Do Jiang Fang’s Alibaba (BABA) RSUs represent immediate ordinary share ownership?

No, the RSUs represent a contingent right to receive ordinary shares in the future. Each Restricted Share Unit converts into one ordinary share only as it vests, according to the quarterly schedule beginning on June 25, 2026.

Alibaba grants 60,000 RSUs to Chief People Officer

Alibaba Group Holding Ltd reported that Chief People Officer Jiang Fang received a grant of 60,000 Restricted Share Units (RSUs).

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Filing Sentiment

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Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

Alibaba Group Holding Ltd reported that Chief People Officer Jiang Fang received a grant of 60,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, so this award could convert into 60,000 ordinary shares over time.

The RSU grant vests in sixteen equal quarterly installments beginning on June 25, 2026, as long as the conditions in the award agreement are met. This is a compensation-related equity award, not an open‑market stock purchase or sale, and leaves Jiang Fang holding 60,000 unvested RSUs from this grant.

Insider Trade Summary

Grant/Award: 60,000 shares

Grant/Award 1 txn

Insider Jiang Fang

Role Chief People Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	60,000	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 60,000 contracts (Direct)

Footnotes (2)

F1. Each restricted share unit represents a contingent right to receive one ordinary share.
F2. Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement.

Key Figures

RSUs granted: 60,000 RSUs Underlying ordinary shares: 60,000 shares Vesting installments: 16 quarterly installments +2 more

5 metrics

RSUs granted 60,000 RSUs Grant of Restricted Share Units to Chief People Officer Jiang Fang

Underlying ordinary shares 60,000 shares Each RSU represents a contingent right to one ordinary share

Vesting installments 16 quarterly installments RSU award vests in sixteen equal quarterly installments

Vesting start date June 25, 2026 First vesting date for the RSU award

RSUs after transaction 60,000 RSUs Total Restricted Share Units held following the grant

Key Terms

Restricted Share Units, contingent right to receive one ordinary share, vests in sixteen equal quarterly installments, restricted share unit award

4 terms

vests in sixteen equal quarterly installments financial

"Reflects the outstanding unvested portion of a restricted share unit award ... that vests in sixteen equal quarterly installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Alibaba (BABA) disclose about Jiang Fang in this Form 4?

Alibaba disclosed that Chief People Officer Jiang Fang received a grant of 60,000 Restricted Share Units. These equity awards are part of compensation and may convert into 60,000 ordinary shares over time if vesting conditions are satisfied.

How many RSUs did Alibaba (BABA) grant to Chief People Officer Jiang Fang?

Alibaba granted Jiang Fang 60,000 Restricted Share Units. Each unit is tied to one ordinary share, so the award represents potential ownership of 60,000 shares, subject to the vesting schedule and other conditions in the underlying award agreement.

What is the vesting schedule for Jiang Fang’s 60,000 Alibaba (BABA) RSUs?

The 60,000 RSUs vest in sixteen equal quarterly installments starting June 25, 2026. That means a portion of the award becomes earned every quarter, assuming the terms and conditions of the award agreement continue to be satisfied.

Is Jiang Fang’s Alibaba (BABA) RSU grant an open-market stock purchase or sale?

No, this RSU grant is a compensation-related equity award, not an open-market transaction. The Form 4 shows a grant or award acquisition, with no shares bought or sold in the market as part of this specific filing.

How many Alibaba (BABA) RSUs does Jiang Fang hold after this transaction?

Following this grant, the Form 4 shows Jiang Fang holding 60,000 Restricted Share Units. These represent the outstanding unvested portion of the award that will vest over sixteen quarterly installments starting on June 25, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/02/2026 - 06:29 AM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Fang

(Last)

(First)

(Middle)

26/F TOWER ONE, TIMES SQUARE

1 MATHESON STREET, CAUSEWAY BAY

(Street)

HONG KONG

00000

(City)

(State)

(Zip)

HONG KONG

(Country)

2. Issuer Name and Ticker or Trading Symbol
Alibaba Group Holding Ltd [ BABA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief People Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Share Units	⁽¹⁾	05/29/2026		A		60,000		⁽²⁾	⁽²⁾	Ordinary Shares⁽¹⁾	60,000⁽¹⁾	$0	60,000⁽²⁾	D

Explanation of Responses:

1. Each restricted share unit represents a contingent right to receive one ordinary share.

2. Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement.

	/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Fang Jiang	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR