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Ball Corporation SEC filings document the formal disclosures of an Indiana-incorporated global aluminum packaging company. Its 8-K reports furnish quarterly and annual results, earnings releases, conference-call materials and reconciliations involving non-U.S. GAAP financial measures.
The company’s filings also cover proxy governance, director elections, shareholder voting results, executive appointments and compensation arrangements. Material-event filings document credit agreement amendments, senior secured credit facilities and other capital-structure matters, while proxy materials describe board composition, governance practices and shareholder meeting proposals.
Ball Corporation (BALL) – Form 3 Initial Statement of Beneficial Ownership
On 07/01/2025, newly appointed Senior Vice President & Chief Financial Officer Daniel J. Rabbitt filed his first Form 3, formally placing him under Section 16 reporting rules. The filing does not record any open-market transactions; it simply discloses the securities he already owns.
- Direct common stock: 24,135.54 shares
- 401(k) plan holdings: 1,346 shares
- Employee Stock Purchase Plan: 3,996.82 shares
- Deferred compensation units: 20,567.9 units convertible 1-for-1 into common shares or cash upon separation
- Restricted Stock Units: 3,047 units with three- and four-year vesting schedules
- Equity awards: 436 Stock Appreciation Rights and 50,664 non-qualified stock options granted between 2018-2025; strike prices range from $38.38 to $86.57 and vest in four equal annual tranches
The disclosure highlights a sizeable personal stake that economically aligns the new CFO with shareholders but contains no information that would alter Ball Corporation’s financial outlook.