Alibaba (NYSE: BABA) files Form 6-K on Hong Kong share capital changes

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

6-K

Rhea-AI Filing Summary

Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer to provide U.S. investors with information it has filed in Hong Kong about recent share capital changes. As a company listed on the Hong Kong Stock Exchange, Alibaba must file a Next Day Disclosure Return whenever there are movements in its authorized issued shares or treasury shares in connection with certain events.

This Form 6-K furnishes four such Hong Kong Next Day Disclosure Returns as exhibits, dated June 23, June 24, June 25 and June 26, 2026, giving investors access to details of those share movements through the attached documents.

Key Terms

Form 6-K, foreign private issuer, Next Day Disclosure Return, Rule 13.25A of the Hong Kong Listing Rules, +2 more

6 terms

Form 6-K regulatory

"FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16"

A Form 6-K is a report that companies listed in certain countries file to provide important updates, such as financial results, corporate changes, or other significant information, to regulators and investors. It functions like an official company update or news release, helping investors stay informed about developments that could affect their investment decisions.

foreign private issuer regulatory

"Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16"

A foreign private issuer is a company organized outside the United States that meets tests showing it is primarily foreign-controlled and therefore qualifies for a different set of U.S. reporting rules. For investors, that means the company files less frequent or differently formatted disclosures with U.S. regulators and may follow home-country accounting and governance practices, so buying its stock is like dining at a well-reviewed restaurant that follows its home kitchen’s rules instead of the local menu — you get access but should check what standards apply.

Next Day Disclosure Return financial

"a next day disclosure return form in relation to the movements in our authorized issued shares or treasury shares"

Rule 13.25A of the Hong Kong Listing Rules regulatory

"pursuant to Rule 13.25A of the Hong Kong Listing Rules"

authorized issued shares financial

"movements in our authorized issued shares or treasury shares as a result of or in connection with certain events"

treasury shares financial

"movements in our authorized issued shares or treasury shares as a result of or in connection with certain events"

Treasury shares are a company’s own stock that it has repurchased and keeps on its books instead of canceling or leaving in the hands of outside investors. Think of them like coupons a business puts back in a drawer: they don’t vote or receive dividends while held, but they can be reissued later for employee pay or fundraising. For investors this matters because buybacks change the number of shares that count toward earnings and ownership, can boost per‑share metrics, and use corporate cash that might otherwise go to growth or dividends.

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Form 6-K: How Foreign Companies Report to the SEC →

Available on EDGAR 06/26/2026 - 04:07 PM Accepted by SEC EDGAR 06/26/2026 - 04:06 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 Under

the Securities Exchange Act of 1934

June 26, 2026

Commission File Number: 001-36614

Alibaba Group Holding Limited

(Registrant’s name)

26/F Tower One, Times Square

1 Matheson Street

Causeway Bay

Hong Kong S.A.R.

People’s Republic of China

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F x Form 40-F ¨

EXPLANATORY NOTE

As an issuer listed on the Hong Kong Stock Exchange, we are required to submit with The Stock Exchange of Hong Kong Limited a next day disclosure return form in relation to the movements in our authorized issued shares or treasury shares as a result of or in connection with certain events (the “Next Day Disclosure Return”) pursuant to Rule 13.25A of the Hong Kong Listing Rules. We are furnishing our Next Day Disclosure Returns dated June 23, 2026, June 24, 2026, June 25, 2026 and June 26, 2026 as Exhibit 99.1, Exhibit 99.2, Exhibit 99.3 and Exhibit 99.4 of this Current Report on Form 6-K.

EXHIBITS

Exhibit 99.1 – Next Day Disclosure Return with The Stock Exchange of Hong Kong Limited – Next Day Disclosure Return dated June 23, 2026 (as resubmitted on June 24, 2026)

Exhibit 99.2 – Next Day Disclosure Return with The Stock Exchange of Hong Kong Limited – Next Day Disclosure Return dated June 24, 2026

Exhibit 99.3 – Next Day Disclosure Return with The Stock Exchange of Hong Kong Limited – Next Day Disclosure Return dated June 25, 2026

Exhibit 99.4 – Next Day Disclosure Return with The Stock Exchange of Hong Kong Limited – Next Day Disclosure Return dated June 26, 2026

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	ALIBABA GROUP HOLDING LIMITED

Date: June 26, 2026	By:	/s/ Kevin Jinwei ZHANG
	Name:	Kevin Jinwei ZHANG
	Title:	Company Secretary

