Jerry Yang discloses Alibaba (BABA) stake of 485,072 shares

Rhea-AI Filing Summary

Alibaba Group Holding Ltd director Jerry Yang filed a Form 3 showing beneficial ownership of 485,072 ordinary shares. This establishes his initial reported stake as an insider and does not reflect any new share purchases or sales, only his existing direct holdings.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

YANG JERRY

(Last) (First) (Middle)

26/F TOWER ONE, TIMES SQUARE

1 MATHESON STREET, CAUSEWAY BAY

(Street)

HONG KONG 00000

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Alibaba Group Holding Ltd [ BABA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	485,072	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Jerry Yang	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Jerry Yang’s Form 3 mean for Alibaba (BABA)?

Jerry Yang’s Form 3 for Alibaba (BABA) reports his initial insider holdings of 485,072 ordinary shares. This document records his starting ownership position as a director and does not, by itself, signal any recent buying or selling activity in the company’s stock.

How many Alibaba (BABA) shares does Jerry Yang report owning?

Jerry Yang reports beneficial ownership of 485,072 ordinary shares of Alibaba. The Form 3 indicates these are directly held. It is an initial ownership statement, so it simply discloses his current stake rather than detailing recent transactions or changes in his position.

Does Jerry Yang’s Alibaba (BABA) Form 3 show any recent stock transactions?

No, Jerry Yang’s Form 3 for Alibaba (BABA) does not show recent transactions. It classifies the entry as a holding record, listing 485,072 ordinary shares owned directly, without any reported purchases, sales, option exercises, or other stock movements in this disclosure.

Is Jerry Yang a director at Alibaba (BABA) according to this Form 3?

Yes, the Form 3 identifies Jerry Yang as a director of Alibaba (BABA). As a director, he is required to report his beneficial ownership in company shares, and this filing records his direct holding of 485,072 ordinary shares as his initial disclosed position.

Does Jerry Yang hold Alibaba (BABA) shares directly or indirectly?

Jerry Yang’s Form 3 indicates direct ownership of Alibaba (BABA) shares. The filing classifies his 485,072 ordinary shares under direct ownership, with no derivative positions or indirect holdings through entities such as trusts, partnerships, or family investment vehicles disclosed in this record.