ArrowMark Colorado Holdings (NYSE: BANX) discloses 9.14% ownership of common stock

Rhea-AI Filing Summary

ArrowMark Colorado Holdings, LLC reports beneficial ownership of 884,834 shares of ArrowMark Financial Corp. common stock, representing 9.14% of the class as of 03/31/2026. The filing lists sole voting and dispositive power over 884,834 shares and is signed by Richard Grove as Chief Compliance Officer on 04/10/2026.

Insights

Corporate Governance Analyst

Large passive stake disclosed; voting control is sole, not shared.

The Schedule 13G/A shows 884,834 shares (9.14%) held by ArrowMark Colorado Holdings, LLC as of 03/31/2026. The filing states sole voting and dispositive power, indicating the holder controls voting decisions for this stake.

Watch subsequent amendments or Form 13D if the holder's intent or activity changes, as that would alter the governance signal.

Compliance & SEC Filings Specialist

Amendment format and signature verify corporate reporting controls.

The document is an amended Schedule 13G/A signed by the Chief Compliance Officer on 04/10/2026, consolidating ownership data for the reporting period ending 03/31/2026. It lists Delaware citizenship and the filer’s principal address.

Subsequent filings will be required if ownership thresholds or intent change.

Key Figures

Shares beneficially owned: 884,834 shares Percent of class: 9.14% Sole voting power: 884,834 shares +1 more

4 metrics

Shares beneficially owned 884,834 shares ownership reported as of 03/31/2026

Percent of class 9.14% percent of common stock outstanding

Sole voting power 884,834 shares voting power reported in the filing

Sole dispositive power 884,834 shares dispositive power reported in the filing

Key Terms

Schedule 13G/A, