Welcome to our dedicated page for Ball SEC filings (Ticker: BALL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ball Corporation (NYSE: BALL) files a range of documents with the U.S. Securities and Exchange Commission that give detailed insight into its metal can manufacturing and aluminum packaging business. This page compiles Ball’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each document.
Through current reports on Form 8-K, Ball discloses material events such as leadership changes, credit agreements, securities offerings and earnings announcements. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, Chairman of the Board and Chief Financial Officer, the election of a new director, and the appointment of a Chief Supply Chain and Operations Officer. Other 8-Ks outline a Sixth Amendment to Ball’s credit agreement that extends facility maturities and details a term loan A and revolving credit facilities, as well as an underwritten public offering of senior notes due 2033.
Ball also uses Form 8-K to furnish quarterly earnings press releases under Item 2.02, which discuss results of operations and financial condition, including segment performance for its beverage packaging businesses in North and Central America, EMEA and South America and its non-reportable aluminum packaging activities. While these earnings releases are not the same as annual reports on Form 10-K or quarterly reports on Form 10-Q, they provide additional context on volumes, net sales and comparable operating earnings.
On this page, AI tools highlight important information in Ball’s filings, such as the nature of new debt instruments, key terms of credit facilities, and the scope of severance or compensation arrangements described in executive-related 8-Ks. The platform also surfaces exhibits referenced in the filings, including indentures, credit agreement amendments and press releases, so users can quickly locate the underlying documents.
For investors analyzing BALL, this SEC filings page offers a structured view of Ball Corporation’s regulatory disclosures, making it easier to follow changes in capital structure, governance, financing activities and reported financial results as they appear in EDGAR.
Ball Corp executive Carey Causey reported an option exercise and related share withholding. On January 16, 2026, Causey exercised a stock option covering 6,800 shares of Ball Corp common stock at an exercise price of $33.05 per share, converting the derivative award into common stock. The newly issued common shares are shown at a transaction price of $56.08 per share.
On the same date, 4,959 common shares were deemed surrendered at $56.08 per share to satisfy tax liabilities arising from this option exercise, as described in the footnote. After these transactions, Causey directly owned 22,802.9051 shares of Ball Corp common stock.
Ball Corporation reported an insider equity transaction by its SVP and President, EMEA.
On 12/15/2025, the officer converted 282 restricted stock units into an equal number of shares of common stock in a transaction coded M. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock, and the units vest on the fourth anniversary of the grant date.
The officer also disposed of 133 shares of common stock in a transaction coded F at a price of $51.58 per share. Following these transactions, the officer directly beneficially owns 5,765.9369 shares of Ball Corporation common stock, with no restricted stock units remaining.
Ball Corporation's Chief Executive Officer reported equity transactions in company common stock. On December 15, 2025, 4,000 shares of Ball common stock were acquired in connection with the conversion of restricted stock units, as shown by a transaction coded "M" in the filing and described in the footnotes as a conversion upon vesting. On the same date, 1,750 shares of common stock were disposed of at a price of $51.58 per share in a transaction coded "F".
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock, and the units vest on the fourth anniversary of the grant date. Following these transactions, the Chief Executive Officer directly beneficially owns 47,225.7728 shares of Ball Corporation common stock, and the reported restricted stock units listed in the derivative table show zero units remaining beneficially owned.
A Ball Corp director reported equity compensation activity involving restricted stock units and deferred stock units on 12/15/2025.
The report shows the lapse of 534 restricted stock units granted under the Deposit Share Program, each representing a contingent right to receive one share of Ball Corporation common stock. A related entry in the Deferred Compensation Company Stock Plan reflects another 534 units that may be settled in stock or cash. Following these transactions, the director holds 17,743 restricted stock units and 20,025.1951 stock units linked to Ball Corp common stock, all listed as directly owned.
Ball Corp director Mr. Bryant reported acquiring deferred stock units tied to Ball Corp common stock. On 12/15/2025, he received 121.1709 stock units under the Ball Corporation Deferred Compensation Company Stock Plan at a price of $51.58 per unit. Each unit may be settled for one share of common stock or an equivalent amount of cash in line with the plan.
Following this award, Mr. Bryant beneficially owns 7,968.3194 deferred stock units directly. These stock units are scheduled to be distributed upon his separation from service, according to the terms of the deferred compensation plan.
Ball Corp reported an equity award to a senior executive under its Stock and Cash Incentive Plan. On 12/12/2025, SVP & CSCO Mr. Vail received 20,623 restricted stock units, each convertible into one share of Ball Corp common stock without cost. These restricted stock units vest in approximately equal installments on each of the first three anniversaries of the grant date, generally requiring continued employment through each vesting date. Following the grant, Mr. Vail directly beneficially owned 20,623 restricted stock units linked to Ball Corp common shares.
Ball Corp officer and Senior Vice President & Chief Supply Chain Officer filed an initial ownership report stating that no company securities are beneficially owned. This Form 3 filing is an administrative disclosure required for insiders and does not describe any transactions, option grants, or existing holdings.
Ball Corporation announced that its board of directors has appointed Scott Vail as Chief Supply Chain and Operations Officer, effective December 10, 2025. Vail previously served as Chief Operating Officer of Reynolds Consumer Products and earlier held senior operations roles at Ball, Anheuser-Busch InBev, and Metal Container Corporation, bringing extensive packaging and beverage industry experience.
His compensation package includes a base salary of $600,000 per year, a one-time cash bonus of $345,000, and a one-time restricted stock unit award valued at $1,000,000 that vests pro rata over three years. Beginning in 2026, he will be eligible for an annual cash incentive targeted at 80% of base salary and long-term equity incentives targeted at 180% of base salary, plus customary relocation benefits. Ball states there are no related-party relationships or transactions associated with this appointment.
Ball Corporation entered into a Sixth Amendment to its stock-secured Credit Agreement, extending the maturity of each facility from June 28, 2027 to November 25, 2030. The amendment refinances the existing term loan A and revolving facilities with a new term loan A facility of $1,500,000,000, a U.S. dollar revolving credit facility of $1,250,000,000, and a multi-currency revolving credit facility of $750,000,000.
Interest on borrowings is tied to benchmark rates such as SOFR, SONIA, EURIBOR and others, plus a margin that generally ranges from 1.00% to 1.50% for non-base rate loans and 0.00% to 0.50% for base rate loans, based on Ball’s net leverage ratio. The term loan A amortizes in increasing quarterly installments beginning with the fiscal quarter ending March 31, 2027, and the agreement includes a maximum net leverage covenant of 4.50 to 1.00 with a temporary step-up following certain permitted acquisitions. The facilities are guaranteed by key subsidiaries and secured by pledges of capital stock, and they permit voluntary prepayments and require certain mandatory prepayments from specified asset sale and casualty proceeds.
Ball Corporation filed an amended current report to add details about the severance arrangements for former executive Daniel W. Fisher and to confirm his resignation from the Board of Directors. The company explains that, under a previously disclosed Severance Benefit Agreement, Mr. Fisher will receive severance benefits, and his 2023 and 2024 long-term cash incentive awards and performance-contingent restricted stock units, as well as 2022 Deposit Share Program restricted stock units, will continue to vest on their existing schedules, subject to pro‑rata adjustment based on his time employed during the performance periods. Ball also filed a Separation Agreement and Release as an exhibit, which governs these benefits. The amendment does not change any other information from the original report and is limited to providing these additional executive compensation and governance disclosures.
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