Horacio Rozanski (NYSE: BAH) receives 58,266 RSUs in equity grant
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
ROZANSKI HORACIO reported acquisition or exercise transactions in this Form 4 filing.
Booz Allen Hamilton Holding Corp CEO Horacio Rozanski reported an equity award of 58,266 shares of Class A common stock in the form of restricted stock units under the company’s 2023 Equity Incentive Plan. The units were granted at no cash cost to him.
Each restricted stock unit represents a contingent right to receive one share of Class A common stock upon vesting. One-third of the units is scheduled to vest on each of March 31, 2027, March 31, 2028, and March 31, 2029, subject to his continued employment. Following this grant, he directly holds 793,320 shares, including restricted stock units.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
ROZANSKI HORACIO
Role
CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 58,266 | $0.00 | -- |
Holdings After Transaction:
Class A Common Stock — 793,320 shares (Direct, null)
Footnotes (1)
- Grant of restricted stock units under the Issuer's 2023 Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2027, 2028 and 2029, subject to the Reporting Person's continued employment. Includes restricted stock units.
Key Figures
RSU grant size: 58,266 units
Grant price per share: $0.0000 per share
Direct holdings after grant: 793,320 shares
+3 more
6 metrics
RSU grant size
58,266 units
Restricted stock units representing Class A common stock
Grant price per share
$0.0000 per share
Reported transaction price for RSU grant
Direct holdings after grant
793,320 shares
Class A common stock including restricted stock units
First vesting tranche
One-third on March 31, 2027
Initial vesting date for RSU award
Second vesting tranche
One-third on March 31, 2028
Second vesting date for RSU award
Final vesting tranche
One-third on March 31, 2029
Final vesting date for RSU award
Key Terms
restricted stock units, Rule 16b-3, 2023 Equity Incentive Plan, vesting
4 terms
restricted stock units financial
"Grant of restricted stock units under the Issuer's 2023 Equity Incentive Plan exempt under Rule 16b-3."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"Grant of restricted stock units under the Issuer's 2023 Equity Incentive Plan exempt under Rule 16b-3."
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
2023 Equity Incentive Plan financial
"Grant of restricted stock units under the Issuer's 2023 Equity Incentive Plan exempt under Rule 16b-3."
vesting financial
"One-third of these restricted stock units are scheduled to vest on each of March 31, 2027, 2028 and 2029."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What insider transaction did Booz Allen (BAH) report for CEO Horacio Rozanski?
Booz Allen reported an equity award to CEO Horacio Rozanski of 58,266 restricted stock units of Class A common stock. The grant was made under the 2023 Equity Incentive Plan at no cash cost and is disclosed as a Form 4 acquisition.
What are the vesting terms of the 58,266 RSUs granted to Booz Allen (BAH) CEO?
The 58,266 restricted stock units vest in three equal installments. One-third is scheduled to vest on March 31, 2027, another third on March 31, 2028, and the final third on March 31, 2029, conditioned on the CEO’s continued employment with Booz Allen.
Does the Booz Allen (BAH) CEO’s RSU grant require any purchase price?
The RSU grant to the Booz Allen CEO carries no purchase price; the transaction price is reported as 0.0000 per share. The units are compensation under the 2023 Equity Incentive Plan, representing future share delivery upon vesting rather than a cash purchase.
Under which plan was the Booz Allen (BAH) CEO’s new equity award granted?
The reported restricted stock units were granted under Booz Allen’s 2023 Equity Incentive Plan. The filing notes the award is exempt under Rule 16b-3, a provision that generally governs insider transactions in issuer equity for compensation and administrative purposes.