AXON Form 144: 446 & 118 Restricted Shares Listed

AXON reported a Form 144 notice for proposed sales of Common stock.

Rhea-AI Filing Summary

AXON reported a Form 144 notice for proposed sales of Common stock. The filing lists 446 shares tied to restricted stock vesting on 05/28/2026 and 118 shares tied to restricted stock vesting on 05/20/2023. The filer is Morgan Stanley Smith Barney LLC Executive Financial Services.

Insights

Securities Counsel

Rule 144 notice shows resale of vested restricted shares via a broker-dealer.

The Form 144 entry lists proposed sales of Common stock associated with restricted stock vesting dates 05/28/2026 (446 shares) and 05/20/2023 (118 shares). The booking broker is Morgan Stanley Smith Barney LLC Executive Financial Services.

Timing and method beyond the listed broker-dealer are not shown; proceeds treatment and whether sales were completed are not stated. Subsequent SEC filings or trade reports would confirm execution or completion.

Key Figures

Proposed resale (vested): 446 shares Proposed resale (vested): 118 shares Filing date shown: 06/01/2026

3 metrics

Proposed resale (vested) 446 shares restricted stock vesting on 05/28/2026

Proposed resale (vested) 118 shares restricted stock vesting on 05/20/2023

Filing date shown 06/01/2026 Form 144 header date

Key Terms

restricted stock vesting under a registered plan, Form 144, broker-dealer (Morgan Stanley Smith Barney LLC Executive Financial Services)

3 terms

restricted stock vesting under a registered plan regulatory

"Common | 05/28/2026 | Restricted stock vesting under a registered plan"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

broker-dealer (Morgan Stanley Smith Barney LLC Executive Financial Services) financial

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AXON Form 144 disclose?

The Form 144 discloses proposed resale of Common stock including 446 shares vested on 05/28/2026 and 118 shares vested on 05/20/2023. It names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker-dealer.

Who is listed as the broker-dealer on the AXON Form 144?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York. That entity is named as the intermediary for the reported resale transactions.

Are the shares on AXON's Form 144 issuer-held or from restricted vesting?

The listed shares are described as resulting from restricted stock vesting under a registered plan. The entries specify vesting dates 05/28/2026 (446 shares) and 05/20/2023 (118 shares).

Does the Form 144 confirm the sales were completed?

No. The Form 144 lists proposed sales tied to broker-dealer facilitation but does not state whether the transactions were executed. Execution confirmation would appear in subsequent trade reports or filings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:22 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001786512
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXON ENTERPRISE, INC.
SEC File Number	001-16391
Address of Issuer	17800 North 85th Street Scottsdale ARIZONA 85255
Phone	(480) 991-0797
Name of Person for Whose Account the Securities are To Be Sold	CAITLIN KALINOWSKI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	564	270140.38	80602077	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/28/2026	Restricted stock vesting under a registered plan	Issuer			446	05/28/2026	Services Rendered
Common	05/20/2023	Restricted stock vesting under a registered plan	Issuer			118	05/20/2023	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Caitlin Kalinowski
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)