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Director Casal receives 7,243-share Azenta (AZTA) stock award in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Azenta, Inc. director Frank Casal reported receiving a grant of 7,243 shares of Azenta common stock on February 5, 2026 under the company’s 2020 Equity Incentive Plan. According to the filing, no cash was paid for this unrestricted share award.

After this grant, Casal beneficially owns 21,803 Azenta common shares, held directly. The transaction is reported as an acquisition of non-derivative securities and reflects routine equity-based compensation for a board member.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Casal Frank

(Last) (First) (Middle)
C/O AZENTA, INC.
200 SUMMIT DRIVE, 6TH FLOOR

(Street)
BURLINGTON MA 01803

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Azenta, Inc. [ AZTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 02/05/2026 A 7,243(1) A $27.85 21,803 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of unrestricted shares under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares.
/s/Ephraim Starr, Attorney-in-fact for Frank Casal 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Azenta (AZTA) report for director Frank Casal?

Azenta reported that director Frank Casal received a grant of 7,243 unrestricted shares of common stock on February 5, 2026. The award was issued under Azenta’s 2020 Equity Incentive Plan and is classified as an acquisition of non-derivative securities.

How many Azenta (AZTA) shares does director Frank Casal own after this Form 4?

Following the reported grant, director Frank Casal beneficially owns 21,803 Azenta common shares. The filing indicates these shares are held directly, reflecting his updated ownership after adding the 7,243-share equity award reported in this transaction.

Was any cash paid for Frank Casal’s Azenta (AZTA) share grant?

No cash was paid for the share grant. A footnote explains the 7,243 shares were granted as unrestricted stock under Azenta’s 2020 Equity Incentive Plan, specifying that no amount was paid upon grant of the shares by the reporting person.

What is the nature of the Azenta (AZTA) shares granted to Frank Casal?

The 7,243 Azenta shares granted to Frank Casal are described as unrestricted common stock issued under the company’s 2020 Equity Incentive Plan. This means they are not options or derivatives, but actual common shares received as equity compensation.

What role does Frank Casal hold at Azenta (AZTA) in this Form 4 filing?

Frank Casal is identified as a director of Azenta, Inc. in the Form 4 filing. The relationship box is checked for “Director,” while the officer and 10% owner boxes are not, indicating his reporting status is solely as a board member.

How is the ownership of Azenta (AZTA) shares characterized for Frank Casal?

The filing characterizes Frank Casal’s ownership of Azenta shares as direct. In Table I, the ownership form column is marked “D” for direct, and there is no indication of indirect ownership through entities such as trusts, partnerships, or family investment vehicles.
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Medical Instruments & Supplies
Special Industry Machinery, Nec
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United States
BURLINGTON