Alibaba (NYSE: BABA) awards 248,000 RSUs to business group CEO

Rhea-AI Filing Summary

Jiang Fan (FJ) reported acquisition or exercise transactions in this Form 4 filing.

Alibaba Group Holding Ltd reported that Jiang Fan, CEO of a business group, received a grant of 248,000 restricted share units on May 29, 2026. Each unit represents one ordinary share at no purchase price. The award vests in 16 equal quarterly installments starting on June 25, 2026, and Jiang Fan holds 248,000 units after this grant.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Jiang Fan (FJ)

Role CEO of Business Group

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	248,000	$0.00	--

Holdings After Transaction: Restricted Share Units — 248,000 shares (Direct, null)

Footnotes (1)

1. Each restricted share unit represents a contingent right to receive one ordinary share. Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement.

Key Figures

RSUs granted: 248,000 units Underlying shares: 248,000 ordinary shares Vesting schedule: 16 equal quarterly installments +2 more

5 metrics

RSUs granted 248,000 units Restricted share unit award to Jiang Fan on May 29, 2026

Underlying shares 248,000 ordinary shares Each RSU represents one ordinary share

Vesting schedule 16 equal quarterly installments Vesting begins June 25, 2026

Price per RSU 0.0000 Grant, award, or other acquisition with no cash price

Holdings after grant 248,000 RSUs Total restricted share units following the transaction

Key Terms

Restricted Share Units, ordinary share, contingent right, unvested portion, +1 more

5 terms

Restricted Share Units financial

"security_title: "Restricted Share Units""

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

ordinary share financial

"Each restricted share unit represents a contingent right to receive one ordinary share."

An ordinary share is a unit of ownership in a company that gives the holder a stake in its profits and usually the right to vote on key decisions. Think of it like a slice of a pizza where each slice entitles you to a portion of what’s left after bills are paid; value can rise or fall with the business and may pay dividends, so it matters to investors for income, growth and control.

contingent right financial

"Each restricted share unit represents a contingent right to receive one ordinary share."

unvested portion financial

"Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares"

quarterly installments financial

"vests in sixteen equal quarterly installments beginning on Jun 25, 2026"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Fan (FJ)

(Last) (First) (Middle)

26/F TOWER ONE, TIMES SQUARE

1 MATHESON STREET, CAUSEWAY BAY

(Street)

HONG KONG HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Issuer Name and Ticker or Trading Symbol
Alibaba Group Holding Ltd [ BABA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO of Business Group

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	05/29/2026		A		248,000		(2)	(2)	Ordinary Shares(1)	248,000(1)	$0	248,000(2)	D

Explanation of Responses:

1. Each restricted share unit represents a contingent right to receive one ordinary share.

2. Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement.

Remarks:

Title: Chief Executive Officer, Alibaba E-commerce Business Group

	/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Fan Jiang	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Alibaba (BABA) disclose for Jiang Fan?

Alibaba disclosed that Jiang Fan received a grant of 248,000 restricted share units. These units are part of his compensation and represent rights to receive ordinary shares over time as they vest under the award terms.

How many Alibaba RSUs were granted to Jiang Fan in this Form 4?

Jiang Fan was granted 248,000 restricted share units. Each unit corresponds to one ordinary share, so the grant represents 248,000 underlying shares, subject to the vesting schedule defined in the award agreement and summarized in the filing footnotes.

When do Jiang Fan’s Alibaba RSUs start vesting and over what period?

The RSUs begin vesting on June 25, 2026. They vest in sixteen equal quarterly installments, meaning portions of the 248,000 units will vest every quarter over four years, assuming continued satisfaction of the award’s terms and conditions.

Does Jiang Fan pay a price for the Alibaba RSUs granted?

The RSUs were granted at a transaction price per unit of 0.0000. This indicates Jiang Fan does not pay cash to acquire the units; instead, they are compensation that can convert into ordinary shares as the units vest over time.

What does each Alibaba restricted share unit granted to Jiang Fan represent?

Each restricted share unit represents a contingent right to receive one ordinary share. The rights become actual shares only as the RSUs vest according to the quarterly schedule and the conditions in the underlying award agreement are met.

How many Alibaba RSUs does Jiang Fan hold after this grant?

After this grant, Jiang Fan’s reported holdings are 248,000 restricted share units. This figure reflects the outstanding unvested portion of the award, which will vest in sixteen equal quarterly installments beginning June 25, 2026, if conditions are satisfied.