Welcome to our dedicated page for Banc Of California SEC filings (Ticker: BANC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Banc of California, Inc. (NYSE: BANC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a bank holding company in the commercial banking industry. Banc of California files reports with the U.S. Securities and Exchange Commission under Commission File Number 001-35522, and these documents offer detailed insight into its financial condition, results of operations, and capital structure.
Investors can use this page to review current reports on Form 8-K, where Banc of California announces material events such as quarterly earnings releases. Recent 8-K filings have reported financial results for specific quarters and included information on conference calls and webcasts that discuss net interest income, net interest margin, loan and deposit trends, noninterest expenses, and capital ratios. These filings also formally furnish earnings press releases as exhibits, creating an official record of the company’s public financial communications.
In addition to 8-Ks, the company files annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain more extensive financial statements, management’s discussion and analysis, and risk factor disclosures. For a bank holding company like Banc of California, these filings are central to understanding its commercial banking segment, balance sheet composition, credit quality metrics, and regulatory capital position.
Stock Titan enhances access to Banc of California’s filings by providing real-time updates from the SEC’s EDGAR system and AI-powered summaries that explain key points in clearer language. Users can quickly identify important items in lengthy documents, such as changes in earnings drivers, shifts in deposit mix, or commentary on economic conditions affecting the bank. The filings page also helps investors track information relevant to dividends, preferred stock, and other capital instruments disclosed in Banc of California’s reports.
By consulting the BANC filings page, investors and researchers can review the official documents that underpin the company’s press releases and public statements, and use AI-generated insights to better understand the implications of complex banking disclosures.
BANC OF CALIFORNIA, INC. chief accounting officer Karen Hon reported a routine tax-withholding disposition of shares. On the reported date, 1,295 shares of common stock were withheld at $17.40 per share to cover tax liabilities from a previously granted award that vested. After this non-market transaction, Hon directly holds 20,740 shares of common stock.
Banc of California, Inc. is asking stockholders to elect ten directors, ratify Ernst & Young LLP as auditor, approve Say‑on‑Pay, and adopt a Second Amended and Restated 2018 Omnibus Stock Incentive Plan at its fully virtual May 6, 2026 annual meeting. The company highlights a strong 2025, with adjusted earnings per share up 69% to $1.35, return on tangible common equity of 10.75% in the fourth quarter, and $9.6 billion of relationship‑driven loan production, 31% higher year over year. Deposits grew, including $526 million of new noninterest‑bearing balances and nearly 2,500 new noninterest‑bearing accounts, while the cost of deposits declined. Revenue rose 12%, adjusted pre‑tax, pre‑provision income increased 39%, and noninterest expense fell 7%, improving the adjusted efficiency ratio by nearly 900 basis points. Credit metrics remained solid, with special mention loans at 1.83% and nonperforming loans at 0.64%. The company repurchased 13.6 million shares, about 8% of shares outstanding, delivered a 28% total shareholder return versus 7% for the KRX index, and raised its dividend 20%.
The Vanguard Group filed Amendment No. 6 to a Schedule 13G/A reporting 0 shares of Banc of California Inc. common stock. The filing explains an internal realignment on January 12, 2026 that caused certain subsidiaries or business divisions to report beneficial ownership separately in reliance on SEC Release No. 34-39538. The filing states Vanguard no longer has beneficial ownership over securities held by those subsidiaries and lists 0 shares and 0% ownership. The form is signed by Ashley Grim on 03/26/2026.
Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander filed a joint Schedule 13G disclosing beneficial ownership of 7,754,359 shares of Banc of California, Inc. common stock, representing 5.0%.
The filing states the shares are held by entities subject to voting and investment discretion of the reporting parties and includes a Joint Filing Agreement dated 03/23/2026.
Banc of California, Inc. filed a new universal shelf registration statement on Form S-3 that became effective immediately and replaces its prior universal shelf registration filed in 2023. A universal shelf lets the company register various types of securities for potential future issuance under one umbrella document.
The company also filed a prospectus supplement covering the potential resale from time to time of its voting common stock by certain selling stockholders. These resale rights arise under a Registration Rights Agreement dated November 30, 2023, which requires the company to keep an effective shelf registration while registrable securities remain outstanding.
The filing also includes a legal opinion and related consent from Silver, Freedman, Taff & Tiernan LLP relating to the resale prospectus, which is incorporated into the new 2026 registration statement. The company emphasizes that this disclosure does not itself represent an offer to sell or a solicitation to buy any securities.
Banc of California, Inc. registers the potential resale of up to 20,323,171 shares of its voting common stock pursuant to investment and registration rights agreements with certain investors.
The registration covers resale by the Warburg Investors and the Centerbridge Investor, including examples of registered amounts: Warburg Investors 17,274,391 shares and Centerbridge Investor 3,048,780 shares. The company is not selling any shares and will receive no proceeds from sales under this prospectus supplement. Shares outstanding were 153,998,989 voting common shares as of February 26, 2026.
Banc of California, Inc. Chief Financial Officer Joseph Kauder reported tax-related share dispositions tied to the vesting of a previously granted equity award. On February 27, 3,620 common shares were disposed of at $19.78 per share, and on February 28, 3,329 shares were disposed of at $18.47 per share to satisfy tax liabilities.
After these transactions, Kauder directly owned 65,805 common shares, which include 128 shares acquired through the company’s dividend reinvestment plan. He also indirectly owned 6,917 shares held by the Joseph and Catherine Kauder Revocable Trust.
Banc of California, Inc. Chairman and CEO Jared M. Wolff reported two tax-related share dispositions of common stock. On February 27, he disposed of 15,611 shares at $19.78 per share, and on February 28 he disposed of 15,195 shares at $18.47 per share.
According to the footnote, these shares were disposed solely to satisfy his tax liability from the vesting of a previously granted equity award, rather than as open-market sales. After these transactions, he directly owned 212,172 common shares, and an additional 321,635 shares were held indirectly by the Wolff Family Trust.
Banc of California’s Chief Risk Officer Lindsay Olivia I reported three small disposals of common stock to cover tax obligations from vesting awards. On February 27, she disposed of 2,397 shares at $19.78 per share. On February 28 and March 1, she disposed of 1,838 and 182 shares, respectively, at $18.47 per share under the same tax-withholding mechanism.
After these transactions, she directly held 38,842 shares of Banc of California common stock, an amount that includes 78 shares acquired through the company’s Dividend Reinvestment Plan. These dispositions were not open-market sales but shares withheld or delivered to satisfy tax liabilities tied to previously granted equity awards.