Banc of California: Wolff Family Trust buys 5,487 shares

Separate trust and direct holdings were reported: 333,456 shares through the trust and 212,868 shares held directly by Chairman and CEO Jared M. Wolff.

Available on EDGAR 11/02/2026 - 04:22 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Banc of California, Inc. reported that the Wolff Family Trust purchased 5,487 common shares on October 30, 2026, at a weighted average $18.18 per share; purchases ranged from $18.18 to $18.19. The trust's reported post-transaction holdings were 333,456 shares, including 6,334 shares acquired through a broker-administered dividend reinvestment plan. Chairman and CEO Jared M. Wolff was also reported to hold 212,868 shares directly, including 696 shares acquired through the issuer's Dividend Reinvestment Plan. No Rule 10b5-1 plan was reported.

Insider Trade Summary

Net Buyer: 5,487 shares

Net Buy 1 txn

Insider WOLFF JARED M

Role CHAIRMAN AND CEO

Bought 5,487 shs ($100K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1, F2	5,487	$18.18	$100K
Holding	Common Stock F3	--	--	--

Holdings After Transaction: Common Stock — 333,456 shares (Indirect, By the Wolff Family Trust); Common Stock — 212,868 shares (Direct)

Footnotes (3)

1. F1. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.18 to $18.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
2. F2. Amount reported also includes 6,334 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.
3. F3. Amount reported includes 696 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Key Figures

Shares purchased: 5,487 shares Weighted average purchase price: $18.18 per share Purchase price range: $18.18 to $18.19 per share +4 more

7 metrics

Shares purchased 5,487 shares Wolff Family Trust purchase on October 30, 2026

Weighted average purchase price $18.18 per share Wolff Family Trust purchase on October 30, 2026

Purchase price range $18.18 to $18.19 per share Multiple transactions; inclusive

Trust shares following transaction 333,456 shares Reported post-transaction holdings; includes 6,334 shares acquired through a broker-administered dividend reinvestment plan

Direct shares reported 212,868 shares Jared M. Wolff; includes 696 shares acquired through the issuer's Dividend Reinvestment Plan

Broker-administered dividend reinvestment plan shares 6,334 shares Included in the trust's reported holdings

Issuer Dividend Reinvestment Plan shares 696 shares Included in the direct shares reported

Key Terms

weighted average price, broker-administered dividend reinvestment plan, Dividend Reinvestment Plan

3 terms

weighted average price financial

"The reported price is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

broker-administered dividend reinvestment plan financial

"acquired pursuant to a broker-administered dividend reinvestment plan."

Dividend Reinvestment Plan financial

"acquired pursuant to Issuer's Dividend Reinvestment Plan."

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BANC shares did the Wolff Family Trust purchase?

The Wolff Family Trust purchased 5,487 BANC common shares on October 30, 2026, at a weighted average price of $18.18 per share. The purchases occurred in multiple transactions priced from $18.18 to $18.19 per share, inclusive, and no Rule 10b5-1 plan was reported.

What BANC share holdings were reported after the transaction?

The Wolff Family Trust was reported with 333,456 shares, including 6,334 shares acquired through a broker-administered dividend reinvestment plan. Chairman and CEO Jared M. Wolff was also reported with 212,868 shares held directly, including 696 shares acquired through the issuer's Dividend Reinvestment Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WOLFF JARED M

(Last) (First) (Middle)

C/O BANC OF CALIFORNIA, INC.

3 MACARTHUR PLACE

(Street)

SANTA ANA CALIFORNIA 92707

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BANC OF CALIFORNIA, INC. [ BANC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN AND CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/30/2026		P		5,487	A	$18.18(1)	333,456(2)	I	By the Wolff Family Trust
Common Stock								212,868(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.18 to $18.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

2. Amount reported also includes 6,334 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.

3. Amount reported includes 696 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Remarks:

	/s/ Ido Dotan, Attorney-in-Fact for Jared M Wolff	11/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)