Exhibit 99.1

FF305 Page 1 of 6 v 1.3.0 Next Day Disclosure Return (Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares) Instrument: Equity issuer Status: Resubmission Name of Issuer: Alibaba Group Holding Limited Date Submitted: 24 June 2026 Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the Exchange (the “GEM Rules”). Section I 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Changes in issued shares or treasury shares Events Changes in issued shares (excluding treasury shares) Number of issued shares (excluding treasury shares) As a % of existing number of issued shares (excluding treasury shares) before the relevant event (Note 3) Changes in treasury shares Number of treasury shares Issue/ selling price per share (Note 4) Total number of issued shares Opening balance as at (Note 1) 31 May 2026 19,193,071,958 0 19,193,071,958 1). Issue of new shares or transfer of treasury shares in respect of share awards or options granted to a participant (who is not a director of the issuer) under a share scheme - new shares involved Issue of shares to the participants (who are not directors) for their options exercised or RSUs vested under the 2014 Post-IPO Equity Incentive Plan Date of changes 01 June 2026 706,712 0 % USD 0

FF305 Page 2 of 6 v 1.3.0 2). Issue of new shares or transfer of treasury shares in respect of share awards or options granted to a participant (who is not a director of the issuer) under a share scheme - new shares involved Issue of shares to the participants (who are not directors) for their options exercised or RSUs vested under the 2014 Post-IPO Equity Incentive Plan Date of changes 17 June 2026 4,168,000 0.02 % USD 0 3). Issue of new shares or transfer of treasury shares in respect of share awards or options granted to a participant (who is not a director of the issuer) under a share scheme - new shares involved Issue of shares to the participants (who are not directors) for their options exercised or RSUs vested under the 2024 Equity Incentive Plan Date of changes 17 June 2026 8,132,000 0.04 % USD 0 4). Other (please specify) See Part B Date of changes 22 June 2026 % Closing balance as at (Notes 5 and 6) 23 June 2026 19,206,078,670 0 19,206,078,670 B. Shares redeemed or repurchased for cancellation but not yet cancelled as at the closing balance date (Notes 5 and 6) 1). Shares repurchased for cancellation but not yet cancelled on the New York Stock Exchange Date of changes 22 June 2026 952,488 0 % USD 13.12

FF305 Page 3 of 6 v 1.3.0 Confirmation Not applicable Notes to Section I: 1. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to Main Board Rule 13.25A / GEM Rule 17.27A or Monthly Return pursuant to Main Board Rule 13.25B / GEM Rule 17.27B, whichever is the later. 2. Please set out all changes in issued shares or treasury shares requiring disclosure pursuant to Main Board Rule 13.25A / GEM Rule 17.27A together with the relevant dates of changes. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible notes, these must be disclosed as 2 separate categories. 3. The percentage change in the number of issued shares (excluding treasury shares) of the listed issuer is to be calculated by reference to the opening balance of the number of issued shares (excluding treasury shares) being disclosed in this Next Day Disclosure Return. 4. In the case of a share repurchase or redemption, the “issue/ selling price per share” shall be construed as “repurchase price per share” or “redemption price per share”. Where shares have been issued/ sold/ repurchased/ redeemed at more than one price per share, a volume-weighted average price per share should be given. 5. The closing balance date is the date of the last relevant event being disclosed. 6. For repurchase or redemption of shares, disclosure is required when the relevant event has occurred (subject to the provisions of Main Board Rules 10.06(4)(a), 13.25A and 13.31 / GEM Rules 13.13(1), 17.27A and 17.35), even if the repurchased or redeemed shares have not yet been cancelled. If repurchased or redeemed shares are to be cancelled upon settlement of such repurchase or redemption after the closing balance date, they shall remain part of the issued shares as at the closing balance date in Part A. Details of these repurchased or redeemed shares shall be disclosed in Part B. 7. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases. 8. “Identical” means in this context: - the securities are of the same nominal value with the same amount called up or paid up; - they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and - they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

FF305 Page 4 of 6 v 1.3.0 Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1). Repurchase report Section II 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Repurchase report Trading date Number of shares repurchased Method of repurchase (Note 1) Repurchase price per share or highest repurchase price per share $ Lowest repurchase price per share $ Aggregate price paid $ 1). 22 June 2026 952,488 On another stock exchange New York Stock Exchange USD 13.32 USD 13 USD 12,498,476.1 Total number of shares repurchased 952,488 Aggregate price paid $ USD 12,498,476.1 Number of shares repurchased for cancellation 952,488 Number of shares repurchased for holding as treasury shares 0 B. Additional information for issuer who has a primary listing on the Exchange 1). Date of the resolution granting the repurchase mandate 25 September 2025 2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 1,907,598,428 3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 952,488 4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate (a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate 0.005 % 5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A (Note 2) Up to 22 July 2026

