[144] Banc of California, Inc. SEC Filing
Banc of California (BANC) filed a Form 144 reporting a proposed public sale of 4,500,000 shares of common stock through BofA Securities, Inc. on the NYSE with an approximate sale date of 09/05/2025. The filing lists an aggregate market value of $76,455,000 and notes 147,301,051 shares outstanding. The shares were acquired on 11/30/2023 when they were converted from non-voting common equivalent stock received in a merger, and the consideration is described as merger consideration. The filer reports no securities sold during the past three months and includes the required attestation language about material non-public information and trading-plan representations.
Banc of California (BANC) ha presentato un Form 144 segnalando la prevista vendita pubblica di 4.500.000 azioni ordinarie tramite BofA Securities, Inc. sul NYSE, con una data di vendita approssimativa del 09/05/2025. La comunicazione riporta un valore di mercato complessivo di $76.455.000 e indica 147.301.051 azioni in circolazione. Le azioni sono state acquisite il 30/11/2023 in seguito alla conversione da azioni equivalenti ordinarie senza diritto di voto ricevute in una fusione, e la corrispettiva è descritta come considerazione di fusione. Il dichiarante segnala di non aver venduto titoli nei tre mesi precedenti e include il linguaggio di attestazione richiesto relativo a informazioni materiali non pubbliche e alle dichiarazioni sul piano di negoziazione.
Banc of California (BANC) presentó un Form 144 informando sobre la venta pública propuesta de 4.500.000 acciones ordinarias a través de BofA Securities, Inc. en la NYSE, con una fecha aproximada de venta del 09/05/2025. El informe indica un valor de mercado agregado de $76.455.000 y anota 147.301.051 acciones en circulación. Las acciones fueron adquiridas el 30/11/2023 cuando se convirtieron desde acciones equivalentes ordinarias sin derecho a voto recibidas en una fusión, y la contraprestación se describe como compensación por fusión. El declarante informa que no vendió valores en los últimos tres meses e incluye el lenguaje de certificación requerido sobre información material no pública y las representaciones del plan de negociación.
Banc of California (BANC)가 Form 144를 제출하여 BofA Securities, Inc.를 통해 NYSE에서 4,500,000주의 보통주 공개 매도를 제안했음을 보고했습니다. 예상 매도일은 2025년 09월 05일로 기재되어 있으며, 총 시가총액 $76,455,000 및 총 발행주식수 147,301,051주를 명시하고 있습니다. 해당 주식은 2023년 11월 30일에 인수되었으며, 이는 합병으로 인해 비의결권 보통주에서 전환된 것으로 보상 항목은 합병 대가로 설명되어 있습니다. 제출자는 지난 세 달 동안 매도한 증권이 없음을 보고하고, 비공개 주요 정보 및 거래 계획 관련 진술에 대한 필수 확인 문구를 포함하고 있습니다.
Banc of California (BANC) a déposé un Formulaire 144 signalant une vente publique proposée de 4 500 000 actions ordinaires par l'intermédiaire de BofA Securities, Inc. sur le NYSE, avec une date de vente approximative du 05/09/2025. Le dépôt indique une valeur de marché agrégée de 76 455 000 $ et précise 147 301 051 actions en circulation. Les actions ont été acquises le 30/11/2023 lorsqu'elles ont été converties à partir d'actions ordinaires équivalentes sans droit de vote reçues lors d'une fusion, et la contrepartie est décrite comme une contrepartie de fusion. Le déclarant signale n'avoir vendu aucun titre au cours des trois derniers mois et inclut la clause d'attestation requise concernant les informations matérielles non publiques et les déclarations relatives au plan de négociation.
Banc of California (BANC) hat ein Form 144 eingereicht, in dem ein geplanter öffentlicher Verkauf von 4.500.000 Aktien des Stammkapitals über BofA Securities, Inc. an der NYSE mit einem ungefähren Verkaufstermin 09/05/2025 gemeldet wird. Die Einreichung nennt einen zusammengefassten Marktwert von $76.455.000 und weist auf 147.301.051 ausstehende Aktien hin. Die Aktien wurden am 30.11.2023 erworben, als sie aus nicht stimmberechtigten, gleichwertigen Stammaktien umgewandelt wurden, die im Rahmen einer Fusion erhalten wurden; die Gegenleistung wird als Fusionsgegenleistung bezeichnet. Der Einreicher berichtet, in den letzten drei Monaten keine Wertpapiere verkauft zu haben, und enthält die erforderlichen Bestätigungsformeln zu nicht-öffentlichen wesentlichen Informationen und zu Vertretungen im Handelsplan.
- Proposed sale disclosure: Form 144 reports a proposed sale of 4,500,000 common shares on 09/05/2025
- Transaction details provided: Broker (BofA Securities, Inc.), exchange (NYSE), and aggregate market value $76,455,000 are stated
- Acquisition provenance: Shares were converted from non-voting common equivalent stock received in a merger on 11/30/2023
- No recent sales: The filer reports no securities sold during the past three months
- Filer identification missing in excerpt: CIK and individual name fields are not populated in the visible tables, limiting traceability from this extract
Insights
TL;DR Form 144 discloses a proposed sale of 4.5 million Banc of California shares via BofA on the NYSE with merger-originated shares.
