Axalta Coating Sys Ltd SEC Filings

Amy Tufano, SVP & CHRO of Axalta Coating Systems (AXTA), reported received restricted stock units that vested and converted into common shares on 09/19/2025. The filing shows 3,657 restricted stock units treated under transaction code M and converted one-for-one into common shares, increasing her holdings to 15,744 shares before tax withholding. The company withheld 1,680 shares to satisfy tax obligations at an indicated price of $30.27, leaving 14,064 common shares reported as beneficially owned. The Form 4 discloses the original RSU grant of 10,972 units awarded on 09/19/2023, vesting in three equal annual installments beginning 09/19/2024. The form was signed by an attorney-in-fact on 09/23/2025.

A company officer, Amy Tufano (SVP & CHRO) reported an open-market sale of 3,194 Axalta Coating Systems Ltd. (AXTA) common shares on 08/19/2025 at an average price of $31.06 per share. After the sale she beneficially owned 12,087 shares. The Form 4 was signed by an attorney-in-fact on 08/21/2025. The filing indicates this was a direct disposition of shares and does not list any derivative transactions or additional remarks.

Axalta Coating Systems Ltd. (AXTA) filing a Form 144 notifies a proposed sale of 3,194 shares of common stock through UBS Financial Services on the NYSE with an aggregate market value of $99,208.83. The filing states the shares were acquired via RSU vesting: 1,217 shares vested on 08/23/2024 and 1,977 shares vested on 09/19/2024. The filing reports 216,574,150 shares outstanding and lists the approximate sale date as 08/19/2025. The filer certifies they are not aware of undisclosed material adverse information and provides the standard Rule 144 attestation.

Axalta Coating Systems insider filing: On 08/14/2025, Carl Douglas Anderson II, Axalta SVP and CFO, had 20,656 restricted stock units vest, which converted one-for-one into common shares. Following vesting and subsequent withholding to satisfy taxes, 9,486 shares were withheld at $30.62 each.

The report shows beneficial ownership changing from 36,567 common shares after the vesting event to 27,081 common shares following the tax withholding. The filing notes the original award was 61,969 RSUs granted on 08/14/2023 vesting in three equal annual installments.

Barrow Hanley Mewhinney & Strauss LLC reports beneficial ownership of 13,492,064 shares of Axalta Coating Systems Ltd common stock, representing 6.23% of the outstanding class. The filing shows the firm has sole dispositive power over all 13,492,064 shares, sole voting power over 9,920,843 shares and shared voting power over 3,571,221 shares.

The statement includes a certification that these securities are held in the ordinary course of business and were not acquired to change or influence control. This disclosure notifies the market of a material passive stake above the 5% reporting threshold while clarifying voting and disposal authorities.

Form 4 discloses that Anthony Massey, Vice President, Finance & Chief Accounting Officer of Axalta Coating Systems Ltd. (AXTA), executed transactions on 1 Aug 2025.

• 2,070 common shares were acquired upon the mandatory conversion (Code M) of previously granted restricted stock units (RSUs) on a one-for-one basis.
• 641 shares were immediately withheld (Code F) at $27.82 to cover tax obligations tied to the vesting event.

After netting the tax-withheld shares, Massey’s direct beneficial ownership increased by 1,429 shares to 36,591 common shares. The related RSU grant, issued 1 Aug 2023 for 6,211 units, continues to vest in three equal annual tranches through 2026.

No open-market purchases or sales occurred; the transactions stem solely from equity award vesting mechanics. The size and nature of the change are routine for executive compensation and do not signal a discretionary buy or sell decision.