FF305 Page 5 of 6 v 1.3.0 We hereby confirm that the repurchases made on the Exchange (if any) set out in Part A above were made in accordance with the Main Board Rules and that there have been no material changes to the particulars contained in the Explanatory Statement dated 5 July 2024 which has been filed with the Exchange. We also confirm that any repurchases made on another stock exchange set out in Part A above were made in accordance with the domestic rules applying to repurchases on that other stock exchange. Notes to Section II: 1. Please state whether the repurchase was made on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer. 2. Subject to the carve-out set out in Main Board Rule 10.06(3)(a)/ GEM Rule 13.12, an issuer may not (i) make a new issue of shares, or a sale or transfer of any treasury shares; or (ii) announce a proposed new issue of shares, or a sale or transfer of any treasury shares, for a period of 30 days after any purchase by it of shares, whether on the Exchange or otherwise, without the prior approval of the Exchange.

FF305 Page 6 of 6 v 1.3.0 Section III must also be completed by a listed issuer where it has made a sale of treasury shares on the Exchange or any other stock exchange on which the issuer is listed which is discloseable under Main Board Rule 10.06B / GEM Rule 13.14B. Report of on-market sale of treasury shares Not applicable Submitted by: Kevin Jinwei ZHANG (Name) Title: Secretary (Director, Secretary or other Duly Authorised Officer)

Exhibit 99.2

FF305 Page 1 of 6 v 1.3.0 Next Day Disclosure Return (Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares) Instrument: Equity issuer Status: New Submission Name of Issuer: Alibaba Group Holding Limited Date Submitted: 24 June 2026 Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the Exchange (the “GEM Rules”). Section I 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Changes in issued shares or treasury shares Events Changes in issued shares (excluding treasury shares) Number of issued shares (excluding treasury shares) As a % of existing number of issued shares (excluding treasury shares) before the relevant event (Note 3) Changes in treasury shares Number of treasury shares Issue/ selling price per share (Note 4) Total number of issued shares Opening balance as at (Note 1) 23 June 2026 19,206,078,670 0 19,206,078,670 1). Other (please specify) See Part B Date of changes 23 June 2026 % Closing balance as at (Notes 5 and 6) 24 June 2026 19,206,078,670 0 19,206,078,670

FF305 Page 4 of 6 v 1.3.0 Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1). Repurchase report Section II 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Repurchase report Trading date Number of shares repurchased Method of repurchase (Note 1) Repurchase price per share or highest repurchase price per share $ Lowest repurchase price per share $ Aggregate price paid $ 1). 23 June 2026 974,536 On another stock exchange New York Stock Exchange USD 12.94 USD 12.73 USD 12,498,229.29 Total number of shares repurchased 974,536 Aggregate price paid $ USD 12,498,229.29 Number of shares repurchased for cancellation 974,536 Number of shares repurchased for holding as treasury shares 0 B. Additional information for issuer who has a primary listing on the Exchange 1). Date of the resolution granting the repurchase mandate 25 September 2025 2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 1,907,598,428 3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 1,927,024 4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate (a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate 0.01 % 5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A (Note 2) Up to 23 July 2026

Exhibit 99.3

FF305 Page 1 of 6 v 1.3.0 Next Day Disclosure Return (Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares) Instrument: Equity issuer Status: New Submission Name of Issuer: Alibaba Group Holding Limited Date Submitted: 25 June 2026 Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the Exchange (the “GEM Rules”). Section I 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Changes in issued shares or treasury shares Events Changes in issued shares (excluding treasury shares) Number of issued shares (excluding treasury shares) As a % of existing number of issued shares (excluding treasury shares) before the relevant event (Note 3) Changes in treasury shares Number of treasury shares Issue/ selling price per share (Note 4) Total number of issued shares Opening balance as at (Note 1) 24 June 2026 19,206,078,670 0 19,206,078,670 1). Other (please specify) See Part B Date of changes 24 June 2026 % Closing balance as at (Notes 5 and 6) 25 June 2026 19,206,078,670 0 19,206,078,670

FF305 Page 2 of 6 v 1.3.0 B. Shares redeemed or repurchased for cancellation but not yet cancelled as at the closing balance date (Notes 5 and 6) 1). Shares repurchased for cancellation but not yet cancelled on the New York Stock Exchange Date of changes 22 June 2026 952,488 0 % USD 13.12 2). Shares repurchased for cancellation but not yet cancelled on the New York Stock Exchange Date of changes 23 June 2026 974,536 0.01 % USD 12.82 3). Shares repurchased for cancellation but not yet cancelled on the New York Stock Exchange Date of changes 24 June 2026 992,000 0.01 % USD 12.6

