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Azenta director amends Form 4, updates ownership to 11,445 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Azenta, Inc. (AZTA) director Martin Madaus filed an amended Form 4 to correct a prior administrative error in his reported shareholdings. The original Form 4, filed on February 11, 2025, had miscalculated the number of shares beneficially owned after a grant of 4,040 shares. The amendment clarifies that the correct number of shares beneficially owned following the transaction is 11,445 shares, not 4,040. The derivative position is reported as restricted stock units with a conversion price of $0, directly owned. This change does not reflect a new transaction but a correction to previously reported ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Madaus Martin D

(Last) (First) (Middle)
C/O AZENTA, INC.
200 SUMMIT DRIVE, 6TH FLOOR

(Street)
BURLINGTON MA 01803

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Azenta, Inc. [ AZTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/11/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit $0 (1) (1) Common Stock (1) 11,445(2) D
Explanation of Responses:
1. Amendment-N/A
2. The original Form 4, filed on February 11, 2025, is being amended by this Form 4 Amendment solely to correct an administrative error which miscalculated the amount of 4,040 beneficially owned shares after the grant of 4,040 shares when in fact the correct number of beneficially owned shares was 11,445. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned.
/s/Ephraim Starr, Attorney-in-fact for Martin Madaus 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What is the purpose of the latest Form 4/A filing for Azenta, Inc. (AZTA)?

The Form 4/A amends a prior Form 4 to correct an administrative error in director Martin Madaus’s reported beneficial ownership, updating it to 11,445 shares after a grant of 4,040 shares.

How many Azenta (AZTA) shares does the reporting person now show as beneficially owned?

After the correction, the filing reports that the director beneficially owns 11,445 shares following the referenced transaction.

What error is being corrected in this Azenta (AZTA) Form 4/A amendment?

The original Form 4 miscalculated beneficially owned shares as 4,040 after a grant of 4,040 shares, when the correct amount of beneficially owned shares was 11,445.

What type of derivative security is reported in the Azenta (AZTA) Form 4/A?

The filing reports restricted stock units as the derivative security, with a conversion or exercise price of $0 and underlying Azenta common stock.

Is this Azenta (AZTA) Form 4/A reporting a new transaction or just a correction?

The amendment states it is being filed solely to correct an administrative error in the previously reported number of beneficially owned shares, not to report a new transaction.

What is the reporting person’s relationship to Azenta (AZTA)?

The reporting person is identified as a Director of Azenta, Inc.
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