Director at Banc of California (NYSE: BANC) receives 4,780 RSUs

Rhea-AI Filing Summary

BANC OF CALIFORNIA, INC. director John M. Eggemeyer III received an award of 4,780 shares of Common Stock in the form of restricted stock units for his service on the Board. The RSUs vest in full on the one-year anniversary of the grant, when shares will be issued.

Following this grant, he holds 193,772 shares of Common Stock directly, including 298 shares acquired through the company’s Dividend Reinvestment Plan, and 18,721 shares indirectly through an IRA account.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider EGGEMEYER JOHN M III

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,780	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 193,772 shares (Direct, null); Common Stock — 18,721 shares (Indirect, By IRA)

Footnotes (1)

1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Amount reported includes 298 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Key Figures

RSU grant: 4,780 shares Grant price: $0.00 per share Direct holdings after grant: 193,772 shares +2 more

5 metrics

RSU grant 4,780 shares Restricted stock units granted to director as Board compensation

Grant price $0.00 per share Price per share for the RSU grant

Direct holdings after grant 193,772 shares Common Stock directly owned following the RSU award

Indirect IRA holdings 18,721 shares Common Stock held indirectly through an IRA

Dividend Reinvestment Plan shares 298 shares Shares acquired via Dividend Reinvestment Plan included in direct total

Key Terms

restricted stock units ("RSUs"), Dividend Reinvestment Plan, Common Stock, grant, award, or other acquisition

4 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Dividend Reinvestment Plan financial

"includes 298 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

Common Stock financial

"Amount reported includes 298 shares of the Issuer's common stock acquired"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

EGGEMEYER JOHN M III

(Last) (First) (Middle)

C/O BANC OF CALIFORNIA, INC.

3 MACARTHUR PLACE

(Street)

SANTA ANA CALIFORNIA 92707

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BANC OF CALIFORNIA, INC. [ BANC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/06/2026		A(1)		4,780	A	$0.00	193,772(2)	D
Common Stock								18,721	I	By IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

2. Amount reported includes 298 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Remarks:

	/s/ Ido Dotan, Attorney-in-Fact for John M Eggemeyer III	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did BANC (BANC OF CALIFORNIA, INC.) report for John M. Eggemeyer III?

BANC reported that director John M. Eggemeyer III received 4,780 restricted stock units as compensation for Board service. These RSUs convert into Common Stock upon vesting, increasing his equity-based alignment with shareholders over time.

How many Banc of California shares does John M. Eggemeyer III hold after this Form 4 filing?

After the reported grant, John M. Eggemeyer III directly holds 193,772 shares of Banc of California Common Stock. He also owns 18,721 shares indirectly through an IRA, giving him combined direct and indirect exposure to the company’s equity.

What are the terms of the 4,780 restricted stock units granted to the BANC director?

The 4,780 restricted stock units were granted as consideration for Board service and carry a zero-dollar grant price. All shares underlying the RSUs will be issued in full upon vesting on the one-year anniversary of the grant date.

Does the Banc of California Form 4 show a market purchase or sale by John M. Eggemeyer III?

The Form 4 shows an acquisition through a grant of 4,780 restricted stock units, not an open-market purchase. It also includes an indirect holding entry in an IRA and notes 298 shares acquired under the Dividend Reinvestment Plan.

What does indirect ownership by IRA mean in the BANC Form 4 for John M. Eggemeyer III?

Indirect ownership by IRA means 18,721 Banc of California shares are held in an individual retirement account associated with the director. These shares are reported as beneficially owned, but the account structure classifies them as indirect, separate from his directly held shares.