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Merlin, Inc. (MRLN) director Braithwaite files Form 3 showing no trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Merlin, Inc. filed an initial ownership report for director Kenneth John Braithwaite on Form 3. The filing shows no reportable transactions or holdings, with zero shares listed as bought, sold, acquired, or disposed and no derivative positions reported.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Braithwaite Kenneth John

(Last)(First)(Middle)
129 SOUTH STREET

(Street)
BOSTON MASSACHUSETTS 02111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
Merlin, Inc. [ MRLN ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney.
No securities are beneficially owned.
/s/ Leslie Renee Ravestein, Attorney-in-Fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Merlin, Inc. (MRLN) Form 3 for Kenneth John Braithwaite show?

The Form 3 for Merlin, Inc. director Kenneth John Braithwaite reports his initial insider status. It shows no transactions and no reported holdings or derivative positions, with zero shares listed as bought, sold, acquired, or disposed in this filing.

Are there any insider share purchases or sales in the Merlin, Inc. (MRLN) Form 3?

No, the Merlin, Inc. Form 3 reports no insider purchases or sales. The transaction summary lists zero buy, sell, acquire, dispose, and exercise events, indicating no reportable trading activity by Kenneth John Braithwaite in this disclosure.

Does the Merlin, Inc. (MRLN) Form 3 disclose any derivative securities?

No derivative securities are disclosed in this Form 3 for Merlin, Inc. The derivative summary is empty, and the transaction summary shows zero derivative transactions and zero exercise shares for director Kenneth John Braithwaite in this initial ownership report.

What role does Kenneth John Braithwaite have at Merlin, Inc. (MRLN) in this Form 3?

The Form 3 identifies Kenneth John Braithwaite as a director of Merlin, Inc. It confirms his status as a board member and indicates he is not listed as an officer or ten percent owner in this particular ownership report.

Does the Merlin, Inc. (MRLN) Form 3 include any gifts or tax-withholding transactions?

The Form 3 shows no gifts or tax-withholding transactions. GiftCount and taxWithholdingCount are both zero, and corresponding share amounts are zero, indicating no such dispositions were reported for director Kenneth John Braithwaite in this filing.