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Braskem SA (BAK) director discloses holdings of 500 Class "A" preferred shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Braskem SA director Mauricio Dantas Bezerra has reported his initial holdings on a Form 3. The filing shows direct ownership of 500 Class "A" Preferred Shares of Braskem SA following the reported position, providing a baseline view of his equity stake as a company insider.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Dantas Bezerra Mauricio

(Last)(First)(Middle)
RUA LEMOS MONTEIRO,120,FLOOR 22,BUTANTA

(Street)
SAO PAULOSAO PAULO05501050

(City)(State)(Zip)

BRAZIL

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
BRASKEM SA [ BAK ]
3a. Foreign Trading Symbol
[BRKM5]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class "A" Preferred Shares500D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Mauricio Dantas Bezerra03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Braskem SA (BAK) director Mauricio Dantas Bezerra report on this Form 3?

The Form 3 reports that Mauricio Dantas Bezerra directly holds 500 Class "A" Preferred Shares of Braskem SA. This establishes his initial disclosed equity position as a director and serves as a baseline for any future insider filings.

Is there a buy or sell transaction disclosed in this Braskem SA (BAK) Form 3?

No specific buy or sell transaction is disclosed in this Form 3. It functions as an initial statement of beneficial ownership, listing 500 Class "A" Preferred Shares directly held after the reported position, rather than recording a new trade.

How many Braskem SA (BAK) shares does the insider directly own according to this filing?

According to the filing, the insider directly owns 500 Class "A" Preferred Shares of Braskem SA. This number reflects total shares held following the reported position and helps investors understand the scale of his direct equity interest.

What type of security is reported in this Braskem SA (BAK) Form 3?

The Form 3 lists Class "A" Preferred Shares of Braskem SA as the security held. The insider’s position totals 500 of these preferred shares, indicating his exposure is through the company’s preferred, rather than common, equity class.

Does the Braskem SA (BAK) Form 3 indicate direct or indirect ownership?

The filing indicates direct ownership of the reported shares. The 500 Class "A" Preferred Shares are coded as directly held, meaning they are not reported as being owned through a trust, partnership, or other indirect investment vehicle.
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