Welcome to our dedicated page for Axt SEC filings (Ticker: AXTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AXT, Inc. (AXTI) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed issuer, AXT submits periodic and current reports that describe its financial condition, operations and material events related to its business of developing and manufacturing compound and single element semiconductor substrate wafers.
Through this page, investors can access annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed financial statements, management discussion and analysis, and information about AXT’s substrate products based on indium phosphide, gallium arsenide and germanium. These filings also describe risk factors, business segments, manufacturing footprint in China and the role of its subsidiary Beijing Tongmei Xtal Technology Co., Ltd.
AXT’s current reports on Form 8-K document material events such as quarterly earnings announcements, preliminary revenue ranges, export control developments affecting indium phosphide and gallium arsenide shipments, capital-raising transactions under its Form S-3 shelf registration statement, and corporate governance matters including board changes and Nasdaq listing rule compliance. Some 8-Ks incorporate press releases as exhibits, giving additional context to the headline events.
Investors can also review registration statements and prospectus supplements related to AXT’s public offerings of common stock, which outline the terms of the offerings and the company’s stated use of proceeds, including plans to increase manufacturing capacity at Tongmei, fund research and development and support general corporate purposes.
On Stock Titan, AI-powered tools summarize lengthy filings, highlight key sections and help explain complex topics such as revenue drivers, export control impacts, capital structure changes and audit committee disclosures. Real-time updates from EDGAR ensure that new AXTI filings, including Forms 10-K, 10-Q, 8-K and registration-related documents, are available promptly, while insider transaction reports on Form 4 can be monitored alongside these core filings.
AXT Inc.'s CFO, Gary L. Fischer, reported open-market sales of company stock. He sold 80,776 shares of common stock on March 13, 2026 at a weighted average price of $50.6427 per share and 8,256 shares on March 12, 2026 at a weighted average price of $50.1975 per share. The prices on each day reflected multiple trades within stated ranges. After these transactions, Fischer directly held 191,278 shares of AXT common stock.
AXT Inc. submitted Form 144 relating to proposed sales of Common stock and disclosed recent dispositions by related holders. The filing lists multiple open-market sales over the past three months by Morris S. Young and the Young Family Trust, including sales of 159,536 shares on 03/02/2026 and 30,832 shares on 03/10/2026.
The entries show transaction dates, share counts, and gross proceeds for each sale; no offering terms or registration amounts are stated in the excerpt.
AXT Inc. director and CEO Morris S. Young reported an open-market sale of 30,832 shares of Common Stock on March 10, 2026. The sale was effected indirectly through the Young Family Trust DTD at a weighted average price of $45.599 per share.
According to the filing, the shares were sold in multiple transactions at prices ranging from $44.52 to $46.63. After this transaction, the trust’s indirect holdings shown in the filing total 2,313,233 shares of AXT Inc. common stock.
AXT Inc director David C. Chang sold 20,000 shares of common stock in an open-market transaction. The sale occurred on March 10, 2026 at an average price of $45.9959 per share. After this transaction, he directly holds 72,744 AXT Inc shares.
AXT Inc director Jesse Chen reported open-market sales of AXT common stock. On March 10, Chen sold 14,000 shares at a weighted average price of $46.1504 per share. On March 11, he sold an additional 15,000 shares at a weighted average price of $47.1294 per share.
Both trades were executed in multiple transactions within price ranges of $45.60–$46.63 and $46.83–$47.68, respectively. Following these sales, Chen directly holds 123,612 shares of AXT Inc common stock.
AXT Inc. director and CEO Morris S. Young, through the Young Family Trust, reported multiple recent transactions in AXT common stock. The trust made open-market sales of 8,300 shares on March 6, 2026 at a weighted average price of $39.6462 per share and 125,893 shares on March 9, 2026 at a weighted average price of $36.5124 per share. The trust also disposed of 3,780 shares on March 3, 2026 as a bona fide gift. Following these transactions, the trust’s reported indirect holdings stood at 2,344,065 shares of AXT common stock.
AXT Inc. reported proposed sales of Common Stock by Morris S. Young under Form 144. The filing lists multiple transactions by Mr. Young across December 2025 and March 2026, including 159,536 shares on 03/02/2026 and 125,893 shares on 03/09/2026.
The entries show share counts and gross proceeds for each dated sale; the filing is a notice of intended resale rather than a company action.
AXT Inc director Jesse Chen reported open-market sales of company common stock. On March 9, 2026, Chen sold 12,452 shares at a weighted average price of $37.6915 per share. On March 6, 2026, he sold 2,000 shares at $36.63 per share.
After these transactions, Chen directly holds 152,612 shares of AXT common stock. The filing notes that the larger sale on March 9 was executed through multiple trades at prices ranging from $37.29 to $38.30, and detailed trade breakdowns are available on request.
AXT Inc. reports proposed resale of Common Stock under Rule 144 by an affiliate. The filing lists multiple recent sales by Morris S. Young, including 159,536 shares on 03/02/2026 and 37,160 shares on 12/08/2025. The notice records sale dates, share counts, and proceeds for each transaction.
AXT Inc. filed a Form 144 notifying a proposed sale of 8,300 common shares tied to a performance stock award. The filing lists Needham and Company LLC as broker and records recent dispositions by Morris S Young of 35,000 shares on 12/04/2025, 37,160 shares on 12/08/2025, and 159,536 shares on 03/02/2026, with corresponding proceeds shown.