AXT Inc. (NASDAQ: AXTI) trust plans 2,000-share sale in Form 144 filing

Rhea-AI Filing Summary

Leblanc Living Trust, an affiliate of AXT Inc., plans to sell up to 2,000 Class A shares of AXT through broker Purshe Kaplan Sterling on or about 08/07/2026 on NASDAQ, with an aggregate market value of $175,020.00. AXT lists 65,423,184 Class A shares outstanding. The trust previously sold 500 shares on 06/10/2026 for $44,705.07. Disclosed holdings include stock awards of 10,000 shares granted on 05/15/2026 and 10,000 shares granted on 05/23/2014 as compensation.

Key Figures

Planned shares to be sold: 2,000 shares Aggregate market value of planned sale: $175,020.00 Shares outstanding: 65,423,184 shares +4 more

7 metrics

Planned shares to be sold 2,000 shares Class A shares planned for sale by Leblanc Living Trust

Aggregate market value of planned sale $175,020.00 Value of 2,000 Class A shares planned for sale

Shares outstanding 65,423,184 shares Class A shares outstanding for AXT Inc.

Recent shares sold 500 shares Shares sold by Leblanc Living Trust on 06/10/2026

Proceeds from recent sale $44,705.07 Value of 500 shares sold on 06/10/2026

Stock award 2026 10,000 shares Stock award dated 05/15/2026 classified as Compensation

Stock award 2014 10,000 shares Stock award dated 05/23/2014 classified as Compensation

Key Terms

Form 144, Aggregate market value, Stock Award, Compensation

4 terms

Form 144 regulatory

"144: Securities Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Aggregate market value financial

"2000 | 175020.00 | 65423184 | 08/07/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Stock Award financial

"Stock Award | AXT | | | 10000 | 05/15/2026 | Compensation"

Compensation financial

"10000 | 05/15/2026 | Compensation"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/07/2026 - 02:43 PM Accepted by SEC EDGAR 08/07/2026 - 02:43 PM Learn about SEC filing dates

FAQ

What does AXT Inc. (AXTI) disclose in this Form 144 filing?

AXT Inc. reports that Leblanc Living Trust plans to sell 2,000 Class A shares on NASDAQ around 08/07/2026. The planned sale has an aggregate market value of $175,020.00, with trading to be executed through broker Purshe Kaplan Sterling.

How many AXT Inc. (AXTI) shares are planned to be sold and where?

Leblanc Living Trust plans to sell 2,000 Class A shares of AXT Inc. on the NASDAQ. The filing lists an aggregate market value of $175,020.00 for this proposed sale, to be handled by Purshe Kaplan Sterling in Albany, New York.

What recent sales does the AXT Inc. (AXTI) Form 144 show for Leblanc Living Trust?

The filing notes that Leblanc Living Trust sold 500 AXT shares on 06/10/2026 for proceeds of $44,705.07. This transaction is disclosed as securities sold during the past three months, separate from the newly proposed 2,000-share sale.

How many AXT Inc. (AXTI) shares are outstanding according to this filing?

AXT Inc. reports 65,423,184 Class A shares outstanding in connection with the planned 2,000-share sale. This figure provides context for the relative size of the proposed sale by Leblanc Living Trust compared with the company’s total outstanding Class A shares.

What stock awards related to AXT Inc. (AXTI) are disclosed for Leblanc Living Trust?

The filing lists two stock awards associated with AXT Inc.: 10,000 shares granted on 05/15/2026 and another 10,000 shares granted on 05/23/2014. Both awards are categorized as Compensation in Class A stock of AXT.

Who is the broker for the planned AXT Inc. (AXTI) Form 144 sale?

The planned sale of 2,000 Class A shares of AXT Inc. will be executed through Purshe Kaplan Sterling. The broker’s address is listed as 80 State Street, Albany, NY 12207, and the transaction is expected to occur on the NASDAQ market.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Purshe Kaplan Sterling 80 State Street Albany NY 12207	2000	175020.00	65423184	08/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	05/15/2026	Stock Award	AXT			10000	05/15/2026	Compensation
Class A	05/23/2014	Stock Award	AXT			10000	05/23/2014	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Leblanc Living Trust 4281 Technology Dr Fremont CA 94538	AXT INC	06/10/2026	500	44705.07

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)