Braskem (NYSE: BAK) executive files Form 3 with no share holdings reported

Rhea-AI Filing Summary

BRASKEM SA executive Franco de Campos Raphael, who serves as Exec Officer & Head of Operation, filed an initial Form 3 statement of beneficial ownership. The filing reports no transactions, no derivative positions, and no reported holdings at this time.

Key Terms

Form 3, beneficial ownership, Exec Officer&Head of Operation

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"initial Form 3 statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Exec Officer&Head of Operation financial

"officer_title": "Exec Officer&Head of Operation""

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Franco de Campos Raphael

(Last) (First) (Middle)

RUA LEMOS MONTEIRO,120,FLOOR 23,BUTANTA

(Street)

SAO PAULO SAO PAULO 05501050

(City) (State) (Zip)

BRAZIL

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/06/2026

3. Issuer Name and Ticker or Trading Symbol
BRASKEM SA [ BAK ]

3a. Foreign Trading Symbol
[BRKM5]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Exec Officer&Head of Operation

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Raphael Franco de Campos	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Franco de Campos Raphael's Form 3 filing for BAK indicate?

The Form 3 shows that executive Franco de Campos Raphael has filed an initial beneficial ownership report for BRASKEM SA. It lists no equity transactions, derivative positions, or holdings, signaling a baseline disclosure as he assumes or reports his insider status.

Are there any buy or sell transactions reported in BAK's Form 3?

No transactions are reported in this Form 3 for BRASKEM SA. The transaction summary shows zero buys, zero sells, zero derivative exercises, and no gifts or tax withholdings, making this a purely administrative ownership registration without trading activity.

Does the BAK Form 3 show any derivative securities for the executive?

The Form 3 derivative summary is empty, indicating no reported options, warrants, or other derivative securities for Franco de Campos Raphael. This means only his insider status is being recorded, without any complex equity instruments disclosed in this filing.

What role does the reporting person hold at BRASKEM SA (BAK)?

The reporting person, Franco de Campos Raphael, is identified as an officer of BRASKEM SA with the title “Exec Officer&Head of Operation.” This title confirms he is a senior executive and therefore required to provide beneficial ownership disclosures on Form 3.

Does this BAK Form 3 affect existing shareholders directly?

This Form 3 is largely administrative and does not directly change shareholder positions. It simply registers an executive’s insider status and shows no reported holdings or trades, so it does not alter the company’s share count or indicate new market activity.