Aytu BioPharma (AYTU) investor and foundation each report 4.99% beneficial stake
Rhea-AI Filing Summary
Aytu BioPharma, Inc. has a significant shareholder, Laurence W. Lytton, and the Lytton-Kambara Foundation jointly reporting beneficial ownership of Aytu common stock. Each reports 545,946 shares beneficially owned, representing 4.99% of the common stock, based on 10,733,208 shares outstanding as of April 30, 2026. All voting and dispositive powers are reported as shared, with no sole power held by either reporting person. The holdings include existing common shares and warrants to purchase additional shares, all subject to a 4.99% beneficial ownership limitation. The parties also provide a joint filing agreement covering their Schedule 13D or 13G submissions.
Positive
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Negative
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Key Figures
Beneficial ownership per reporting person: 545,946 shares
Ownership percentage per reporting person: 4.99%
Shares outstanding: 10,733,208 shares
+1 more
4 metrics
Beneficial ownership per reporting person
545,946 shares
Shares of Aytu BioPharma common stock beneficially owned by each of Laurence W. Lytton and the Lytton-Kambara Foundation
Ownership percentage per reporting person
4.99%
Percent of Aytu BioPharma common stock class held by each reporting person
Shares outstanding
10,733,208 shares
Aytu BioPharma common shares outstanding as of April 30, 2026, used for ownership calculations
Common shares in one holder’s position
338,344 shares
Common stock portion of one reporting person’s position, with additional warrants subject to a 4.99% cap
Key Terms
beneficial ownership limitation, shared voting power, shared dispositive power, Schedule 13G, +1 more
5 terms
beneficial ownership limitation financial
"warrants to purchase shares of Common Stock, subject to a 4.99% beneficial ownership limitation"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
Schedule 13G regulatory
"AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
beneficially owned financial
"Amount beneficially owned: Lytton: 545,946 Foundation: 545,946"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
FAQ
What ownership stake in AYTU does Laurence W. Lytton report in this Schedule 13G/A?
Laurence W. Lytton reports 545,946 shares of Aytu BioPharma common stock as beneficially owned, representing 4.99% of the class, with all voting and dispositive power shared and none held solely.
How much of AYTU does the Lytton-Kambara Foundation beneficially own?
The Lytton-Kambara Foundation reports beneficial ownership of 545,946 Aytu BioPharma shares, equal to 4.99% of the outstanding common stock, with shared voting and dispositive power over all of these reported shares.
What is the beneficial ownership limitation disclosed for AYTU warrants in this filing?
The filing states that the reported Aytu holdings include common stock and warrants, all subject to a 4.99% beneficial ownership limitation, which effectively caps the reportable ownership percentage for the holder and the foundation.
What agreement is referenced between Laurence W. Lytton and the Lytton-Kambara Foundation regarding AYTU?
The filing includes Exhibit 99.1, an agreement regarding the joint filing of statements on Schedule 13D or 13G by Laurence W. Lytton and the Lytton-Kambara Foundation for their Aytu BioPharma holdings.
AI-generated analysis. How Rhea-AI works. Not financial advice.