[Form 4] AXT INC Insider Trading Activity

Rhea-AI Filing Summary

AXT Inc. (AXTI) CEO reported charitable-style transfers of company stock in a Form 4 filing. On 11/21/2025, the reporting person made two transactions coded as gifts, disposing of 12,000 shares and 3,000 shares of AXT common stock at a reported price of $0 per share.

After these transactions, the reporting person beneficially owned 2,461,360 shares of AXT common stock indirectly through the Young Family Trust DTD. The filing is an ownership disclosure and does not describe any change in the company’s operations or financial performance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

YOUNG MORRIS S

(Last) (First) (Middle)

4281 TECHNOLOGY DR.

(Street)

FREMONT CA 94538

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AXT INC [ AXTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/21/2025		G		12,000	D	$0	2,464,360	I	By Young Family Trust DTD
Common Stock	11/21/2025		G		3,000	D	$0	2,461,360	I	By Young Family Trust DTD

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Jeff Sensiba, Attorney-in-Fact	11/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AXT (AXTI) disclose in this Form 4 filing?

The filing reports that the CEO of AXT Inc. (AXTI) made two transactions coded as gifts, transferring 12,000 and 3,000 shares of AXT common stock on 11/21/2025 at a reported price of $0 per share.

How many AXT (AXTI) shares did the CEO gift on 11/21/2025?

The CEO reported gifting a total of 15,000 shares of AXT common stock on 11/21/2025, through two separate transactions of 12,000 shares and 3,000 shares.

How many AXT (AXTI) shares does the CEO own after these transactions?

Following the reported gift transactions, the CEO beneficially owned 2,461,360 shares of AXT common stock indirectly through the Young Family Trust DTD.

What does the transaction code "G" mean in the AXT (AXTI) Form 4?

In this Form 4, the transaction code "G" indicates that the CEO’s reported dispositions of AXT common stock were gifts rather than market sales or purchases.

Is this AXT (AXTI) Form 4 filed by one or multiple reporting persons?

The document indicates that the Form 4 is filed by one reporting person, who serves as the CEO of AXT Inc.

Are the CEO’s AXT (AXTI) holdings direct or indirect after the gifts?

After the reported gift transactions, the CEO’s beneficial ownership of 2,461,360 AXT shares is reported as indirect, held through the Young Family Trust DTD.