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Braskem (NYSE: BAK) Compliance and Audit Officer files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BRASKEM SA filed an initial statement of beneficial ownership (Form 3) for Marcio Pitzer, who serves as the company’s Compliance and Audit Officer. This filing lists him as an executive officer and does not report any stock transactions or changes in ownership at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Pitzer Marcio

(Last) (First) (Middle)
RUA LEMOS MONTEIRO,120,FLOOR 21,BUTANTA

(Street)
SAO PAULO D5 05501050

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026
3. Issuer Name and Ticker or Trading Symbol
BRASKEM SA [ BAK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Compliance and Audit Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Marcio Pitzer 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the BRASKEM SA (BAK) Form 3 for Marcio Pitzer show?

The Form 3 shows that Marcio Pitzer is a Compliance and Audit Officer of BRASKEM SA. It serves as his initial statement of beneficial ownership and does not report any stock transactions or changes in holdings.

Does the BRASKEM SA (BAK) Form 3 report any stock transactions?

No, the Form 3 for BRASKEM SA’s Compliance and Audit Officer does not list any stock transactions. All transaction-related counts, including buys, sells, and exercises, are reported as zero in the summarized data.

Who is the reporting person on the BRASKEM SA (BAK) Form 3?

The reporting person is Marcio Pitzer, identified as an officer with the title Compliance and Audit Officer. He is not listed as a director and is not reported as a ten percent owner in this filing.

What does the transaction summary indicate in the BRASKEM SA (BAK) Form 3?

The transaction summary shows zero buys, zero sells, and zero derivative exercises. Net buy-sell direction is described as neutral, indicating no reported trading activity by the reporting person in this initial ownership filing.

Are there any derivative positions disclosed in the BRASKEM SA (BAK) Form 3?

No, the Form 3 derivative section is empty, indicating no listed options, warrants, or other derivative securities for the reporting person. This reinforces that the filing is purely an initial ownership statement without active position changes.
Braskem Sa

NYSE:BAK

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