Welcome to our dedicated page for Autozi Internet Technology (Global) Ltd. SEC filings (Ticker: AZI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Autozi Internet Technology (Global) Ltd. filings document foreign-private-issuer current reports for a Cayman Islands company with Class A ordinary shares listed on Nasdaq. The company’s Form 6-K disclosures cover Nasdaq continued-listing matters, share-consolidation actions, shareholder meeting results, amended constitutional documents and capital-structure updates.
Autozi’s regulatory reports also record governance and compensation matters, including board and officer changes and amendments to its 2024 equity incentive plan for Class A ordinary shares. Exhibit-based filings include press releases on listing compliance, shareholder investment commitments and material corporate actions related to the company’s automotive service and supply-chain technology platform.
Autozi Internet Technology (Global) Ltd. (AZI) reports its updated capital structure, explaining the increase in issued and outstanding ordinary shares since its most recent interim financial statements. The change reflects ordinary shares issued upon conversion of a convertible note under a January 27, 2025 securities purchase agreement (as amended), ordinary shares issued under a June 22, 2026 securities purchase agreement, and the issuance of 10,000,000 Class B ordinary shares to CEO and Chairman Houqi Zhang under a June 22, 2026 debt conversion agreement.
As of August 31, 2026, Autozi had 56,288,753 Class A ordinary shares, par value $0.00005 per share, and 10,061,311 Class B ordinary shares, for a total of 66,350,064 ordinary shares issued and outstanding.
Autozi Internet Technology (Global) Ltd. (AZI) filed an amended Form 6-K to add missing unaudited condensed consolidated statements of changes in shareholders’ equity/deficit and to correct a minor balance sheet figure, while furnishing full interim U.S. GAAP financial statements for the six months ended March 31, 2026.
For this period, revenue fell to $29.5 million from $79.9 million a year earlier, and net loss widened to $26.3 million. Operating cash outflow was $40.0 million. Despite this, a December 2025 private placement and other equity financing increased additional paid-in capital and turned total shareholders’ position from a $25.6 million deficit at September 30, 2025 to positive equity of $7.1 million at March 31, 2026.
The company discloses that recurring losses and an accumulated deficit of $172.3 million raise substantial doubt about its ability to continue as a going concern over the next year. Management plans include extending debt maturities, cost controls, and seeking additional debt and equity financing, but these plans are not deemed sufficient to remove that doubt.
Autozi Internet Technology (Global) Ltd. (AZI) filed an amended Form 6-K to replace its interim financial statements and MD&A for the six months ended March 31, 2026, which are now incorporated into its Form F-3 shelf registration. The business spans new car sales, auto parts and accessories, and automotive insurance-related services in China.
For the six months ended March 31, 2026, revenue fell to $29.5 million from $79.9 million, entirely from auto parts and accessories as new car sales dropped to zero. The company reported a net loss of $26.3 million, compared with a $5.3 million loss a year earlier, driven largely by a sharp increase in general and administrative expenses including $18.8 million of share-based compensation. Operating cash outflow was $40.0 million, funded mainly by $40.1 million from financing, including $32.0 million of equity financing and higher borrowings from related parties and banks.
Autozi’s balance sheet shifted from a shareholders’ deficit of $25.6 million at September 30, 2025 to positive equity of $7.1 million at March 31, 2026, as additional paid‑in capital increased to $152.4 million. However, the company discloses an accumulated deficit of $172.3 million and explicitly states that these conditions raise substantial doubt about its ability to continue as a going concern. Management plans include extending debt maturities, tightening cost control and seeking additional debt and equity financing, but the company acknowledges these plans do not eliminate the going-concern uncertainty.
Autozi Internet Technology (Global) Ltd. entered into a Debt Conversion Agreement with its CEO, Houqi Zhang. The company will issue 10,000,000 Class B ordinary shares, par value $0.0005 per share, to the CEO in full settlement of an interest-free loan of $7,000,000 he previously provided to the company.
Once the shares are issued, the $7,000,000 loan will be cancelled and considered paid in full. The new shares will be subject to a three-year lock-up from the issuance date, during which the CEO may not dispose of them without the company’s prior written consent.
Autozi Internet Technology (Global) Ltd. entered into a private financing with an institutional investor through advance promissory notes convertible into Class A ordinary shares, providing potential gross proceeds of up to $5.25 million. An Initial Note of $2.75 million closed on June 23, 2026, bearing 9.25% annual interest with a 4% original issue discount and maturing on June 23, 2027.
The investor may subscribe for an additional $2.5 million in notes within 21 months. The notes are convertible at prices tied to the share price and volume-weighted average price, with a reset feature and a floor price of $0.288 per share after default-related adjustments. Autozi plans to use the capital to support mergers and acquisitions in China’s auto parts supply chain, build a cross-border supply chain platform, and increase R&D investment in its digital and intelligent platforms.
Autozi Internet Technology (Global) Ltd. has agreed to a private placement with certain non‑U.S. investors to raise up to $30,000,000. The company will sell up to 50,000,000 Class A ordinary shares at $0.60 per share, payable in fiat currency or cryptocurrencies at the company’s discretion.
The transaction relies on exemptions under Section 4(a)(2) of the Securities Act and Regulation S and is expected to close in the third quarter of 2026, subject to customary conditions, representations, warranties and indemnification provisions in the Securities Purchase Agreement.
Autozi Internet Technology (Global) Ltd. reported a change in its independent auditor. On June 4, 2026, the board, following the audit committee’s recommendation, dismissed Marcum Asia CPAs LLP and approved the appointment of Assentsure PAC as the new auditor for the fiscal year ending September 30, 2026.
Marcum Asia’s audit reports for the years ended September 30, 2024 and September 30, 2025 contained an explanatory paragraph about substantial doubt regarding the company’s ability to continue as a going concern. The company states there were no disagreements with Marcum Asia on accounting or auditing matters, but prior audits identified material weaknesses in internal controls, including insufficient U.S. GAAP and SEC reporting expertise and weak internal file management procedures.
Autozi Internet Technology (Global) Ltd. reported a sharp downturn for the six months ended March 31, 2026. Revenues fell to US$29.5 million, a 63.1% drop from US$79.9 million, as oil-market disruption from the US–Iran conflict hit lubricant sales and the company shifted focus toward new energy vehicles.
Cost of revenues declined similarly, but gross profit slid to US$0.24 million with gross margin narrowing from 1.70% to 0.81%. Operating expenses jumped 64.6% to US$15.6 million, mainly from higher financing expenses, leading to a net loss attributable to ordinary shareholders of US$13.8 million, up 163.5% from US$5.2 million a year earlier. The balance sheet shows total assets of US$49.4 million and total liabilities of US$43.6 million as of March 31, 2026.
Autozi Internet Technology (Global) Ltd. executive Zhang Hui H., the CFO and COO, filed an initial ownership report showing a small indirect stake in the company. The filing lists beneficial ownership of 6 shares of common stock held indirectly through an employee stock ownership plan (ESOP).
Autozi Internet Technology (Global) Ltd. director and CEO Zhang Houqi has filed an initial Form 3, reporting direct ownership of 61,311 shares of Common Stock. This filing establishes his reported equity position in the company but does not show any recent share purchases or sales.