Welcome to our dedicated page for Brookfield Asst SEC filings (Ticker: BAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Brookfield Asset Management juggles renewable power assets, toll roads, data centers, and real estate—all in one set of SEC documents that can top 300 pages. Hunting for fee-related earnings, carried-interest waterfalls, or affiliate cash flows inside those filings can feel overwhelming.
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Brookfield Asset Management Ltd. (BAM) prospectus supplement discloses terms and related documentation for debt and equity offerings and incorporates multiple filed reports by reference. The notes have an effective yield of 6.077% if held to September 15, 2055. The filing incorporates BAM’s audited 2024 Annual Report on Form 10-K, asset-management financials, Oaktree group statements, Form 8-K/A with pro forma information for the 2025 Arrangement, the Q2 2025 Form 10-Q, and management information circulars, plus preliminary and final term sheets for the notes dated September 4, 2025. The document lists detailed risk factors including market volatility, regulatory and tax risks, interest-rate and foreign-exchange exposure, operational and IT risks, litigation, and dependence on asset-management cash flows. It also sets out redemption pricing mechanics tied to a Treasury Rate methodology and describes indentures and trustee arrangements for multiple issuers and guarantors.
Brookfield Asset Management Ltd. (BAM) prospectus supplement and related base shelf prospectus describe a notes offering and incorporate multiple filed documents by reference, including BAM's 2024 Annual Report on Form 10-K, periodic Form 8-K filings, and the Q2 2025 Form 10-Q. The filing lists extensive risk factors affecting BAM's business, notes that one underwriter is an affiliate creating a FINRA Rule 5121 conflict for which the offering complies, and outlines mechanics for note redemption including a Treasury Rate methodology and change-of-control procedures. The prospectus also explains available indentures for BAM and related finance issuers and the types of securities and terms that will be specified in prospectus supplements for each offering.
Brookfield Asset Management (NYSE:BAM) filed a Form 8-K reporting Board-approved amendments to its Code of Business Conduct and Ethics under Item 5.05.
The changes, approved on May 5 2025, are expressly characterized as non-substantive “clean-up and clarifying” revisions that apply to all directors, officers, employees and temporary workers. The updated Code is provided as Exhibit 14.1 and incorporated by reference.
No other items, financial data or strategic updates were included, indicating no immediate impact on operations, governance structure or financial condition.