[Form 3] BRASKEM SA Initial Statement of Beneficial Ownership
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
BRASKEM SA Chief Executive Officer Prisco Paraiso Ramos Roberto has filed an initial Form 3 reporting his beneficial holdings in the company’s American Depositary Receipts (ADRs) and related units.
He holds 105,080 American Depositary Receipt Units, each representing a contingent right to receive one ADR. According to the disclosure, these units vest on June 16, 2028, subject to conditions in the applicable agreement, and will be settled in either ADRs, cash, or a combination at the issuer’s discretion. In addition, he reports direct ownership of 45,687 ADRs and indirect ownership of 9,120 ADRs held through Cerro Holdings Ltd., giving investors a clear view of his current economic exposure to Braskem.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Prisco Paraiso Ramos Roberto
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | American Depositary Receipt Units | -- | -- | -- |
| holding | American Depositary Receipt | -- | -- | -- |
| holding | American Depositary Receipt | -- | -- | -- |
Holdings After Transaction:
American Depositary Receipt Units — 105,080 shares (Direct);
American Depositary Receipt — 45,687 shares (Direct);
American Depositary Receipt — 9,120 shares (Indirect, Held indirectly through Cerro Holdings Ltd.)
Footnotes (1)
- These American Depositary Receipt Units vest on June 16, 2028, subject to certain other conditions set forth in the agreement. Each American Depositary Receipt Unit represents a contingent right to receive one American Depositary Receipt. The units will be settled in either American Depositary Receipts or cash (or a combination thereof) at the discretion of the Issuer.