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[Form 4] Banner Corp. Insider Trading Activity

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Rhea-AI Filing Summary

Artisan Partners Asset Management Inc. (APAM) – Form 144 insider sale notice.

An unnamed affiliate intends to sell up to 2,500 Class A common shares through Charles Schwab & Co. on or about 04 Aug 2025. Based on the reference price in the filing, the transaction is valued at $116,250. With 70.47 million shares outstanding, the proposed sale represents only ≈0.0035 % of total equity, signalling a negligible change in float.

The shares were obtained on 15 Feb 2021 via the lapse of restricted-stock conditions granted as equity compensation. The filer reports no other sales during the past three months and certifies there is no undisclosed adverse information regarding the issuer.

This filing merely discloses a small potential insider disposition permitted under Rule 144 and is unlikely to have a material impact on APAM’s share price or fundamentals.

Artisan Partners Asset Management Inc. (APAM) – Avviso di vendita interna ai sensi della Form 144.

Un affiliato non identificato intende vendere fino a 2.500 azioni ordinarie di Classe A tramite Charles Schwab & Co. intorno al 04 agosto 2025. Basandosi sul prezzo di riferimento indicato nel documento, la transazione è valutata a 116.250 $. Con 70,47 milioni di azioni in circolazione, la vendita proposta rappresenta solo circa 0,0035 % del capitale totale, indicando un cambiamento trascurabile nel flottante.

Le azioni sono state ottenute il 15 febbraio 2021 a seguito della scadenza delle condizioni di azioni vincolate concesse come compenso azionario. Il dichiarante segnala nessun'altra vendita negli ultimi tre mesi e certifica l'assenza di informazioni negative non divulgate riguardanti l'emittente.

Questa comunicazione serve esclusivamente a rendere nota una piccola potenziale cessione interna consentita dalla Regola 144 e difficilmente avrà un impatto significativo sul prezzo delle azioni o sui fondamentali di APAM.

Artisan Partners Asset Management Inc. (APAM) – Aviso de venta interna según el Formulario 144.

Un afiliado no identificado planea vender hasta 2,500 acciones comunes Clase A a través de Charles Schwab & Co. aproximadamente el 04 de agosto de 2025. Basado en el precio de referencia en la presentación, la transacción está valorada en $116,250. Con 70.47 millones de acciones en circulación, la venta propuesta representa solo aproximadamente el 0.0035 % del capital total, indicando un cambio insignificante en el flotante.

Las acciones fueron adquiridas el 15 de febrero de 2021 mediante el vencimiento de condiciones de acciones restringidas otorgadas como compensación en acciones. El declarante informa ninguna otra venta en los últimos tres meses y certifica que no existe información adversa no divulgada sobre el emisor.

Esta presentación solo revela una pequeña posible disposición interna permitida bajo la Regla 144 y es poco probable que tenga un impacto material en el precio de las acciones o en los fundamentos de APAM.

Artisan Partners Asset Management Inc. (APAM) – Form 144 내부자 매도 공지.

익명 계열사가 2025년 8월 4일경 Charles Schwab & Co.를 통해 최대 2,500주 클래스 A 보통주를 매도할 예정입니다. 제출서류에 명시된 기준 가격을 기준으로 거래 가치는 116,250달러에 달합니다. 총 7,047만 주가 발행된 가운데, 제안된 매도는 전체 주식의 약 0.0035%에 불과하여 유통 주식 수에 미미한 변화를 의미합니다.

해당 주식은 2021년 2월 15일에 제한 조건이 해제된 주식보상 형태로 취득되었습니다. 신고자는 최근 3개월간 다른 매도 내역이 없음을 보고하며, 발행사에 관한 미공개 불리한 정보가 없음을 인증합니다.

이번 제출은 Rule 144에 따라 허용된 소규모 내부자 매도 사실을 공개하는 것으로, APAM의 주가나 기본적 가치에 중대한 영향을 미칠 가능성은 낮습니다.

Artisan Partners Asset Management Inc. (APAM) – Avis de vente d’initié selon le formulaire 144.

Un affilié non nommé prévoit de vendre jusqu’à 2 500 actions ordinaires de classe A via Charles Schwab & Co. aux alentours du 4 août 2025. Sur la base du prix de référence indiqué dans le dépôt, la transaction est estimée à 116 250 $. Avec 70,47 millions d’actions en circulation, la vente proposée représente seulement environ 0,0035 % du capital total, ce qui indique un changement négligeable du flottant.

