Axon (NASDAQ: AXON) Form 144 lists 10,000-share option sale, prior 20,000-share sale

Rhea-AI Filing Summary

Axon Enterprise (AXON) notice: a Form 144 filing reports proposed sales of common stock by an issuer-related party and an individual. The filing lists 10,000 shares tied to an option exercise dated 11/15/2021 and a prior sale of 20,000 shares on 06/04/2026. The document names UBS Financial Services as broker and shows a transaction date of 06/29/2026.

Key Figures

Proposed shares to be sold: 10,000 shares Shares sold in past 3 months: 20,000 shares Gross amount shown for recent sale: $10,000,000.00 +2 more

5 metrics

Proposed shares to be sold 10,000 shares Option exercise dated 11/15/2021

Shares sold in past 3 months 20,000 shares Sale on 06/04/2026 by Patrick W. Smith

Gross amount shown for recent sale $10,000,000.00 Associated with 20,000-share sale on 06/04/2026

Broker UBS Financial Services, Inc. Eleven Madison Avenue, New York; listed in filing

Transaction/filing date 06/29/2026 Date shown in the Form 144 header

Key Terms

Option Exercise, Form 144, Issuer

3 terms

Option Exercise financial

"Securities To Be Sold line reads 'Option Exercise' linked to 10,000 shares"

Form 144 regulatory

"Header and context: the submission is a '144: Filer Information' notice"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Securities To Be Sold method lists 'Issuer' for the 10,000-share entry"

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Available on EDGAR 06/29/2026 - 04:05 PM Accepted by SEC EDGAR 06/29/2026 - 04:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. Eleven Madison Avenue 4th Floor New York NY 10010	10000	5000000.00	80602077	06/29/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2021	Option Exercise	Issuer			10000	11/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Patrick W. Smith 17800 N. 85th ST. Scottsdale AZ 85255	Common	06/04/2026	20000	10000000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AXON Form 144 disclose about shares to be sold?

It discloses a proposed sale of 10,000 shares tied to an option exercise dated 11/15/2021. The filing lists the broker as UBS Financial Services and a transaction date of 06/29/2026, indicating the planned notice of sale.

Who is identified as the selling party in the AXON Form 144?

The filing identifies an individual, Patrick W. Smith, and an issuer-related entry using UBS Financial Services. It shows Patrick's prior sale of 20,000 shares on 06/04/2026, with additional proposed sale activity listed elsewhere in the form.

Does the AXON Form 144 show recent sales in the past three months?

Yes; the form records a sale of 20,000 shares on 06/04/2026 by Patrick W. Smith, with an associated gross amount of $10,000,000.00 shown in the filing's sales summary line.

What broker and exchange are named in the AXON Form 144?

The filing lists UBS Financial Services, Inc. as the broker and indicates the securities are listed on Nasdaq. The broker address shown is Eleven Madison Avenue, New York, NY, consistent with the transaction routing details.

Is the planned sale in the AXON Form 144 an issuer sale or resale?

The entry tied to 10,000 shares is labeled Option Exercise with the method shown as Issuer and settlement as Cash. The form therefore links that quantity to an issuer-related exercise event rather than a pure third-party resale.