Alibaba director granted 120,000 RSUs

Tsai Joseph C reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Tsai Joseph C reported acquisition or exercise transactions in this Form 4 filing.

Alibaba Group Holding Ltd director Joseph C. Tsai received a grant of 120,000 Restricted Share Units (RSUs) on ordinary shares. Each RSU represents a contingent right to receive one ordinary share.

The award consists of unvested RSUs that vest in sixteen equal quarterly installments starting on July 1, 2026, subject to the terms and conditions of the underlying award agreement. Following this grant, Tsai has 120,000 RSUs reported in this filing.

Insider Trade Summary

Grant/Award: 120,000 shares

Grant/Award 1 txn

Insider Tsai Joseph C

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	120,000	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 120,000 contracts (Direct)

Footnotes (2)

1. F1. Each restricted share unit represents a contingent right to receive one ordinary share.
2. F2. Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement.

Key Figures

RSUs granted: 120,000 units Underlying shares: 120,000 ordinary shares Exercise/Conversion price: $0.00 per unit +2 more

5 metrics

RSUs granted 120,000 units Restricted Share Units granted on May 29, 2026

Underlying shares 120,000 ordinary shares Each RSU equals one ordinary share

Exercise/Conversion price $0.00 per unit Grant/award acquisition, no purchase price

Total RSUs after grant 120,000 units Total derivative securities following transaction

Vesting schedule 16 quarterly installments Vesting begins July 1, 2026

Key Terms

Restricted Share Units, contingent right, vests in sixteen equal quarterly installments, underlying award agreement

4 terms

Restricted Share Units financial

"120000.0000 Restricted Share Units with underlying ordinary shares"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

contingent right financial

"Each restricted share unit represents a contingent right to receive one ordinary share."

vests in sixteen equal quarterly installments financial

"award ... vests in sixteen equal quarterly installments beginning on Jul 1, 2026"

underlying award agreement financial

"subject to the terms and conditions of the underlying award agreement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Alibaba (BABA) director Joseph C. Tsai report?

Joseph C. Tsai reported an equity compensation grant. He received 120,000 Restricted Share Units tied to Alibaba ordinary shares, with no purchase or sale in the open market. This filing reflects a compensation-related award rather than a trading decision.

How many Alibaba (BABA) shares are covered by Joseph Tsai’s new RSU grant?

The grant covers 120,000 RSUs linked to 120,000 ordinary shares. Each restricted share unit represents a contingent right to receive one ordinary share, so the award could deliver 120,000 shares if all vesting conditions are met over time.

When do Joseph Tsai’s Alibaba (BABA) RSUs begin vesting and over what schedule?

The RSUs begin vesting on July 1, 2026. The award vests in sixteen equal quarterly installments starting on that date, meaning portions of the 120,000 units are scheduled to vest every quarter, subject to the award agreement conditions.

Is Joseph Tsai’s Alibaba (BABA) Form 4 transaction a stock purchase or sale?

No, the Form 4 reflects a grant, not a market trade. The transaction is coded as a grant or award acquisition of 120,000 RSUs at a price of $0.00 per unit, recorded as compensation rather than an open-market buy or sell.

How many Alibaba (BABA) RSUs does Joseph Tsai hold after this reported grant?

After this transaction, the filing shows 120,000 RSUs. The total shares following the transaction match the grant size, indicating this award accounts for the reported unvested RSU position associated with the filing’s derivative securities table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 06:28 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tsai Joseph C

(Last) (First) (Middle)

26/F TOWER ONE, TIMES SQUARE

1 MATHESON STREET

(Street)

CAUSEWAY BAY HONG KONG

(City) (State) (Zip)

HONG KONG

(Country)

2. Issuer Name and Ticker or Trading Symbol
Alibaba Group Holding Ltd [ BABA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	05/29/2026		A		120,000(1)		(2)	(2)	Ordinary Shares(1)	120,000	$0	120,000	D

Explanation of Responses:

1. Each restricted share unit represents a contingent right to receive one ordinary share.

2. Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement.

	/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Joseph C. Tsai	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)