Azek Co Inc SEC Filings

AZEK – Form 4 (07/02/2025) documents the disposition of all AZEK equity held by Chief Human Resources Officer Sandra Lamartine in connection with the closing of the previously announced merger with James Hardie Industries plc (JHX) on 07/01/2025.

• Common shares: 21,015 Class A shares were reported as disposed (Code “D”).
• Equity awards: 42,262 performance-based RSUs and 33,339 stock-option awards (exercise prices ranging from $20.18 to $53.51) were likewise disposed of and converted into JHX instruments.

The filing reiterates final merger economics:

• Cash Consideration: $26.45 per AZEK share.
• Share Exchange Ratio: 1.0340 JHX ordinary shares per AZEK share.
• Fractional shares settled in cash based on JHX’s 5-day VWAP of $26.053018.

All AZEK awards were assumed by JHX and converted into equivalent JHX restricted-stock, performance-unit or option awards using the same vesting schedules. Following conversion, the reporting person holds 0 AZEK securities; future ownership, if any, will be in JHX.

This Form 4 provides transactional confirmation that the merger closed and that AZEK equity has been fully exchanged, giving investors definitive consideration details and eliminating standalone AZEK insider ownership.

AZEK – Form 4 (07/02/2025) documents the disposition of all AZEK equity held by Chief Human Resources Officer Sandra Lamartine in connection with the closing of the previously announced merger with James Hardie Industries plc (JHX) on 07/01/2025.

• Common shares: 21,015 Class A shares were reported as disposed (Code “D”).
• Equity awards: 42,262 performance-based RSUs and 33,339 stock-option awards (exercise prices ranging from $20.18 to $53.51) were likewise disposed of and converted into JHX instruments.

The filing reiterates final merger economics:

• Cash Consideration: $26.45 per AZEK share.
• Share Exchange Ratio: 1.0340 JHX ordinary shares per AZEK share.
• Fractional shares settled in cash based on JHX’s 5-day VWAP of $26.053018.

All AZEK awards were assumed by JHX and converted into equivalent JHX restricted-stock, performance-unit or option awards using the same vesting schedules. Following conversion, the reporting person holds 0 AZEK securities; future ownership, if any, will be in JHX.

This Form 4 provides transactional confirmation that the merger closed and that AZEK equity has been fully exchanged, giving investors definitive consideration details and eliminating standalone AZEK insider ownership.

AZEK – Form 4 (07/02/2025) documents the disposition of all AZEK equity held by Chief Human Resources Officer Sandra Lamartine in connection with the closing of the previously announced merger with James Hardie Industries plc (JHX) on 07/01/2025.

• Common shares: 21,015 Class A shares were reported as disposed (Code “D”).
• Equity awards: 42,262 performance-based RSUs and 33,339 stock-option awards (exercise prices ranging from $20.18 to $53.51) were likewise disposed of and converted into JHX instruments.

The filing reiterates final merger economics:

• Cash Consideration: $26.45 per AZEK share.
• Share Exchange Ratio: 1.0340 JHX ordinary shares per AZEK share.
• Fractional shares settled in cash based on JHX’s 5-day VWAP of $26.053018.

All AZEK awards were assumed by JHX and converted into equivalent JHX restricted-stock, performance-unit or option awards using the same vesting schedules. Following conversion, the reporting person holds 0 AZEK securities; future ownership, if any, will be in JHX.

This Form 4 provides transactional confirmation that the merger closed and that AZEK equity has been fully exchanged, giving investors definitive consideration details and eliminating standalone AZEK insider ownership.

Lanvin Group Holdings Ltd (LANV) – Schedule 13G/A (Amendment 1) filed by Meritz Securities Co., Ltd.

The Korean broker-dealer has updated its beneficial ownership report to disclose that it now holds 0 ordinary shares of Lanvin Group Holdings Ltd, representing 0.0% of the outstanding class. The filing confirms that Meritz possesses no sole or shared voting or dispositive power over any Lanvin shares. Because the position has fallen to 5% or less, Meritz states this amendment satisfies Rule 13d-1 requirements and certifies the shares were acquired and held in the ordinary course of business, not to influence control of the issuer.

