AXON: Form 144 lists 10,000-share option sale

AXON filed a Form 144 notice disclosing 10,000 shares of Common Stock to be sold by UBS Financial Services, Inc. as an option exercise dated 11/15/2021 for cash.

Rhea-AI Filing Summary

AXON filed a Form 144 notice disclosing 10,000 shares of Common Stock to be sold by UBS Financial Services, Inc. as an option exercise dated 11/15/2021 for cash. The filing also lists recent sales by Patrick W. Smith: 20,000 shares sold on 06/04/2026 for $10,000,000 and 10,000 shares sold on 06/29/2026 for $5,000,018.

Insights

Securities Compliance Analyst

Regulation 144 sale notice with recent insider dispositions.

The filing lists an immediate proposed sale of 10,000 common shares via an option exercise dated 11/15/2021 executed through UBS Financial Services, Inc.. It separately reports prior dispositions by Patrick W. Smith on 06/04/2026 and 06/29/2026.

These entries document sale activity under resale rules; cash proceeds and transaction dates are shown. Further regulatory or trading-plan context is not provided in the excerpt.

Key Figures

Proposed shares to be sold: 10,000 shares Sale by Patrick W. Smith: 20,000 shares Sale by Patrick W. Smith: 10,000 shares

3 metrics

Proposed shares to be sold 10,000 shares Option exercise dated 11/15/2021

Sale by Patrick W. Smith 20,000 shares Sold on 06/04/2026 for $10,000,000

Sale by Patrick W. Smith 10,000 shares Sold on 06/29/2026 for $5,000,018

Key Terms

Form 144, Option Exercise, Regulation 144

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Option Exercise financial

"Securities To Be Sold | Option Exercise | Issuer"

Regulation 144 regulatory

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AXON's Form 144 disclose?

It discloses a proposed sale of 10,000 Common shares via UBS Financial Services dated 11/15/2021. The filing also lists two recent sales by Patrick W. Smith on 06/04/2026 and 06/29/2026 with aggregate proceeds shown.

Who sold shares according to the AXON Form 144?

The notice shows UBS Financial Services, Inc. as the broker handling 10,000 shares offered via option exercise, and reports prior sales executed by Patrick W. Smith on specified June 2026 dates.

How many shares did Patrick W. Smith sell recently for AXON?

The excerpt lists two dispositions: 20,000 shares sold on 06/04/2026 for $10,000,000 and 10,000 shares sold on 06/29/2026 for $5,000,018, as reported in the Form 144 excerpt.

Does the Form 144 show sale proceeds for the transactions?

Yes. The excerpt ties $10,000,000 to the 20,000-share sale on 06/04/2026 and $5,000,018 to the 10,000-share sale on 06/29/2026. No further use-of-proceeds detail is provided in the excerpt.

What type of transaction is the 10,000-share offering listed?

The 10,000-share offering is labeled as an Option Exercise dated 11/15/2021 and is to be sold for cash through UBS Financial Services, Inc., per the filing excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/07/2026 - 04:02 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001167028
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXON ENTERPRISE, INC.
SEC File Number	001-16391
Address of Issuer	17800 N. 85TH ST. SCOTTSDALE ARIZONA 85255
Phone	480-991-0797
Name of Person for Whose Account the Securities are To Be Sold	SMITH PATRICK W
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. Eleven Madison Avenue 4th Floor New York NY 10010	10000	6437895.00	80602077	07/07/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2021	Option Exercise	Issuer			10000	11/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Patrick W. Smith 17800 N. 85th ST. Scottsdale AZ 85255	Common	06/04/2026	20000	10000000.00
Patrick W. Smith 17800 N. 85th ST. Scottsdale AZ 85255	Common	06/29/2026	10000	5000018.00

144: Remarks and Signature

Remarks
Date of Notice	07/07/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ UBS Financial Services Inc, as attorney-in-fact for Patrick W. Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)