Welcome to our dedicated page for ArrowMark Financial SEC filings (Ticker: BANX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to SEC filings for ArrowMark Financial Corp. (NASDAQ: BANX), an SEC-registered, non-diversified, closed-end management investment company. Through these filings, investors can review how the fund describes its investment objective of providing current income, and to a lesser extent capital appreciation, and how it pursues this objective by investing primarily in regulatory capital securities of financial institutions.
Key documents available through the SEC’s EDGAR system include the fund’s Annual Reports and Semi-Annual Reports, which discuss portfolio composition, risk factors, and financial statements, as well as registration statements and prospectus materials that outline investment objectives, strategies, charges and expenses. ArrowMark Financial emphasizes that investors should consider these documents carefully, as there is no assurance the fund will achieve its investment objective and its shares may not be appropriate for all investors.
Current and historical Forms 10-K and 10-Q or N-CSR and N-CSRS equivalents for registered funds, along with Forms 8-K, detail material events such as distribution agreements and capital-raising transactions. For example, an 8-K filing describes a distribution agreement and related sub-placement agent agreement for at-the-market offerings of common stock under an effective registration statement and prospectus supplement.
On Stock Titan, BANX’s filings are paired with AI-powered summaries that explain the purpose and key points of each document in clear language. Real-time updates from EDGAR help users see new filings as they are posted, while AI highlights important disclosures related to risk factors, leverage, non-diversification, and the fund’s focus on regulatory capital securities. Users can quickly locate offering documents, material event reports and periodic filings to better understand ArrowMark Financial’s structure and risk profile.
ArrowMark Financial Corp., a NASDAQ-listed closed-end fund, focuses on generating current income mainly from regulatory capital relief securities, which made up 83% of total assets as of 6/30/2025. Total gross assets were $224 million, with approximately 83% of holdings in floating-rate assets, positioning the fund for elevated interest rate environments.
The fund reported a 10.0% historical distribution rate based on the last four quarters, and Q2 2025 EPS of $0.57 exceeded the declared distribution of $0.45 per share. Q2 2025 portfolio investment yield was 13.2%. Net asset value per share was $22.22 versus a market price of $20.93, a 5.8% discount. Over 1, 3, 5 and 10 years, total returns based on NAV were 13.99%, 13.71%, 12.21% and 9.25%.
The fund uses leverage, with a $64.5 million revolving credit facility outstanding as of 6/30/2025. Management highlights low historical correlation of NAV to major asset classes and emphasizes risks including credit, leverage, interest rate, regulatory and concentration in the banking and financial sectors.