Welcome to our dedicated page for Axsome Therapeut SEC filings (Ticker: AXSM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Axsome Therapeutics, Inc. filings document a CNS-focused biopharmaceutical company with commercial products, late-stage development programs and recurring regulatory events. Recent 8-K reports cover operating results, product revenue disclosures, business updates, FDA approval activity for AUVELITY, pipeline additions and corporate presentations.
The filing record also includes proxy materials addressing governance, director elections, executive compensation and equity awards. Other event filings document intellectual-property and litigation matters involving SUNOSI, material rights to development-stage assets, and disclosures tied to the company’s neurological and psychiatric treatment portfolio.
Form 144 Notice filed by Axsome Therapeutics (NASDAQ: AXSM) on June 28, 2025, detailing proposed securities sales under Rule 144. The filing indicates planned sale of 7,500 shares of common stock with an aggregate market value of $768,503 through Charles Schwab & Co.
Key transaction details:
- Securities acquired through employee stock option exercise on June 20, 2025
- Payment made via broker payment for cashless exercise
- Total shares outstanding: 49,236,365
- Planned sale date: June 20, 2025
The filing also discloses previous sales by Hunter R. Murdock in the past 3 months totaling 22,500 shares across three transactions from June 16-18, 2025, with gross proceeds ranging from $751,975 to $768,154. The seller represents no knowledge of undisclosed material adverse information regarding the issuer.
Hunter R. Murdock, General Counsel of Axsome Therapeutics (AXSM), executed a series of pre-planned transactions under a 10b5-1 trading plan over three consecutive days from June 16-18, 2025.
The transactions followed a consistent pattern each day:
- Exercised 7,500 stock options at $29.91 per share
- Immediately sold 7,500 shares at weighted average prices between $100.26-$102.42
Total transaction summary:
- Exercised: 22,500 options
- Sold: 22,500 shares
- Remaining options: 29,883
- Net proceeds per share: approximately $70-72 (sale price minus exercise price)
These transactions were executed according to a pre-approved trading plan, which helps protect executives from insider trading allegations by establishing trade parameters in advance.
Form 144 Notice of Proposed Sale filed for Axsome Therapeutics (NASDAQ: AXSM) details insider trading activity. The filing indicates a proposed sale of 7,500 shares of common stock with an aggregate market value of $756,729, to be executed through Charles Schwab & Co.
The securities were acquired through an employee stock option exercise on June 18, 2025, with payment made via a cashless exercise through broker payment. The filing reveals recent trading activity by the same insider, Hunter R. Murdock, who sold:
- 7,500 shares on June 16, 2025, generating proceeds of $768,154
- 7,500 shares on June 17, 2025, generating proceeds of $751,975
The company currently has 49,236,365 shares outstanding. This Form 144 represents the seller's declaration that they are unaware of any material adverse non-public information regarding the company's operations.