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Azenta grants president 15,272 restricted stock units

Azenta’s President Multiomics received a time-vested equity award of 15,272 restricted stock units, bringing his direct holdings to 33,062 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Azenta, Inc. (symbol: AZTA) is the issuer of record for a Form 4 filing submitted to the SEC. MARTIN WILLIAM E. III reported acquisition or exercise transactions in this Form 4 filing.

Azenta, Inc. (AZTA) reported that William E. Martin III, President Multiomics, received a grant of 15,272 shares of common stock in the form of restricted stock units on September 14, 2026 under the company’s Equity Incentive Plan, with no amount paid upon grant.

The restricted stock units are subject to time-based vesting and will vest 50% per year beginning on September 14, 2027, subject to the terms of the award agreement. Following this grant, Martin directly holds 33,062 shares of Azenta common stock.

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Insider MARTIN WILLIAM E. III
Role President Multiomics
Type Security Shares Price Value
Grant/Award Common F1 15,272 $0.00 $0.00
Holdings After Transaction: Common — 33,062 shares (Direct)
Footnotes (1)
  1. F1. Grant of restricted stock units to the Reporting Person under the Company's Equity Incentive Plan. No amount was paid upon grant of the units. Because the units are payable solely in shares of common stock, they are reported in Table I of this Form 4. The units are subject to time-based vesting and will vest 50% per year, beginning on September 14, 2027, subject to the terms of the award agreement.
Restricted stock units granted 15,272 shares Grant of common stock RSUs to William E. Martin III on September 14, 2026
Shares owned after transaction 33,062 shares Direct ownership by William E. Martin III following the RSU grant
Grant price per share $0.00 per share No amount was paid upon grant of the restricted stock units
Initial vesting date September 14, 2027 RSUs vest 50% per year beginning on this date
Annual vesting rate 50% per year Time-based vesting schedule for the granted restricted stock units
restricted stock units financial
"Grant of restricted stock units to the Reporting Person under the Company's Equity Incentive Plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Equity Incentive Plan financial
"Grant of restricted stock units to the Reporting Person under the Company's Equity Incentive Plan."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
time-based vesting financial
"The units are subject to time-based vesting and will vest 50% per year"
Time-based vesting is a schedule that gives employees or contractors ownership of granted stock or options gradually as they remain with a company, like unlocking rewards in a loyalty program the longer you stick around. For investors, it matters because it affects future share supply, management incentives and staff retention — all of which can influence company performance and dilution of existing shareholders.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Azenta (AZTA) disclose for William E. Martin III?

Azenta disclosed that President Multiomics William E. Martin III received a grant of 15,272 restricted stock units of common stock on September 14, 2026, under the company’s Equity Incentive Plan, with no cash paid for the grant.

How many Azenta (AZTA) shares does William E. Martin III hold after this Form 4 transaction?

After the reported grant, William E. Martin III directly owns 33,062 shares of Azenta common stock. This total includes the newly granted 15,272 restricted stock units, which are payable solely in shares of common stock.

What are the vesting terms of the 15,272 restricted stock units granted by Azenta (AZTA)?

The 15,272 restricted stock units are subject to time-based vesting and will vest 50% per year, beginning on September 14, 2027, subject to the terms of the applicable award agreement.

Did William E. Martin III pay anything for the Azenta (AZTA) restricted stock units granted?

No. The footnote states that no amount was paid upon grant of the 15,272 restricted stock units to William E. Martin III under Azenta’s Equity Incentive Plan.

Are the Azenta (AZTA) restricted stock units payable in cash or stock?

The filing specifies that the units granted to William E. Martin III are payable solely in shares of common stock, which is why they are reported in the non-derivative securities table of the Form 4.

Was the Azenta (AZTA) Form 4 transaction made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not affirmed, and the footnote describes the transaction as a grant of restricted stock units under the company’s Equity Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MARTIN WILLIAM E. III

(Last)(First)(Middle)
C/O AZENTA, INC.
200 SUMMIT DRIVE, 6TH FLOOR

(Street)
BURLINGTON MASSACHUSETTS 01803

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Azenta, Inc. [ AZTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President Multiomics
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common09/14/2026A15,272(1)A$033,062D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units to the Reporting Person under the Company's Equity Incentive Plan. No amount was paid upon grant of the units. Because the units are payable solely in shares of common stock, they are reported in Table I of this Form 4. The units are subject to time-based vesting and will vest 50% per year, beginning on September 14, 2027, subject to the terms of the award agreement.
Remarks:
/s/Ephraim Starr, Attorney-in-fact for William E. Martin III09/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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