BAM offers and sells $1.0B notes: 4.653% 2030, 5.298% 2036

Brookfield Asset Management Ltd. announced an offering of US$600,000,000 4.653% notes due 2030 and US$400,000,000 5.298% notes due 2036.

Rhea-AI Filing Summary

Brookfield Asset Management Ltd. announced an offering of US$600,000,000 4.653% notes due 2030 and US$400,000,000 5.298% notes due 2036. The company entered into an underwriting agreement with Citigroup Global Markets and Wells Fargo Securities as representatives of the underwriters.

The notes were registered on Form F-10 and offered and sold under a base shelf prospectus dated August 5, 2025, and a final prospectus supplement dated November 13, 2025. The filing also includes consents from Torys LLP and Goodmans LLP as exhibits.

Insights

Debt Capital Markets Analyst

BAM issued US$1.0B in fixed-rate notes across 2030 and 2036.

Brookfield Asset Management listed two tranches: US$600,000,000 at 4.653% due 2030 and US$400,000,000 at 5.298% due 2036. The transaction was executed via an underwriting agreement with Citigroup and Wells Fargo Securities acting as representatives of the underwriters.

The notes were registered on Form F-10 and sold under a base shelf prospectus dated August 5, 2025, with a final prospectus supplement dated November 13, 2025. Fixed coupons lock in borrowing costs to stated maturities; actual balance sheet impact depends on proceeds and any refinancing, which are not detailed in the excerpt.

Key mechanics are established by the underwriting agreement and prospectus documents; subsequent disclosures may detail net proceeds, use of proceeds, and any covenants if material.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did BAM (BAM) announce regarding debt financing?

BAM announced an offering of US$600,000,000 4.653% notes due 2030 and US$400,000,000 5.298% notes due 2036.

Who underwrote Brookfield Asset Management’s new notes?

An underwriting agreement was entered with Citigroup Global Markets Inc. and Wells Fargo Securities, LLC as representatives of the underwriters.

Under what registration was the BAM notes offering made?

The offering was registered under the Securities Act on Form F-10 (File No. 333-287429).

Which prospectus documents govern the BAM notes offering?

A base shelf prospectus dated August 5, 2025 and a final prospectus supplement dated November 13, 2025.

What are the coupon rates and maturities of BAM’s new notes?

The notes carry coupons of 4.653% due 2030 and 5.298% due 2036.

Were the notes offered and sold?

Yes. The notes were offered and sold pursuant to BAM’s base shelf prospectus and the final prospectus supplement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/14/2025 - 05:23 PM Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 13, 2025

Brookfield Asset Management Ltd.

(Exact name of registrant as specified in its charter)

British Columbia, Canada		001-41563		98-1702516
(State or Other Jurisdiction of Incorporation)		(Commission File No.)		(IRS Employee Identification No.)

Brookfield Place

250 Vesey Street, 15th Floor

New York, NY 10281-0221

(Address of Principal Executive Offices)

(212) 417-7000

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class		Trading Symbol(s)		Name of Each Exchange on Which Registered
Class A Limited Voting Shares		BAM		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01. Other Events.

On November 13, 2025, Brookfield Asset Management Ltd. (“BAM”) announced an offering of US$600,000,000 aggregate principal amount of 4.653% notes due 2030 (the “2030 Notes”) and US$400,000,000 aggregate principal amount of 5.298% notes due 2036 (together with the 2030 Notes, the “Notes”). In connection with the offering, on November 13, 2025, BAM entered into an Underwriting Agreement (the “Underwriting Agreement”) with Citigroup Global Markets Inc. and Wells Fargo Securities, LLC, as representatives of the several Underwriters listed in Schedule II thereto. The Underwriting Agreement contains customary representations, covenants and indemnification provisions.

The offering of the Notes was registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form F-10 (File No. 333-287429) filed by BAM with the Securities and Exchange Commission (the “Commission”) on August 5, 2025 (the “Registration Statement”). The Notes were offered and sold pursuant to BAM’s base shelf prospectus, dated August 5, 2025, as supplemented by a final prospectus supplement, dated November 13, 2025, as filed with the Commission on November 14, 2025.

The Underwriting Agreement, Consent of Torys LLP and Consent of Goodmans LLP are attached hereto as Exhibits 1.1, 23.1 and 23.2 respectively, and are each incorporated by reference herein and in the Registration Statement.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Description
1.1		Underwriting Agreement, dated as of November 13, 2025, by and among Brookfield Asset Management Ltd., as issuer, Citigroup Global Markets Inc. and Wells Fargo Securities, LLC, as representatives of the several Underwriters listed in Schedule II thereto.
23.1		Consent of Torys LLP, dated as of November 13, 2025.
23.2		Consent of Goodmans LLP, dated as of November 13, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 14, 2025

	Brookfield Asset Management Ltd.
	By:	/s/ Kathy Sarpash
	Name:	Kathy Sarpash
	Title:	Managing Director, Legal & Regulatory and Corporate Secretary