FF305 Page 4 of 6 v 1.3.0 Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1). Repurchase report Section II 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Repurchase report Trading date Number of shares repurchased Method of repurchase (Note 1) Repurchase price per share or highest repurchase price per share $ Lowest repurchase price per share $ Aggregate price paid $ 1). 24 June 2026 992,000 On another stock exchange New York Stock Exchange USD 12.71 USD 12.4 USD 12,497,898 Total number of shares repurchased 992,000 Aggregate price paid $ USD 12,497,898 Number of shares repurchased for cancellation 992,000 Number of shares repurchased for holding as treasury shares 0 B. Additional information for issuer who has a primary listing on the Exchange 1). Date of the resolution granting the repurchase mandate 25 September 2025 2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 1,907,598,428 3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 2,919,024 4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate (a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate 0.02 % 5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A (Note 2) Up to 24 July 2026

Exhibit 99.4

FF305 Page 1 of 6 v 1.3.0 Next Day Disclosure Return (Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares) Instrument: Equity issuer Status: New Submission Name of Issuer: Alibaba Group Holding Limited Date Submitted: 26 June 2026 Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the Exchange (the “GEM Rules”). Section I 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Changes in issued shares or treasury shares Events Changes in issued shares (excluding treasury shares) Number of issued shares (excluding treasury shares) As a % of existing number of issued shares (excluding treasury shares) before the relevant event (Note 3) Changes in treasury shares Number of treasury shares Issue/ selling price per share (Note 4) Total number of issued shares Opening balance as at (Note 1) 25 June 2026 19,206,078,670 0 19,206,078,670 1). Other (please specify) See Part B Date of changes 25 June 2026 % Closing balance as at (Notes 5 and 6) 26 June 2026 19,206,078,670 0 19,206,078,670

FF305 Page 4 of 6 v 1.3.0 Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1). Repurchase report Section II 1. Class of shares Ordinary shares Type of shares Not applicable Listed on the Exchange Yes Stock code (if listed) 09988 Description Multi-counter stock code 89988 RMB Description A. Repurchase report Trading date Number of shares repurchased Method of repurchase (Note 1) Repurchase price per share or highest repurchase price per share $ Lowest repurchase price per share $ Aggregate price paid $ 1). 25 June 2026 1,046,400 On another stock exchange New York Stock Exchange USD 12.2 USD 11.85 USD 12,497,756.88 Total number of shares repurchased 1,046,400 Aggregate price paid $ USD 12,497,756.88 Number of shares repurchased for cancellation 1,046,400 Number of shares repurchased for holding as treasury shares 0 B. Additional information for issuer who has a primary listing on the Exchange 1). Date of the resolution granting the repurchase mandate 25 September 2025 2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 1,907,598,428 3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 3,965,424 4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate (a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate 0.02 % 5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A (Note 2) Up to 25 July 2026

Source: View Original Filing on SEC EDGAR

FAQ

What does Alibaba (BABA) report in this June 2026 Form 6-K?

Alibaba’s Form 6-K furnishes four Hong Kong Next Day Disclosure Returns. These relate to movements in its authorized issued shares or treasury shares during June 23–26, 2026, and give U.S. investors access to the same share change disclosures filed in Hong Kong.

Why is Alibaba (BABA) required to file Next Day Disclosure Returns?

As a Hong Kong Stock Exchange issuer, Alibaba must submit a Next Day Disclosure Return under Rule 13.25A. This rule requires disclosure when there are movements in authorized issued shares or treasury shares arising from or connected with specified corporate events.

Which dates are covered by Alibaba’s Next Day Disclosure Returns in this 6-K?

The Form 6-K furnishes four Next Day Disclosure Returns dated June 23, June 24, June 25 and June 26, 2026. Each exhibit corresponds to one day’s Hong Kong share capital movement disclosure, including one return resubmitted on June 24, 2026.

What exhibits are attached to Alibaba’s June 26, 2026 Form 6-K?

The filing includes Exhibit 99.1 through Exhibit 99.4. Each exhibit is a Next Day Disclosure Return submitted to the Stock Exchange of Hong Kong, covering share movements on June 23, 24, 25 and 26, 2026, respectively, with the June 23 return resubmitted June 24.

Who signed Alibaba’s June 26, 2026 Form 6-K?

The Form 6-K was signed on behalf of Alibaba Group Holding Limited by Kevin Jinwei Zhang. He is identified in the document as the Company Secretary, acting as the duly authorized signatory for the registrant.

Filing Exhibits & Attachments

4 documents