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Azenta EVP & CFO reports 36,681 RSU grant on SEC Form 4

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Azenta, Inc. (AZTA) executive Lawrence Y. Lin reported an equity award of company stock. On 11/24/2025, the EVP, CFO and Treasurer received a grant of 36,681 restricted stock units (RSUs) of Azenta common stock at a price of $0.00 per unit. Following this grant, he beneficially owns 79,655 shares of Azenta common stock in total, held directly.

The RSUs are subject to time-based vesting and are scheduled to vest in three equal annual installments of 33-1/3% each year, beginning on November 24, 2026. The number of RSUs granted was calculated by dividing a target award value by the average closing price of Azenta’s common stock over the 20 trading days ending on the grant date.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lin Lawrence Y.

(Last) (First) (Middle)
C/O AZENTA, INC.
200 SUMMIT DRIVE, 6TH FLOOR

(Street)
BURLINGTON MA 01803

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Azenta, Inc. [ AZTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CFO and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
11/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 11/24/2025 A 36,681(1) A $0.00 79,655 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the grant of restricted stock units ("RSUs"). No amount was paid upon grant of the RSUs. The number of RSUs granted was determined by dividing the target award value by the average closing price of the Company's common stock over the 20 trading days ending on the date of grant. The RSUs are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 24, 2026.
/s/Ephraim Starr, Attorney-in-fact for Lawrence Y. Lin 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Azenta (AZTA) report for Lawrence Y. Lin?

Azenta reported that Lawrence Y. Lin, its EVP, CFO and Treasurer, received a grant of 36,681 restricted stock units (RSUs) of Azenta common stock on 11/24/2025.

How many Azenta (AZTA) shares does Lawrence Y. Lin beneficially own after this transaction?

After the reported RSU grant, Lawrence Y. Lin beneficially owns 79,655 shares of Azenta common stock, reported as direct ownership.

What are the vesting terms of the RSUs granted to the Azenta (AZTA) CFO?

The RSUs granted to the CFO vest on a time-based schedule, with 33-1/3% vesting per year, beginning on November 24, 2026, until fully vested over three years.

How was the number of RSUs for the Azenta (AZTA) award determined?

The company states that the 36,681 RSUs were determined by dividing a target award value by the average closing price of Azenta common stock over the 20 trading days ending on the grant date.

Did the Azenta (AZTA) executive pay anything to receive these RSUs?

No cash was required at grant; Azenta discloses that no amount was paid upon grant of the RSUs, which were awarded at a stated price of $0.00 per unit.

What SEC form was used to report this Azenta (AZTA) insider equity award?

The transaction was reported on SEC Form 4, which discloses changes in the beneficial ownership of Azenta equity securities by an officer of the company.

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1.66B
44.78M
1.8%
116.63%
7.89%
Medical Instruments & Supplies
Special Industry Machinery, Nec
Link
United States
BURLINGTON