AXON (NASDAQ) affiliate files Form 144 to sell 1,554 common shares via Morgan Stanley

Rhea-AI Filing Summary

AXON filed a Form 144 reporting proposed sales of Common stock under compensation arrangements. The notice lists 915 shares tied to Performance Stock Units with a 12/01/2025 reference and 639 shares tied to Restricted Stock Vesting Under a Registered Plan with a 05/31/2026 reference. The brokerage firm listed is Morgan Stanley Smith Barney LLC and the market is identified as NASDAQ.

Insights

Securities Counsel

Form 144 is a notice of proposed resale by an affiliate under resale rules.

Rule 144 notices indicate an affiliate intends to sell restricted or control securities when conditions are met. This filing lists proposed quantities of 639 and 915 common shares tied to compensation awards with specific vesting/award dates.

Timing and sale mechanics are not provided here; subsequent transaction reports or broker execution records would show whether and when sales occurred.

Key Figures

Form type: Form 144 Market: NASDAQ Performance Stock Units: 915 shares +3 more

6 metrics

Form type Form 144 Rule 144 notice of proposed resale

Market NASDAQ Market listed on the notice

Performance Stock Units 915 shares <date>12/01/2025</date>

Restricted Stock Vesting 639 shares <date>05/31/2026</date>

Broker-dealer listed Morgan Stanley Smith Barney LLC 1 New York Plaza, New York, NY

Total shares referenced 1,554 shares Sum of listed 915 and 639 share entries in the excerpt

Key Terms

Rule 144, Restricted Stock Vesting Under a Registered Plan, Performance Stock Units

3 terms

Rule 144 regulatory

"Form 144 reporting proposed resale under resale rules"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting Under a Registered Plan financial

"Securities To Be Sold entry listing 639 shares and 05/31/2026"

Performance Stock Units financial

"Securities To Be Sold entry listing 915 shares and 12/01/2025"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1554	753690.00	80602077	06/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/31/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			639	05/31/2026	Compensation
Common	12/01/2025	Performance Stock Units	Issuer			915	12/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AXON's Form 144 report?

It reports proposed resales of common stock by an affiliate. The filing lists 639 shares tied to restricted stock vesting and 915 shares tied to performance stock units, with award or vesting dates shown in the notice.

When are the reported shares associated with AXON scheduled or dated?

The entries reference 12/01/2025 for performance stock units and 05/31/2026 for restricted stock vesting. Those dates appear next to the respective reported share counts in the filing.

Which broker or dealer is listed on the AXON Form 144?

The filing lists Morgan Stanley Smith Barney LLC at 1 New York Plaza, New York, NY. That broker-dealer is the intermediary shown on the notice for proposed resale activity.

Does the Form 144 state that the shares were sold in the past three months?

The filing includes a section titled "Securities Sold During The Past 3 Months", but no specific prior-sale quantities are provided in the excerpt for those past three months.