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Alibaba (BABA) director Ng Kong Ping Albert reports 133,600-share stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Alibaba Group Holding Ltd director Ng Kong Ping Albert reported ownership of 133,600 Ordinary Shares. The shares are held directly, and the filing does not show any recent purchases, sales, or option exercises, but instead reflects his reported beneficial stake in the company’s equity.

Positive

  • None.

Negative

  • None.
Insider Ng Kong Ping Albert
Role Director
Type Security Shares Price Value
holding Ordinary Shares -- -- --
Holdings After Transaction: Ordinary Shares — 133,600 shares (Direct)
Footnotes (1)
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ng Kong Ping Albert

(Last)(First)(Middle)
26/F TOWER ONE, TIMES SQUARE
1 MATHESON STREET, CAUSEWAY BAY

(Street)
HONG KONGHONG KONG00000

(City)(State)(Zip)

HONG KONG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Alibaba Group Holding Ltd [ BABA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares133,600D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Albert Kong Ping Ng03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Ng Kong Ping Albert’s Form 3 for Alibaba (BABA) show?

The Form 3 shows that director Ng Kong Ping Albert beneficially owns 133,600 Ordinary Shares of Alibaba Group Holding Ltd. It is a holdings report, not a record of a new purchase or sale transaction.

Is Ng Kong Ping Albert buying or selling Alibaba (BABA) shares in this Form 3?

This Form 3 does not report any buy or sell transactions. It simply discloses Ng Kong Ping Albert’s beneficial ownership of 133,600 Alibaba Ordinary Shares as part of his required insider holdings disclosure.

How many Alibaba (BABA) shares does Ng Kong Ping Albert directly own?

Ng Kong Ping Albert directly owns 133,600 Ordinary Shares of Alibaba Group Holding Ltd, according to the Form 3 filing. The ownership type is reported as direct, with no derivative securities listed in this filing.

Does the Alibaba (BABA) Form 3 include any derivative securities for Ng Kong Ping Albert?

No, this Form 3 does not list any derivative securities such as options or warrants for Ng Kong Ping Albert. It only reports his direct ownership of 133,600 Alibaba Ordinary Shares as of the filing date.

What role does Ng Kong Ping Albert hold at Alibaba (BABA) in this filing?

In this filing, Ng Kong Ping Albert is identified as a director of Alibaba Group Holding Ltd. The Form 3 reports his beneficial ownership position but does not indicate any officer role or ten percent ownership status.