STOCK TITAN

Merlin (MRLN) CFO gets 256K RSUs and 806K stock options grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carrithers Ryan Michael reported acquisition or exercise transactions in this Form 4 filing.

Merlin, Inc. reported that CFO & Treasurer Ryan Michael Carrithers received new equity compensation. He was granted 256,416 shares tied to restricted stock units, each representing one share of common stock, along with 806,393 stock options exercisable at $6.64 per share.

The RSUs vest in staggered schedules beginning on September 16, 2026 and March 16, 2027, while the options vest 25% on October 14, 2026 and monthly thereafter until fully vested, and expire on May 20, 2036. After these awards, he holds 256,416 common shares and 806,393 options directly.

Positive

  • None.

Negative

  • None.
Insider Carrithers Ryan Michael
Role CFO & Treasurer
Type Security Shares Price Value
Grant/Award Stock Option 806,393 $0.00 --
Grant/Award Common stock 256,416 $0.00 --
Holdings After Transaction: Stock Option — 806,393 shares (Direct, null); Common stock — 256,416 shares (Direct, null)
Footnotes (1)
  1. Represents an award of (i) 241,416 restricted stock units (RSUs), which vest in three equal annual installments beginning on March 16, 2027, and (ii) 15,000 RSUs, which vest in four equal installments every six months beginning on September 16, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs do not expire. The stock option vests as to 25% of the underlying shares on October 14, 2026, and the remaining will vest in 36 substantially equal monthly installments thereafter.
RSUs total shares 256,416 shares Common stock underlying RSU awards granted on May 20, 2026
Primary RSU grant 241,416 RSUs Vests in three equal annual installments from March 16, 2027
Secondary RSU grant 15,000 RSUs Vests in four equal installments every six months from September 16, 2026
Stock options granted 806,393 options Options on common stock granted May 20, 2026
Option exercise price $6.64 per share Conversion or exercise price of stock options
Option vesting start 25% on October 14, 2026 Remaining vests in 36 substantially equal monthly installments
Option expiration May 20, 2036 Expiration date of granted stock options
Holdings after grant 256,416 shares; 806,393 options Direct ownership following the reported transactions
restricted stock units (RSUs) financial
"Represents an award of (i) 241,416 restricted stock units (RSUs), which vest in three equal annual installments..."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Stock Option financial
"The stock option vests as to 25% of the underlying shares on October 14, 2026..."
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"conversion_or_exercise_price: "6.6400""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"which vest in three equal annual installments beginning on March 16, 2027..."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carrithers Ryan Michael

(Last)(First)(Middle)
100 CAUSEWAY STREET
23RD FLOOR

(Street)
BOSTON MASSACHUSETTS 02114

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Merlin, Inc. [ MRLN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO & Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock05/20/2026A256,416A(1)256,416D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$6.6405/20/2026A806,393 (2)05/20/2036Common stock806,393$0806,393D
Explanation of Responses:
1. Represents an award of (i) 241,416 restricted stock units (RSUs), which vest in three equal annual installments beginning on March 16, 2027, and (ii) 15,000 RSUs, which vest in four equal installments every six months beginning on September 16, 2026. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs do not expire.
2. The stock option vests as to 25% of the underlying shares on October 14, 2026, and the remaining will vest in 36 substantially equal monthly installments thereafter.
Remarks:
/s/ Leslie Renee Ravestein05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Merlin (MRLN) report in this Form 4?

Merlin reported that CFO & Treasurer Ryan Michael Carrithers received equity awards, including restricted stock units and stock options. These are compensation-related grants, not open-market purchases or sales, and increase his direct holdings in the company’s stock and options.

How many shares did the Merlin (MRLN) CFO receive in RSU awards?

The CFO received RSU awards tied to 256,416 shares of common stock. This consists of 241,416 RSUs vesting annually from March 16, 2027 and 15,000 RSUs vesting every six months starting September 16, 2026, each representing one future common share.

What stock options were granted to the Merlin (MRLN) CFO?

He was granted 806,393 stock options with an exercise price of $6.64 per share. Twenty‑five percent of the underlying shares vest on October 14, 2026, with the remainder vesting in 36 substantially equal monthly installments, and the options expire on May 20, 2036.

When do the Merlin (MRLN) CFO’s new RSUs start vesting?

The 241,416 RSUs begin vesting in three equal annual installments on March 16, 2027. A separate 15,000 RSU grant vests in four equal installments every six months starting on September 16, 2026, creating a staggered vesting schedule over several years.

What are the CFO’s holdings after this Merlin (MRLN) Form 4 transaction?

Following these awards, the CFO directly holds 256,416 shares of common stock and 806,393 stock options. These figures reflect his updated equity position as reported, combining the RSU-related common shares and the newly granted options in his direct ownership.

Are the Merlin (MRLN) Form 4 transactions open-market buys or sells?

No, these transactions are classified as grants or awards, not open-market buys or sells. The Form 4 identifies them with transaction code A, meaning compensatory acquisitions of RSUs and options, so they do not represent trading activity by the executive in the market.