Welcome to our dedicated page for Axt SEC filings (Ticker: AXTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AXT, Inc. (AXTI) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed issuer, AXT submits periodic and current reports that describe its financial condition, operations and material events related to its business of developing and manufacturing compound and single element semiconductor substrate wafers.
Through this page, investors can access annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed financial statements, management discussion and analysis, and information about AXT’s substrate products based on indium phosphide, gallium arsenide and germanium. These filings also describe risk factors, business segments, manufacturing footprint in China and the role of its subsidiary Beijing Tongmei Xtal Technology Co., Ltd.
AXT’s current reports on Form 8-K document material events such as quarterly earnings announcements, preliminary revenue ranges, export control developments affecting indium phosphide and gallium arsenide shipments, capital-raising transactions under its Form S-3 shelf registration statement, and corporate governance matters including board changes and Nasdaq listing rule compliance. Some 8-Ks incorporate press releases as exhibits, giving additional context to the headline events.
Investors can also review registration statements and prospectus supplements related to AXT’s public offerings of common stock, which outline the terms of the offerings and the company’s stated use of proceeds, including plans to increase manufacturing capacity at Tongmei, fund research and development and support general corporate purposes.
On Stock Titan, AI-powered tools summarize lengthy filings, highlight key sections and help explain complex topics such as revenue drivers, export control impacts, capital structure changes and audit committee disclosures. Real-time updates from EDGAR ensure that new AXTI filings, including Forms 10-K, 10-Q, 8-K and registration-related documents, are available promptly, while insider transaction reports on Form 4 can be monitored alongside these core filings.
AXT Inc Chief Financial Officer Gary L. Fischer sold 405,233 shares of common stock in an open-market transaction on March 2, 2026. The weighted average sale price was $41.455 per share, with individual trades ranging from $40.00 to $45.82. After these sales, Fischer directly owns 280,310 shares of AXT common stock.
Charles Schwab Corp. submitted a Form 144 notice describing proposed sales of specified restricted stock grants and disclosing recent affiliate sales. The filing lists restricted grants dated
The filing also reports securities sold during the past three months by David C. Chang: 25,000 shares on
AXT Inc CFO Gary L. Fischer reported a series of stock option exercises and related share acquisitions in AXT Inc common stock. On February 26, 2026, he exercised multiple fully vested stock options that were originally granted between 2016 and 2019 and had become exercisable between 2017 and 2020, converting them into common shares at preset exercise prices. Following these transactions, Fischer directly owned 685,543 shares of AXT Inc common stock.
AXT Inc. filed a Form 144 disclosing proposed sales of multiple common shares linked to performance stock awards, including 27,949, 5,501, 98,137, and 27,949 shares with award dates in The filing also reports insider sales by Morris S. Young of 35,000 shares on
AXT, Inc. submitted notices under Section 144 reporting proposed sales of common stock tied to prior stock option exercises and restricted stock awards. The filing lists multiple planned dispositions with individual lots and dates, including examples such as 62,560 shares (11/06/2019) and 42,300 shares (10/28/2016).
YOUNG MORRIS S reported acquisition or exercise transactions in this Form 4 filing.
AXT Inc. reported that CEO and director Morris S. Young received an award of 218,170 shares of common stock as at-risk performance share awards (PSAs) under the company’s 2015 Equity Incentive Plan. These PSAs were approved on February 18, 2025 and are eligible to vest based on achieving certain financial metrics for fiscal year 2025. The grant represents 97.6% of the maximum PSAs issuable to him for exceeding those FY2025 targets. Following this award, Young directly holds 2,668,774 shares of AXT common stock.
AXT Inc. reported that its CFO, Gary L. Fischer, acquired 75,718 shares of common stock on February 18, 2026 through a grant with no cash price per share. This award consists of at-risk performance share awards under the company’s 2015 Equity Incentive Plan.
The performance shares are eligible to vest only if certain target financial metrics for fiscal year 2025 are achieved. The filing states that the 75,718 performance shares represent 97.6% of the maximum number of performance shares that could be issued to the CFO for exceeding those FY2025 targets. After this grant, Fischer held 437,715 shares of AXT common stock directly.
AXT, Inc. reported weaker fourth quarter and full-year 2025 results, with ongoing investment in AI-related growth. Q4 2025 revenue was
AXT, Inc. reported a change in the status and role of director Leonard J. LeBlanc. The board determined on January 26, 2026 that Mr. LeBlanc is now independent under Nasdaq Listing Rules, after previously serving as a non-independent director under a limited exception.
The board had already found that he meets all independence requirements for audit committee service under SEC Rule 10A‑3 and Nasdaq rules, and has designated him as an “audit committee financial expert”. Following this new independence determination, the company’s Audit Committee now consists of three independent directors, and Mr. LeBlanc has been appointed Chair, replacing Mr. Jesse Chen in that role. Mr. Chen remains a member of the Audit Committee. Mr. LeBlanc will receive an annual cash retainer of $20,000 for serving as Audit Committee Chair.