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AutoZone awards COO Newbern 5,270 stock options

The award follows a staged exercisability schedule: 50% on October 15, 2028, then 25% on each of the next two anniversaries.

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Form Type
4

Rhea-AI Filing Summary

AutoZone Inc. (AZO) awarded COO Thomas B. Newbern 5,270 non-qualified stock options on October 9, 2026. Each option covers one share of common stock and has an exercise price of $2,939.85 per share; the reported direct option position after the award was 5,270 options. Half of the award is exercisable on October 15, 2028, and 25% on each of the first and second anniversaries of that date. The options expire October 9, 2036.

Insider Newbern Thomas B
Role COO
Type Security Shares Price Value
Grant/Award Non-Qualified Stock Option (right to buy) F1 5,270 $0.00 $0.00
Holdings After Transaction: Non-Qualified Stock Option (right to buy) — 5,270 contracts (Direct)
Footnotes (1)
  1. F1. Options granted in accordance with the AutoZone, Inc. 2020 Omnibus Incentive Award Plan, with 50% of award exercisable on the date shown and 25% exercisable on each of the first and second anniversaries of the date shown.
Options awarded 5,270 options Award to COO Thomas B. Newbern on October 9, 2026
Exercise price $2,939.85 per share Non-qualified stock options
Underlying common shares 5,270 shares Underlying the option award
First exercisability date October 15, 2028 50% of the award is exercisable
Expiration date October 9, 2036 Option award
Non-Qualified Stock Option financial
"Non-Qualified Stock Option (right to buy)"
A non-qualified stock option (NSO) is a contract that lets an employee or service provider buy company shares at a fixed price for a set period, like a voucher to purchase stock later at today’s price. It matters to investors because exercising NSOs creates ordinary income for the holder and can increase share count, affecting a company’s earnings and ownership mix; think of it as a future sale that can dilute existing shareholders and has immediate tax consequences for the recipient.
2020 Omnibus Incentive Award Plan financial
"AutoZone, Inc. 2020 Omnibus Incentive Award Plan"
exercisable financial
"50% of award exercisable on the date shown"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many options did AutoZone (AZO) award Thomas B. Newbern?

AutoZone Inc. awarded COO Thomas B. Newbern 5,270 non-qualified stock options on October 9, 2026. Each option covers one share of common stock and has an exercise price of $2,939.85 per share.

When do Thomas B. Newbern’s AutoZone (AZO) options become exercisable?

50% of the award is exercisable on October 15, 2028, and 25% is exercisable on each of the first and second anniversaries of that date. The options expire October 9, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Newbern Thomas B

(Last)(First)(Middle)
123 SOUTH FRONT STREET

(Street)
MEMPHIS TENNESSEE 38103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AUTOZONE INC [ AZO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Option (right to buy)$2,939.8510/09/2026A5,27010/15/2028(1)10/09/2036Common Stock5,270$0.00005,270D
Explanation of Responses:
1. Options granted in accordance with the AutoZone, Inc. 2020 Omnibus Incentive Award Plan, with 50% of award exercisable on the date shown and 25% exercisable on each of the first and second anniversaries of the date shown.
/s/ Thomas B. Newbern10/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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