Axon (NASDAQ: AXON) holder files to potentially sell 1,000 shares

Rhea-AI Filing Summary

A shareholder of Axon (AXON) filed to potentially sell 1,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on or after August 4, 2026 on NASDAQ. The securities include shares from restricted stock vesting of 343 shares on May 13, 2024 and 657 shares on May 10, 2025, both granted for services rendered under a registered plan.

Key Figures

Shares Proposed for Sale: 1,000 shares Aggregate Value of Shares: $599,445.10 Planned Sale Date: 08/04/2026 +2 more

5 metrics

Shares Proposed for Sale 1,000 shares Common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services

Aggregate Value of Shares $599,445.10 Market value associated with the 1,000 shares of common stock

Planned Sale Date 08/04/2026 Date listed for potential sale of common stock on NASDAQ

Restricted Stock Vesting 2024 343 shares Restricted stock vesting under a registered plan on 05/13/2024 for services rendered

Restricted Stock Vesting 2025 657 shares Restricted stock vesting under a registered plan on 05/10/2025 for services rendered

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, Services Rendered, Executive Financial Services

4 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 05/13/2024 | Restricted Stock Vesting Under a Registered Plan"

Services Rendered financial

"343 | 05/13/2024 | Services Rendered Common | 05/10/2025"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

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Available on EDGAR 08/04/2026 - 04:33 PM Accepted by SEC EDGAR 08/04/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What does Axon (AXON) report in this Form 144 filing?

A shareholder plans a potential sale of 1,000 Axon common shares through Morgan Stanley Smith Barney LLC Executive Financial Services, with the shares expected to be sold on or after August 4, 2026 on NASDAQ.

How many Axon (AXON) shares are covered by the planned sale?

The filing covers a proposed sale of 1,000 shares of Axon common stock. These shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ, subject to market and other conditions.

What is the reported value of the Axon (AXON) shares in the Form 144?

The 1,000 Axon common shares are shown with an aggregate value of $599,445.10. This figure reflects the market value used for the filing, not an executed sale price.

What restricted stock awards are referenced for Axon (AXON) in this filing?

The filing references restricted stock vesting of 343 shares on May 13, 2024 and 657 shares on May 10, 2025, both described as restricted stock vesting under a registered plan for services rendered.

On which exchange are the Axon (AXON) shares in the Form 144 expected to trade?

The shares referenced in the Form 144 are listed for potential sale on NASDAQ. The intermediary named is Morgan Stanley Smith Barney LLC Executive Financial Services at its New York office.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	599445.10	80602077	08/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/13/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			343	05/13/2024	Services Rendered
Common	05/10/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			657	05/10/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)