Les actions ont été obtenues le 15 février 2021 suite à la levée des conditions sur des actions restreintes accordées en tant que rémunération en actions. Le déclarant signale aucune autre vente au cours des trois derniers mois et certifie qu’il n’existe aucune information défavorable non divulguée concernant l’émetteur.

Ce dépôt se limite à la divulgation d’une petite cession potentielle d’initié autorisée par la Règle 144 et est peu susceptible d’avoir un impact significatif sur le cours ou les fondamentaux d’APAM.

Artisan Partners Asset Management Inc. (APAM) – Mitteilung über einen Insider-Verkauf gemäß Form 144.

Ein nicht namentlich genannter Affiliate beabsichtigt, bis zu 2.500 Class A-Stammaktien über Charles Schwab & Co. am oder um den 04. August 2025 zu verkaufen. Basierend auf dem Referenzpreis in der Einreichung wird die Transaktion mit 116.250 $ bewertet. Bei 70,47 Millionen ausstehenden Aktien entspricht der geplante Verkauf nur etwa 0,0035 % des Gesamtkapitals, was auf eine vernachlässigbare Veränderung des Streubesitzes hinweist.

Die Aktien wurden am 15. Februar 2021 durch den Wegfall von Beschränkungen auf Aktien, die als Aktienvergütung gewährt wurden, erworben. Der Einreicher berichtet über keine weiteren Verkäufe in den letzten drei Monaten und bestätigt, dass keine nicht offengelegten negativen Informationen bezüglich des Emittenten vorliegen.

Diese Meldung dient lediglich der Offenlegung einer kleinen potenziellen Insider-Veräußerung, die gemäß Regel 144 zulässig ist, und wird voraussichtlich keine wesentlichen Auswirkungen auf den Aktienkurs oder die Fundamentaldaten von APAM haben.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: De-minimis Form 144; 2,500-share insider sale worth $116k, immaterial versus 70 m float.

The notice signals routine liquidity management rather than strategic intent. The stake is microscopic relative to market cap and does not alter governance or float meaningfully. No red flags such as clustered insider selling, option expiration pressure, or financing needs are evident. Impact on valuation, earnings outlook, or capital structure is nil; therefore, the event should be viewed as informational only. Market reaction, if any, is expected to be muted.

Artisan Partners Asset Management Inc. (APAM) – Avviso di vendita interna ai sensi della Form 144.

Un affiliato non identificato intende vendere fino a 2.500 azioni ordinarie di Classe A tramite Charles Schwab & Co. intorno al 04 agosto 2025. Basandosi sul prezzo di riferimento indicato nel documento, la transazione è valutata a 116.250 $. Con 70,47 milioni di azioni in circolazione, la vendita proposta rappresenta solo circa 0,0035 % del capitale totale, indicando un cambiamento trascurabile nel flottante.

Le azioni sono state ottenute il 15 febbraio 2021 a seguito della scadenza delle condizioni di azioni vincolate concesse come compenso azionario. Il dichiarante segnala nessun'altra vendita negli ultimi tre mesi e certifica l'assenza di informazioni negative non divulgate riguardanti l'emittente.

Questa comunicazione serve esclusivamente a rendere nota una piccola potenziale cessione interna consentita dalla Regola 144 e difficilmente avrà un impatto significativo sul prezzo delle azioni o sui fondamentali di APAM.

Artisan Partners Asset Management Inc. (APAM) – Aviso de venta interna según el Formulario 144.

Un afiliado no identificado planea vender hasta 2,500 acciones comunes Clase A a través de Charles Schwab & Co. aproximadamente el 04 de agosto de 2025. Basado en el precio de referencia en la presentación, la transacción está valorada en $116,250. Con 70.47 millones de acciones en circulación, la venta propuesta representa solo aproximadamente el 0.0035 % del capital total, indicando un cambio insignificante en el flotante.

Las acciones fueron adquiridas el 15 de febrero de 2021 mediante el vencimiento de condiciones de acciones restringidas otorgadas como compensación en acciones. El declarante informa ninguna otra venta en los últimos tres meses y certifica que no existe información adversa no divulgada sobre el emisor.

Esta presentación solo revela una pequeña posible disposición interna permitida bajo la Regla 144 y es poco probable que tenga un impacto material en el precio de las acciones o en los fundamentos de APAM.

