Ball SEC Filings

Ball Corp: a director filed a Form 3 initial statement of beneficial ownership.

Effective 11/03/2025, the filing reports no securities are beneficially owned and was filed by one reporting person. The submission was signed by an attorney-in-fact for Mr. Panichella.

Ball Corporation elected John E. Panichella to its Board of Directors on October 29, 2025. He will also serve on the Audit and Finance Committees.

Panichella is the Chief Executive Officer of Solenis, a role held since 2014, with prior leadership positions at Ashland Inc., General Electric Water and Process Technologies, and BetzDearborn. The company disclosed no arrangements, family relationships, or related‑party transactions in connection with his election. A press release announcing the appointment was furnished as Exhibit 99.1.

Ball Corporation (BALL) disclosed an insider equity transaction by its SVP, CLO & Corporate Secretary on October 13, 2025. The officer acquired 6,478 common shares at $0 upon the lapse of restricted stock units (transaction code M). A separate transaction coded F disposed of 1,940 shares at $47.04. After these transactions, the officer directly owned 9,145.8552 shares of common stock.

Ball Corporation director Todd Allan Penegor reported vesting and settlement activity in equity awards on 09/15/2025. 1,200 restricted stock units vested (each converting to one share) and are reflected as 1,200 underlying common shares with a post-transaction beneficial ownership of 9,462 shares (direct). Simultaneously, 1,200 stock units under the Deferred Compensation Company Stock Plan are recorded as 1,200 underlying shares with 5,562.7842 shares (direct) held in the plan. Additionally, 240 shares were acquired under the Deferred Compensation plan as a company match, bringing that account to 5,802.7842 shares (direct). All reported derivative and non-derivative items have $0 exercise/price values and are direct holdings. The Form 4 is signed by an attorney-in-fact.

Bryant John A., a director of Ball Corporation (BALL), reported equity awards and deferred-compensation settlements that increased his beneficial ownership. On 09/15/2025 he was credited with 1,200 restricted stock units that vest on the fourth anniversary of the grant and are each convertible to one share. The same date shows 656.1811 shares credited under the Deferred Compensation Company Stock Plan at a price of $49.91 per share. After these entries, Mr. Bryant beneficially owns 13,467.5414 shares of Ball common stock as reported. The deferred units are payable on separation of service; the RSUs vest on their fourth anniversary.

Michael J. Cave, a director of Ball Corporation (BALL), reported on Form 4 that 880 restricted stock units (RSUs) lapsed/vested on 09/15/2025. Each RSU represents a contingent right to one share of Ball common stock and may be settled in shares or cash under the Deferred Compensation Company Stock Plan. The filing shows 36,309 shares beneficially owned following the reported RSU lapse and 10,704.5015 units held in the deferred compensation plan. The RSUs vest on the fourth anniversary of the grant date; units in the deferred plan are distributed upon separation of service. The Form 4 was signed by an attorney-in-fact, Derek Redmond, on 09/16/2025.

Ball Corporation insider Daniel J. Rabbitt, the companys Senior Vice President and Chief Financial Officer, reported two transactions in Ball common stock on 09/15/2025. He was awarded 1,600 restricted stock units that convert into common shares upon vesting, increasing his total beneficial ownership to 25,735.54 shares on a direct basis. He also sold 461 shares at $49.91 per share, leaving 25,274.54 shares beneficially owned. The restricted stock units vest on the fourth anniversary of the grant and represent a contingent right to one share each.

Ball Corporation insider activity: Senior vice president and Chief Growth Officer reported the grant of 2,800 restricted stock units that convert to common shares on vesting and a separate sale of 1,226 shares at $49.91 per share. After these transactions the reporting person beneficially owned 20,961.9021 shares directly plus 2,800 RSUs that will convert to common stock on the fourth anniversary of the grant under the companys deposit share program. The sale reduced immediate shareholdings while the RSUs align long-term executive compensation with shareholder value.

Kathleen Pitre, SVP & President NCA of Ball Corporation (BALL), reported insider transactions dated 09/15/2025. She was granted 2,800 restricted stock units (RSUs) under a deposit share program; each RSU converts to one share upon vesting on the fourth anniversary of the grant. The RSUs were recorded as acquired at $0 and increased her beneficial ownership to 43,337 shares. On the same date she disposed of 806 shares at a price of $49.91, leaving 42,531 shares held directly. The Form 4 is signed by an attorney-in-fact on 09/16/2025.