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AZUL SA S/ADR UNIT Form 4 Filings

AZLUY OTC

Every Form 4 that AZUL SA S/ADR UNIT (AZLUY) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow AZLUY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AZLUY filings page.

Rhea-AI Summary

AZUL SA reported that Technical Vice President Andre Goncalves da Cruz received a grant of 255,024 rights to acquire common shares under the company’s Restricted Shares Granting Plan. These restricted shares vest in three equal annual installments on May 5, 2027, May 5, 2028, and May 5, 2029, subject to continued service. Following this compensation award, his reported direct holdings total 255,024 common shares or rights. If the company lacks sufficient treasury shares at vesting, he must subscribe for all vested shares for a nominal total price of R$1.00.

Rhea-AI Summary

AZUL SA director David Neeleman reported a compensation-related equity grant rather than an open-market trade. He received 1,294,735 rights to acquire common shares under the company’s Restricted Shares Granting Plan, recorded at a price of zero per share in the filing.

The Restricted Shares vest in three equal annual installments on May 5, 2027, May 5, 2028, and May 5, 2029, contingent on his continued service through each vesting date. If AZUL does not hold enough treasury shares at a vesting date, he must subscribe for all vested Restricted Shares for a nominal total price of R$1.00.

Following this grant, Neeleman directly holds 3,764,246 common shares and indirectly holds 2 common shares through Saleb II Founder 1 LLC, which he wholly owns and controls. The filing shows no open-market buying or selling activity.

Rhea-AI Summary

AZUL SA reported that Strategy Committee member Jon Zinman received a grant of 980,860 rights to acquire common shares under the company’s Restricted Shares Granting Plan. These restricted shares vest over four years: about 40% vested immediately on the grant date, and roughly 20% will vest on each of May 5, 2027, May 5, 2028, and May 5, 2029, subject to his continued service. If AZUL does not have enough treasury shares at a vesting date, Zinman will be required to subscribe for all vested restricted shares for a nominal total price of R$1.00.

Rhea-AI Summary

AZUL SA controller Mariano Ricardo Luiz Temer received a grant of 98,086 rights to acquire common shares as equity compensation. These Restricted Shares were awarded at no purchase price on the grant date and are part of the issuer's Restricted Shares Granting Plan.

The award vests in three equal annual installments on May 5, 2027, May 5, 2028 and May 5, 2029, and each installment requires his continued service through the applicable vesting date. After this grant, he holds 98,086 common shares or rights directly.

If AZUL SA does not have enough treasury shares when the awards vest, he will be required to subscribe for the vested Restricted Shares for a nominal total price of R$1.00, which keeps his effective acquisition cost essentially symbolic rather than reflecting an open-market purchase.

Rhea-AI Summary

Azul SA granted Member of the Strategic Committee John S. Slattery 588,516 rights to acquire common shares under the company’s Restricted Shares Granting Plan. The award is structured as restricted shares that function as equity-based compensation rather than a cash transaction.

The restricted shares vest in three equal annual installments on May 5, 2027, May 5, 2028 and May 5, 2029, and each vesting tranche is contingent on Slattery’s continued service on the relevant vesting date. Following the grant, he is shown as directly holding 588,516 common shares.

If Azul does not have sufficient treasury shares available at a vesting date, Slattery will be required to subscribe for the vested restricted shares for a nominal total price of R$1.00 for all shares subject to vesting, indicating that economic cost to him is symbolic while aligning his incentives with shareholders over the multi‑year vesting period.

Rhea-AI Summary

Azul SA reporting person Grant James Jason, a member of the Strategy Committee, received a grant of 980,860 rights to acquire common shares under the company’s Restricted Shares Granting Plan. These are compensation-related awards, not open-market purchases.

According to the grant terms, approximately 40% vested on the grant date, with about 20% scheduled to vest on each of May 5, 2027, May 5, 2028, and May 5, 2029, contingent on continued service. If Azul lacks sufficient treasury shares at vesting, the reporting person must subscribe for all vested restricted shares for a nominal total price of R$1.00.

Rhea-AI Summary

AZUL SA Chief Technical Officer Daniel Tkacz reported an equity compensation grant of 196,172 rights to acquire common shares under the company’s Restricted Shares Granting Plan. These restricted shares vest in three equal installments on May 5, 2027, May 5, 2028 and May 5, 2029, conditioned on his continued service at each vesting date.

Following this award, Tkacz is shown holding 196,172 common shares directly in this filing. If AZUL does not have enough treasury shares at vesting, he will be required to subscribe for all vested restricted shares for a nominal total price of R$1.00.

Rhea-AI Summary

AZUL SA reported that Chief Revenue Officer Abhi Manoj Shah received a compensation-related grant of 1,373,204 rights to acquire common shares under the company’s Restricted Shares Granting Plan. These restricted share rights vest in three equal annual installments on May 5, 2027, May 5, 2028, and May 5, 2029, contingent on his continued service through each vesting date.

If AZUL lacks sufficient treasury shares at a vesting date, Shah will be required to subscribe for the vested restricted shares for a nominal total price of R$1.00. Following this grant, he is reported as beneficially owning 1,373,206 common shares directly.

Rhea-AI Summary

Azul SA reported that Chief Commercial Officer Marino Bicudo Daniel received a grant of 196,172 rights to acquire common shares under the company’s Restricted Shares Granting Plan. These restricted shares vest in three equal annual installments on May 5, 2027, May 5, 2028 and May 5, 2029, conditioned on his continued service on each vesting date.

If Azul does not hold enough treasury shares when vesting occurs, he will be required to subscribe for all vested restricted shares for a nominal price of R$1.00. Following this award, his reported direct holding related to this grant is 196,172 common shares-based rights.

Rhea-AI Summary

AZUL SA CEO John Peter Rodgerson reported an equity compensation grant of 2,452,149 rights to acquire common shares under the company’s Restricted Shares Granting Plan. These restricted shares vest in three equal annual installments on May 5, 2027, May 5, 2028 and May 5, 2029, contingent on his continued service on each vesting date.

If the company does not hold enough treasury shares at vesting, he will be required to subscribe for all vested restricted shares for a nominal total price of R$1.00. Following this award, he is shown as directly holding 2,452,151 common shares.

Rhea-AI Summary

Azul SA Chief Financial Officer Antonio Carlos Garcia reported a compensation-related grant of 725,836 rights to acquire common shares, described as Restricted Shares. These awards vest in three equal annual installments on May 5, 2027, May 5, 2028 and May 5, 2029, conditioned on his continued service. Following this grant, he is shown holding 725,836 common shares directly. If Azul does not hold enough treasury shares at vesting, he will be required to subscribe for all vested Restricted Shares for a nominal total price of R$1.00.