Artisan Partners Asset Management Inc. (APAM) – Form 144 내부자 매도 공지.

익명 계열사가 2025년 8월 4일경 Charles Schwab & Co.를 통해 최대 2,500주 클래스 A 보통주를 매도할 예정입니다. 제출서류에 명시된 기준 가격을 기준으로 거래 가치는 116,250달러에 달합니다. 총 7,047만 주가 발행된 가운데, 제안된 매도는 전체 주식의 약 0.0035%에 불과하여 유통 주식 수에 미미한 변화를 의미합니다.

해당 주식은 2021년 2월 15일에 제한 조건이 해제된 주식보상 형태로 취득되었습니다. 신고자는 최근 3개월간 다른 매도 내역이 없음을 보고하며, 발행사에 관한 미공개 불리한 정보가 없음을 인증합니다.

이번 제출은 Rule 144에 따라 허용된 소규모 내부자 매도 사실을 공개하는 것으로, APAM의 주가나 기본적 가치에 중대한 영향을 미칠 가능성은 낮습니다.

Artisan Partners Asset Management Inc. (APAM) – Avis de vente d’initié selon le formulaire 144.

Un affilié non nommé prévoit de vendre jusqu’à 2 500 actions ordinaires de classe A via Charles Schwab & Co. aux alentours du 4 août 2025. Sur la base du prix de référence indiqué dans le dépôt, la transaction est estimée à 116 250 $. Avec 70,47 millions d’actions en circulation, la vente proposée représente seulement environ 0,0035 % du capital total, ce qui indique un changement négligeable du flottant.

Les actions ont été obtenues le 15 février 2021 suite à la levée des conditions sur des actions restreintes accordées en tant que rémunération en actions. Le déclarant signale aucune autre vente au cours des trois derniers mois et certifie qu’il n’existe aucune information défavorable non divulguée concernant l’émetteur.

Ce dépôt se limite à la divulgation d’une petite cession potentielle d’initié autorisée par la Règle 144 et est peu susceptible d’avoir un impact significatif sur le cours ou les fondamentaux d’APAM.

Artisan Partners Asset Management Inc. (APAM) – Mitteilung über einen Insider-Verkauf gemäß Form 144.

Ein nicht namentlich genannter Affiliate beabsichtigt, bis zu 2.500 Class A-Stammaktien über Charles Schwab & Co. am oder um den 04. August 2025 zu verkaufen. Basierend auf dem Referenzpreis in der Einreichung wird die Transaktion mit 116.250 $ bewertet. Bei 70,47 Millionen ausstehenden Aktien entspricht der geplante Verkauf nur etwa 0,0035 % des Gesamtkapitals, was auf eine vernachlässigbare Veränderung des Streubesitzes hinweist.

Die Aktien wurden am 15. Februar 2021 durch den Wegfall von Beschränkungen auf Aktien, die als Aktienvergütung gewährt wurden, erworben. Der Einreicher berichtet über keine weiteren Verkäufe in den letzten drei Monaten und bestätigt, dass keine nicht offengelegten negativen Informationen bezüglich des Emittenten vorliegen.

Diese Meldung dient lediglich der Offenlegung einer kleinen potenziellen Insider-Veräußerung, die gemäß Regel 144 zulässig ist, und wird voraussichtlich keine wesentlichen Auswirkungen auf den Aktienkurs oder die Fundamentaldaten von APAM haben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Klaue David A

(Last) (First) (Middle)
10 SOUTH FIRST AVENUE

(Street)
WALLA WALLA WA 99362

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BANNER CORP [ BANR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value per share 08/01/2025 A 64(1) A $61.08(2) 134,944(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest fully on May 20, 2026. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
2. The closing trading price of the common stock on the date of the grant was $61.08.
3. Includes direct ownership of 19,813 shares through Deferred Compensation Plan.
/s/ David A. Klaue 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many APAM shares are being registered for sale under this Form 144?

The notice covers 2,500 Class A common shares.

What is the approximate dollar value of the proposed APAM share sale?

The aggregate market value stated is $116,250.

When is the insider planning to sell the APAM shares?

The approximate sale date listed is 08/04/2025.

What percentage of Artisan Partners’ outstanding shares does 2,500 shares represent?

It equals roughly 0.0035 % of the 70.47 million shares outstanding.

How were the shares originally acquired by the filer?

They were received on 02/15/2021 via restricted-stock lapse as equity compensation.
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