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Azul (AZLUD) CEO John Rodgerson discloses direct and indirect shareholdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AZUL SA chief executive officer John Peter Rodgerson filed an initial ownership report showing his shareholdings in the company. The filing lists 249,546 shares of common stock held directly in his name.

It also reports 179,934 shares of common stock held indirectly through Saleb II Founder 11 LLC, which is wholly owned and controlled by Rodgerson. This Form 3 does not reflect new purchases or sales, but establishes his existing ownership position as a director and officer.

Positive

  • None.

Negative

  • None.
Insider Rodgerson John Peter
Role CEO (see remarks)
Type Security Shares Price Value
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 249,546 shares (Direct); Common Stock — 179,934 shares (Indirect, By Saleb II Founder 11 LLC)
Footnotes (1)
  1. [object Object]
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Rodgerson John Peter

(Last) (First) (Middle)
AV. MARCOS PENTEADO ULHOA RODRIGES
939 TAMBORE, BARUERI

(Street)
SAO PAULO D5 06460-040

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
AZUL SA [ AZUL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO (see remarks)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 249,546 D
Common Stock 179,934 I By Saleb II Founder 11 LLC(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Saleb II Founder 11 LLC is wholly owned and controlled by John Peter Rodgerson.
Remarks:
Also a Member of the Strategy Committee. Exhibit 24 - Power of Attorney
/s/ Alexandre Wagner Malfitani, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the AZUL SA (AZLUD) Form 3 filing by John Peter Rodgerson show?

The Form 3 shows John Peter Rodgerson’s existing ownership in AZUL SA common stock. He holds 249,546 shares directly and 179,934 shares indirectly through Saleb II Founder 11 LLC, establishing his baseline position as a director and CEO.

Did John Peter Rodgerson buy or sell AZUL SA (AZLUD) shares in this Form 3?

No, this Form 3 does not report any new purchases or sales of AZUL SA shares. It is an initial ownership statement listing Rodgerson’s direct and indirect holdings as of the reported date, rather than recording recent trading activity.

How many AZUL SA (AZLUD) shares does John Peter Rodgerson hold directly and indirectly?

John Peter Rodgerson holds 249,546 AZUL SA common shares directly. He also has 179,934 shares held indirectly through Saleb II Founder 11 LLC, which the filing states is wholly owned and controlled by him, indicating additional indirect beneficial ownership.

What is Saleb II Founder 11 LLC’s role in the AZUL SA (AZLUD) Form 3 filing?

Saleb II Founder 11 LLC holds 179,934 AZUL SA common shares reported as indirect ownership for John Peter Rodgerson. A footnote explains the LLC is wholly owned and controlled by him, so these shares are attributed to his indirect beneficial ownership in the filing.

Why is this AZUL SA (AZLUD) Form 3 filing important for investors?

The Form 3 establishes the baseline equity stake of CEO and director John Peter Rodgerson in AZUL SA. It clarifies both his direct and indirect holdings, giving investors visibility into his existing ownership but not signaling new trading decisions or recent transactions.