Axalta Coating Sys Ltd SEC Filings

Axalta Coating Systems (AXTA): Victory Capital Management, Inc. filed Amendment No. 1 to Schedule 13G reporting a passive stake in Axalta common stock. As of September 30, 2025, Victory reported 6,044,353 shares beneficially owned, representing 2.79% of the class. The firm had sole voting power over 5,925,837 shares and sole dispositive power over 6,044,353 shares, with no shared voting or dispositive power. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.

Axalta Coating Systems (AXTA) reported mixed Q3 2025 results. Net sales were $1,288 million versus $1,320 million a year ago, but income from operations rose to $204 million from $193 million. Net income attributable to common shareholders increased to $110 million, with diluted EPS of $0.51, up from $0.46. For the nine months, revenue was $3,855 million versus $3,965 million, while net income rose to $318 million and diluted EPS reached $1.46.

Gross cost discipline and lower interest expense supported earnings despite softer sales. Mobility Coatings Segment Adjusted EBITDA improved (Q3: $83 million vs. $70 million), while Performance Coatings eased (Q3: $211 million vs. $221 million). Operating cash flow was $305 million year‑to‑date. The company repurchased $165 million of common stock year‑to‑date, including $100 million in Q3. Cash was $606 million and long‑term borrowings were $3,382 million at quarter end.

Axalta closed a small Performance Coatings acquisition (aggregate consideration $9 million). The effective tax rate for the nine months was 25.3%. Management noted a preliminary position from German tax authorities that, when resolved, could materially affect future results; a provision has been recorded.

Axalta Coating Systems (AXTA) furnished its third‑quarter results, reporting financial performance for the quarter ended September 30, 2025, via a press release and earnings presentation posted on its website. The press release was furnished as Exhibit 99.

Axalta also executed Amendment No. 17 to its long‑standing Credit Agreement, which permits the use of borrowings under that facility to fund repurchases of its common shares, subject to the conditions set forth therein. The amendment was filed as Exhibit 10.1.

Alex Tablin-Wolf, SVP, GC and Corporate Secretary of Axalta Coating Systems Ltd. (AXTA), reported equity transactions on 09/19/2025. The filing shows 4,877 restricted stock units (RSUs) vested and were converted one-for-one into 4,877 common shares. To satisfy tax withholding on the vesting, 2,255 shares were sold/withheld at $30.27 per share, leaving the reporting person with 17,724 shares beneficially owned after the transactions. The RSUs originated from a 09/19/2023 grant of 14,630 RSUs that vest in three equal annual installments beginning 09/19/2024. The Form 4 was signed by an attorney-in-fact on 09/23/2025.

Amy Tufano, SVP & CHRO of Axalta Coating Systems (AXTA), reported received restricted stock units that vested and converted into common shares on 09/19/2025. The filing shows 3,657 restricted stock units treated under transaction code M and converted one-for-one into common shares, increasing her holdings to 15,744 shares before tax withholding. The company withheld 1,680 shares to satisfy tax obligations at an indicated price of $30.27, leaving 14,064 common shares reported as beneficially owned. The Form 4 discloses the original RSU grant of 10,972 units awarded on 09/19/2023, vesting in three equal annual installments beginning 09/19/2024. The form was signed by an attorney-in-fact on 09/23/2025.

A company officer, Amy Tufano (SVP & CHRO) reported an open-market sale of 3,194 Axalta Coating Systems Ltd. (AXTA) common shares on 08/19/2025 at an average price of $31.06 per share. After the sale she beneficially owned 12,087 shares. The Form 4 was signed by an attorney-in-fact on 08/21/2025. The filing indicates this was a direct disposition of shares and does not list any derivative transactions or additional remarks.

Axalta Coating Systems Ltd. (AXTA) filing a Form 144 notifies a proposed sale of 3,194 shares of common stock through UBS Financial Services on the NYSE with an aggregate market value of $99,208.83. The filing states the shares were acquired via RSU vesting: 1,217 shares vested on 08/23/2024 and 1,977 shares vested on 09/19/2024. The filing reports 216,574,150 shares outstanding and lists the approximate sale date as 08/19/2025. The filer certifies they are not aware of undisclosed material adverse information and provides the standard Rule 144 attestation.

Axalta Coating Systems insider filing: On 08/14/2025, Carl Douglas Anderson II, Axalta SVP and CFO, had 20,656 restricted stock units vest, which converted one-for-one into common shares. Following vesting and subsequent withholding to satisfy taxes, 9,486 shares were withheld at $30.62 each.

The report shows beneficial ownership changing from 36,567 common shares after the vesting event to 27,081 common shares following the tax withholding. The filing notes the original award was 61,969 RSUs granted on 08/14/2023 vesting in three equal annual installments.

Barrow Hanley Mewhinney & Strauss LLC reports beneficial ownership of 13,492,064 shares of Axalta Coating Systems Ltd common stock, representing 6.23% of the outstanding class. The filing shows the firm has sole dispositive power over all 13,492,064 shares, sole voting power over 9,920,843 shares and shared voting power over 3,571,221 shares.

The statement includes a certification that these securities are held in the ordinary course of business and were not acquired to change or influence control. This disclosure notifies the market of a material passive stake above the 5% reporting threshold while clarifying voting and disposal authorities.