The filing is concise and provides the core transactional details investors need to assess immediate market effects: number of shares to be sold, aggregate market value, broker, exchange, and the acquisition history of the shares indicating they originated from a merger conversion on 11/30/2023 and were treated as merger consideration. The filer also states there were no sales by the reporting person in the prior three months, which helps contextualize this planned disposal. The form does not identify the reporting individual's name or CIK within the visible fields, and it contains no commentary on any trading plan beyond the standard attestation.
TL;DR The submission meets Rule 144 disclosure elements but omits some filer-identifying fields in the visible extract.
The notice documents the required facts about the securities and their origin, explicitly stating the conversion from non-voting equivalents in a merger and the nature of payment as merger consideration. It includes broker and exchange details necessary for market transparency and the standard seller attestation. The extract, however, lacks visible filer identification data (CIK/individual name) in the provided tables, which limits traceability from this excerpt alone. No material additional governance disclosures or trading-plan dates are present in the content provided.
Banc of California (BANC) ha presentato un Form 144 segnalando la prevista vendita pubblica di 4.500.000 azioni ordinarie tramite BofA Securities, Inc. sul NYSE, con una data di vendita approssimativa del 09/05/2025. La comunicazione riporta un valore di mercato complessivo di $76.455.000 e indica 147.301.051 azioni in circolazione. Le azioni sono state acquisite il 30/11/2023 in seguito alla conversione da azioni equivalenti ordinarie senza diritto di voto ricevute in una fusione, e la corrispettiva è descritta come considerazione di fusione. Il dichiarante segnala di non aver venduto titoli nei tre mesi precedenti e include il linguaggio di attestazione richiesto relativo a informazioni materiali non pubbliche e alle dichiarazioni sul piano di negoziazione.
Banc of California (BANC) presentó un Form 144 informando sobre la venta pública propuesta de 4.500.000 acciones ordinarias a través de BofA Securities, Inc. en la NYSE, con una fecha aproximada de venta del 09/05/2025. El informe indica un valor de mercado agregado de $76.455.000 y anota 147.301.051 acciones en circulación. Las acciones fueron adquiridas el 30/11/2023 cuando se convirtieron desde acciones equivalentes ordinarias sin derecho a voto recibidas en una fusión, y la contraprestación se describe como compensación por fusión. El declarante informa que no vendió valores en los últimos tres meses e incluye el lenguaje de certificación requerido sobre información material no pública y las representaciones del plan de negociación.
Banc of California (BANC)가 Form 144를 제출하여 BofA Securities, Inc.를 통해 NYSE에서 4,500,000주의 보통주 공개 매도를 제안했음을 보고했습니다. 예상 매도일은 2025년 09월 05일로 기재되어 있으며, 총 시가총액 $76,455,000 및 총 발행주식수 147,301,051주를 명시하고 있습니다. 해당 주식은 2023년 11월 30일에 인수되었으며, 이는 합병으로 인해 비의결권 보통주에서 전환된 것으로 보상 항목은 합병 대가로 설명되어 있습니다. 제출자는 지난 세 달 동안 매도한 증권이 없음을 보고하고, 비공개 주요 정보 및 거래 계획 관련 진술에 대한 필수 확인 문구를 포함하고 있습니다.
Banc of California (BANC) a déposé un Formulaire 144 signalant une vente publique proposée de 4 500 000 actions ordinaires par l'intermédiaire de BofA Securities, Inc. sur le NYSE, avec une date de vente approximative du 05/09/2025. Le dépôt indique une valeur de marché agrégée de 76 455 000 $ et précise 147 301 051 actions en circulation. Les actions ont été acquises le 30/11/2023 lorsqu'elles ont été converties à partir d'actions ordinaires équivalentes sans droit de vote reçues lors d'une fusion, et la contrepartie est décrite comme une contrepartie de fusion. Le déclarant signale n'avoir vendu aucun titre au cours des trois derniers mois et inclut la clause d'attestation requise concernant les informations matérielles non publiques et les déclarations relatives au plan de négociation.
Banc of California (BANC) hat ein Form 144 eingereicht, in dem ein geplanter öffentlicher Verkauf von 4.500.000 Aktien des Stammkapitals über BofA Securities, Inc. an der NYSE mit einem ungefähren Verkaufstermin 09/05/2025 gemeldet wird. Die Einreichung nennt einen zusammengefassten Marktwert von $76.455.000 und weist auf 147.301.051 ausstehende Aktien hin. Die Aktien wurden am 30.11.2023 erworben, als sie aus nicht stimmberechtigten, gleichwertigen Stammaktien umgewandelt wurden, die im Rahmen einer Fusion erhalten wurden; die Gegenleistung wird als Fusionsgegenleistung bezeichnet. Der Einreicher berichtet, in den letzten drei Monaten keine Wertpapiere verkauft zu haben, und enthält die erforderlichen Bestätigungsformeln zu nicht-öffentlichen wesentlichen Informationen und zu Vertretungen im Handelsplan.
FAQ
What does the BANC Form 144 report?
When and how were the shares to be sold acquired?
Does the filing show recent sales of Banc of California shares by the reporting person?
Which broker and exchange are involved in the proposed sale?
What is the number of Banc of California shares outstanding listed in the filing?
