Welcome to our dedicated page for Axt SEC filings (Ticker: AXTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AXT, Inc. (AXTI) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed issuer, AXT submits periodic and current reports that describe its financial condition, operations and material events related to its business of developing and manufacturing compound and single element semiconductor substrate wafers.
Through this page, investors can access annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed financial statements, management discussion and analysis, and information about AXT’s substrate products based on indium phosphide, gallium arsenide and germanium. These filings also describe risk factors, business segments, manufacturing footprint in China and the role of its subsidiary Beijing Tongmei Xtal Technology Co., Ltd.
AXT’s current reports on Form 8-K document material events such as quarterly earnings announcements, preliminary revenue ranges, export control developments affecting indium phosphide and gallium arsenide shipments, capital-raising transactions under its Form S-3 shelf registration statement, and corporate governance matters including board changes and Nasdaq listing rule compliance. Some 8-Ks incorporate press releases as exhibits, giving additional context to the headline events.
Investors can also review registration statements and prospectus supplements related to AXT’s public offerings of common stock, which outline the terms of the offerings and the company’s stated use of proceeds, including plans to increase manufacturing capacity at Tongmei, fund research and development and support general corporate purposes.
On Stock Titan, AI-powered tools summarize lengthy filings, highlight key sections and help explain complex topics such as revenue drivers, export control impacts, capital structure changes and audit committee disclosures. Real-time updates from EDGAR ensure that new AXTI filings, including Forms 10-K, 10-Q, 8-K and registration-related documents, are available promptly, while insider transaction reports on Form 4 can be monitored alongside these core filings.
AXT Inc. reports proposed resale of Common Stock under Rule 144 by an affiliate. The filing lists multiple recent sales by Morris S. Young, including 159,536 shares on 03/02/2026 and 37,160 shares on 12/08/2025. The notice records sale dates, share counts, and proceeds for each transaction.
AXT Inc. filed a Form 144 notifying a proposed sale of 8,300 common shares tied to a performance stock award. The filing lists Needham and Company LLC as broker and records recent dispositions by Morris S Young of 35,000 shares on 12/04/2025, 37,160 shares on 12/08/2025, and 159,536 shares on 03/02/2026, with corresponding proceeds shown.
AXT Inc. director David C. Chang reported selling common stock in two open-market transactions. On March 4, 2026, he sold 20,000 shares at an average price of
These sales totaled 40,000 shares of AXT common stock. Following the March 5 transaction, Chang held 92,744 shares of AXT common stock with direct ownership.
AXT Inc. director Jesse Chen reported open-market sales of company stock. On March 5, 2026, Chen sold 11,147 shares of AXT common stock at a weighted average price of $38.2624 per share. On March 4, 2026, he sold an additional 8,800 shares at a weighted average price of $38.8278 per share. After these transactions, Chen directly held 167,064 shares of AXT common stock. The filing notes that each reported price reflects a weighted average for multiple trades within the stated price ranges.
AXT Inc. director Jesse Chen reported open-market sales of AXT common stock over two days. On March 2, Chen sold 11,320 shares at a weighted average price of $45.5933, with individual trades ranging from $45.39 to $45.83. On March 3, Chen sold 11,007 shares at a weighted average price of $40.4919, with trade prices between $40.09 and $41.0951. After these combined sales of 22,327 shares, Chen beneficially owned 187,011 shares of AXT common stock directly.
AXT Inc. director and CEO Morris S. Young reported an indirect open-market sale of 159,536 shares of AXT common stock on March 2, 2026. The shares, held by the Young Family Trust DTD, were sold at a weighted average price of $43.3223 per share, with individual sale prices ranging from $39.38 to $46.98. Following these transactions, the trust continued to hold 2,482,038 shares of AXT common stock indirectly associated with Young.
AXT Inc. CEO Morris S. Young reported two bona fide gift transfers of AXT common stock on March 2, 2026. The Form 4 shows indirect dispositions of 17,200 shares and 10,000 shares at a stated price of $0.00 per share, held through the Young Family Trust DTD. Following these gifts, indirect ownership reported for this security was 2,641,574 shares.
AXT Inc Chief Financial Officer Gary L. Fischer sold 405,233 shares of common stock in an open-market transaction on March 2, 2026. The weighted average sale price was $41.455 per share, with individual trades ranging from $40.00 to $45.82. After these sales, Fischer directly owns 280,310 shares of AXT common stock.
Charles Schwab Corp. submitted a Form 144 notice describing proposed sales of specified restricted stock grants and disclosing recent affiliate sales. The filing lists restricted grants dated
The filing also reports securities sold during the past three months by David C. Chang: 25,000 shares on
AXT Inc CFO Gary L. Fischer reported a series of stock option exercises and related share acquisitions in AXT Inc common stock. On February 26, 2026, he exercised multiple fully vested stock options that were originally granted between 2016 and 2019 and had become exercisable between 2017 and 2020, converting them into common shares at preset exercise prices. Following these transactions, Fischer directly owned 685,543 shares of AXT Inc common stock.