amounts are not stated in the provided text.

Who is the broker handling the proposed AXL share sales?

Merrill Lynch at 1033 Skokie Blvd Suite 500, Northbrook, IL is named in the securities table as the broker. The filing associates Merrill Lynch with the Common stock entries in the excerpt.

Are there recent sales reported in the past three months for AXL in this filing?

The filing includes a section titled 'Securities Sold During The Past 3 Months' but the provided excerpt contains no entries under that heading. The excerpt lists prior stock awards instead.

What grant dates and amounts appear on AXL's Form 144 excerpt?

The excerpt shows a stock award of 1,700 shares dated 03/03/2015 and a stock award of 18,300 shares dated 05/05/2023. These are listed under 'Securities To Be Sold' as award originations.