AXON files Form 144 to sell 20,000 shares

AXON submitted a notice under Section 144 for the proposed sale of 20,000 common shares.

Rhea-AI Filing Summary

AXON submitted a notice under Section 144 for the proposed sale of 20,000 common shares. The filing lists the method as Option Exercise with a related date of 11/15/2021. The filing also discloses that Patrick W. Smith sold 10,000 common shares on 03/09/2026 for $5,602,394.00.

Insights

Securities Compliance Attorney

Routine Section 144 notice for an officer/director sale; compliance context important.

The filing records a proposed sale of 20,000 common shares and cites Option Exercise as the method with a date of 11/15/2021. Section 144 notices are procedural disclosures required when restricted or control securities are sold in reliance on Rule 144.

Reported prior activity shows 10,000 shares sold on 03/09/2026 for $5,602,394.00. Timing, broker/dealer treatment, and compliance with holding-period and volume limits determine whether the proposed sale proceeds as planned; subsequent filings may confirm execution.

Key Figures

Proposed sale: 20,000 shares Recent sale: 10,000 shares Consideration reported: $5,602,394.00 +1 more

4 metrics

Proposed sale 20,000 shares Section 144 notice, method listed as Option Exercise dated 11/15/2021

Recent sale 10,000 shares Sold on 03/09/2026

Consideration reported $5,602,394.00 Proceeds for 10,000 shares sold on 03/09/2026

Filing date indicator 06/04/2026 Date shown in filing header (Nasdaq line)

Key Terms

Form 144, Option Exercise, Section 144 notice

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Option Exercise financial

"Securities To Be Sold | Option Exercise | Issuer"

Section 144 notice regulatory

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AXON's Form 144 filing disclose?

The filing discloses a proposed sale of 20,000 common shares, noting Option Exercise dated 11/15/2021. It also lists a prior sale of 10,000 shares on 03/09/2026 for $5,602,394.00.

Who is the selling party named in the AXON Form 144?

Patrick W. Smith is listed; the filing shows he completed a sale of 10,000 common shares on 03/09/2026 for $5,602,394.00. The proposed sale of 20,000 shares is also recorded.

How many shares does AXON propose to sell under this notice?

The notice records a proposed sale of 20,000 common shares and references an Option Exercise date of 11/15/2021. No price per share for the proposed sale is provided in the excerpt.

What recent transactions are reported prior to this Form 144?

The filing shows a prior transaction where 10,000 common shares were sold on 03/09/2026 for $5,602,394.00. The broker or cash-flow recipient is not specified in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/04/2026 - 04:13 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001167028
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXON ENTERPRISE, INC.
SEC File Number	001-16391
Address of Issuer	17800 N. 85TH ST. SCOTTSDALE ARIZONA 85255
Phone	480-991-0797
Name of Person for Whose Account the Securities are To Be Sold	SMITH PATRICK W
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. Eleven Madison Avenue 4th Floor New York NY 10010	20000	10000000.00	80602077	06/04/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2021	Option Exercise	Issuer			20000	11/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Patrick W. Smith 17800 N. 85th ST. Scottsdale AZ 85255	Common	03/09/2026	10000	5602394.00

144: Remarks and Signature

Remarks
Date of Notice	06/04/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ UBS Financial Services Inc, as attorney-in-fact for Patrick W. Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)