The document contains no financial performance data, transactions, or strategic commentary from Lanvin. It is strictly an ownership update and related certifications, signed by CEO Kim Jong Min on 2 July 2025.

Lanvin Group Holdings Ltd (LANV) – Schedule 13G/A (Amendment 1) filed by Meritz Securities Co., Ltd.

The Korean broker-dealer has updated its beneficial ownership report to disclose that it now holds 0 ordinary shares of Lanvin Group Holdings Ltd, representing 0.0% of the outstanding class. The filing confirms that Meritz possesses no sole or shared voting or dispositive power over any Lanvin shares. Because the position has fallen to 5% or less, Meritz states this amendment satisfies Rule 13d-1 requirements and certifies the shares were acquired and held in the ordinary course of business, not to influence control of the issuer.

The document contains no financial performance data, transactions, or strategic commentary from Lanvin. It is strictly an ownership update and related certifications, signed by CEO Kim Jong Min on 2 July 2025.

Lanvin Group Holdings Ltd (LANV) – Schedule 13G/A (Amendment 1) filed by Meritz Securities Co., Ltd.

The Korean broker-dealer has updated its beneficial ownership report to disclose that it now holds 0 ordinary shares of Lanvin Group Holdings Ltd, representing 0.0% of the outstanding class. The filing confirms that Meritz possesses no sole or shared voting or dispositive power over any Lanvin shares. Because the position has fallen to 5% or less, Meritz states this amendment satisfies Rule 13d-1 requirements and certifies the shares were acquired and held in the ordinary course of business, not to influence control of the issuer.

The document contains no financial performance data, transactions, or strategic commentary from Lanvin. It is strictly an ownership update and related certifications, signed by CEO Kim Jong Min on 2 July 2025.

Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (ticker: C), is issuing $12.413 million of Medium-Term Senior Notes—12,413 Contingent Income Auto-Callable Securities—linked to the common stock of Snowflake Inc. (SNOW). These three-year notes (issue date 2-Jul-2025; maturity 30-Jun-2028) are unsecured and unlisted.

Income mechanics: Investors may receive a 2.9125 % quarterly coupon (11.65 % p.a.) on each valuation date only if SNOW’s closing price is at or above the downside threshold of 50 % of the initial share price ($111.305). Missed coupons may be recaptured if the threshold is met on a later date.

Call feature: Beginning 29-Sep-2025 and quarterly thereafter, the notes are automatically redeemed at par plus the coupon if SNOW closes at or above the initial share price ($222.61). Early redemption truncates future coupons.

Principal repayment: At maturity investors receive:

• $1,000 + coupon if SNOW ≥ downside threshold.
• $1,000 × (1 + share return) if SNOW < downside threshold, exposing holders to the full downside beyond –50 %; payment may be less than $500—or zero.

Pricing & costs: Issue price is $1,000; the estimated value is $971.20, reflecting selling concession ($17.50), structuring fee ($5.00) and embedded hedging costs. CGMI’s models determine this value using the issuer’s internal funding rate.

Key risks highlighted include complete principal loss below the barrier, conditional coupons, early-call reinvestment risk, illiquidity (no exchange listing; secondary market solely at CGMI’s discretion), and credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc.

The notes appeal to yield-seeking investors comfortable with single-stock volatility (SNOW has shown wide historical price swings) who can absorb potential loss of principal and limited liquidity, and who understand they forgo any equity upside.

Form 4 filing overview: Abbott Laboratories (ABT) Executive Vice President Louis H. Morrone reported one transaction dated 30 June 2025.

• Transaction code: F (as reported in the form).
• Shares affected: 269 common shares without par value.
• Transaction price: $134.38 per share.
• Post-transaction direct holdings: 66,609 common shares.
• Indirect holdings: 12 common shares held in the Abbott Laboratories Stock Retirement Trust (Profit Sharing Trust) as of 30 June 2025.

There were no derivative security transactions reported and no indication of additional purchases, option exercises, or sales beyond the single Code F entry. Morrone remains an insider with substantial equity exposure to Abbott Laboratories after the reported withholding.