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Kabir Misra (BABA) discloses 528,800 Alibaba Ordinary Shares on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Alibaba Group Holding Ltd director Kabir Misra has filed an initial statement of ownership. The Form 3 shows beneficial ownership of 528,800 Ordinary Shares, held directly. This filing records his existing stake and does not report any new purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Misra Kabir
Role Director
Type Security Shares Price Value
holding Ordinary Shares -- -- --
Holdings After Transaction: Ordinary Shares — 528,800 shares (Direct)
Footnotes (1)
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Misra Kabir

(Last)(First)(Middle)
26/F TOWER ONE, TIMES SQUARE
1 MATHESON STREET, CAUSEWAY BAY

(Street)
HONG KONGHONG KONG00000

(City)(State)(Zip)

HONG KONG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Alibaba Group Holding Ltd [ BABA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares528,800D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Kabir Misra03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

How many Alibaba (BABA) shares does Kabir Misra report owning on this Form 3?

Kabir Misra reports beneficial ownership of 528,800 Alibaba Ordinary Shares. The Form 3 indicates these shares are held directly, serving as an initial statement of his equity position as a director, without detailing any specific purchase or sale transaction.

What type of filing did Alibaba (BABA) director Kabir Misra submit?

Kabir Misra submitted a Form 3, which is an initial statement of beneficial ownership. It discloses his existing holdings of Alibaba Ordinary Shares as a director, establishing a baseline stake rather than reporting a new trade or change in ownership.

Does Kabir Misra’s Alibaba (BABA) Form 3 show any recent insider buying or selling?

The Form 3 does not show any insider buying or selling activity. It is categorized as a holding entry with unknown transaction code, recording 528,800 Ordinary Shares held directly, and lists no share amounts bought, sold, gifted, or exercised.

Is Kabir Misra’s Alibaba (BABA) ownership on this Form 3 direct or indirect?

The filing classifies Kabir Misra’s ownership as direct. The Ordinary Shares are reported with an ownership code of “D,” indicating direct beneficial ownership, and there is no separate indirect or derivative holding disclosed in the provided data.

Does the Alibaba (BABA) Form 3 for Kabir Misra include any derivative securities?

The Form 3 data shows no derivative securities for Kabir Misra. The derivativeSummary section is empty, and the only reported position is 528,800 Alibaba Ordinary Shares, which are common equity rather than options, warrants, or other derivative instruments.