Welcome to our dedicated page for Ball SEC filings (Ticker: BALL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ball Corporation (NYSE: BALL) files a range of documents with the U.S. Securities and Exchange Commission that give detailed insight into its metal can manufacturing and aluminum packaging business. This page compiles Ball’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each document.
Through current reports on Form 8-K, Ball discloses material events such as leadership changes, credit agreements, securities offerings and earnings announcements. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, Chairman of the Board and Chief Financial Officer, the election of a new director, and the appointment of a Chief Supply Chain and Operations Officer. Other 8-Ks outline a Sixth Amendment to Ball’s credit agreement that extends facility maturities and details a term loan A and revolving credit facilities, as well as an underwritten public offering of senior notes due 2033.
Ball also uses Form 8-K to furnish quarterly earnings press releases under Item 2.02, which discuss results of operations and financial condition, including segment performance for its beverage packaging businesses in North and Central America, EMEA and South America and its non-reportable aluminum packaging activities. While these earnings releases are not the same as annual reports on Form 10-K or quarterly reports on Form 10-Q, they provide additional context on volumes, net sales and comparable operating earnings.
On this page, AI tools highlight important information in Ball’s filings, such as the nature of new debt instruments, key terms of credit facilities, and the scope of severance or compensation arrangements described in executive-related 8-Ks. The platform also surfaces exhibits referenced in the filings, including indentures, credit agreement amendments and press releases, so users can quickly locate the underlying documents.
For investors analyzing BALL, this SEC filings page offers a structured view of Ball Corporation’s regulatory disclosures, making it easier to follow changes in capital structure, governance, financing activities and reported financial results as they appear in EDGAR.
Ball Corp senior executive Villatoro Fauze, SVP & President South America, bought 1,551 shares of common stock in an open-market purchase at $64.5112 per share on
Ball Corp senior vice president and chief growth officer Carey Causey reported an acquisition of deferred compensation units linked to company stock. The award covered 2,265.4332 units at a reference price of $52.97 per unit, bringing her direct holdings in this deferred compensation instrument to 4,475.5925 units.
According to the plan terms, each unit may be settled in the future for one Ball Corp share or an equivalent cash amount, with distributions generally made upon separation from service under the company’s Deferred Compensation Company Stock Plan.
Lewis Ronald J. reported acquisition or exercise transactions in this Form 4 filing.
BALL Corp Chief Executive Officer Ronald J. Lewis reported receiving an award of 2,265.4332 deferred stock units under the company’s Deferred Compensation Company Stock Plan on February 27, 2026. Each unit may be settled in one BALL share or an equivalent cash amount, according to the plan terms.
After this grant, Lewis holds a total of 16,396.0175 deferred stock units directly. The units are designed to be distributed upon separation from service, aligning a portion of the CEO’s compensation with the company’s future performance over the long term.
Lim-Johnson Hannah S. reported acquisition or exercise transactions in this Form 4 filing.
BALL Corp senior vice president and chief legal officer Hannah S. Lim-Johnson received a grant of 2,265.4332 deferred compensation units on
BALL Corp executive Kathleen Pitre, SVP & President NCA, reported an open-market sale of 10,660 shares of BALL common stock on March 2, 2026. The weighted average sale price was $66.6341 per share.
Following this transaction, Pitre directly owns 36,772 shares of BALL common stock. The sale was executed in multiple trades at prices ranging from $66.4450 to $66.7900, with the reported price reflecting the weighted average.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice proposing the sale of Common Stock of BALL listed on the NYSE. The filing lists multiple proposed sale lots dated 2020–2022. Examples shown include 4,697, 2,161, and 1,600 shares.
BALL Corp senior vice president and chief legal officer Hannah S. Lim-Johnson received equity awards on February 19, 2026. She was granted 4,670 restricted stock units that convert into common stock on a one-for-one basis and generally vest on the third anniversary of the award date, subject to continued employment. She also received 12,228 non-qualified stock options, which vest in approximately four equal annual installments starting on the first anniversary of the grant, and expire upon termination (with certain grace periods) or ten years after the award, whichever is less.
Ball Corp reported that SVP & CIO Edmund J. Doering received equity awards consisting of restricted stock units and stock options. He was granted 2,645 restricted stock units that convert into common shares on a one-for-one basis and vest on the third anniversary of the award date, subject to continued employment. He was also granted 6,926 non-qualified stock options under the Ball Corporation Stock and Cash Incentive Plan, vesting in roughly four equal annual installments starting on the first anniversary, with expiration upon termination (subject to grace periods) or ten years after grant, whichever is shorter.
Ball Corp senior vice president and chief financial officer Daniel J. Rabbitt received new equity awards. He was granted 6,314 Restricted Stock Units, which convert into common shares on a one-for-one basis and generally vest on the third anniversary of the award date, conditioned on continued employment. He also received 16,533 non-qualified stock options at an exercise price of $0.00 per option, vesting in about four equal annual installments starting on the first anniversary of the grant, and expiring upon termination (subject to grace periods) or ten years after the award, whichever is earlier.
BALL Corp reported that senior executive Kathleen Pitre received equity-based compensation in the form of restricted stock units and stock options. On February 19, 2026, she was granted 2,357 restricted stock units and 6,171 stock options at no cost.
The restricted stock units convert into common shares on a one-for-one basis and are scheduled to vest on the third anniversary of the award date, generally requiring continued employment through vesting. The non-qualified stock options vest in about four equal annual installments starting on the first anniversary of the grant and expire upon termination (with certain grace periods) or ten years after the award, whichever is less.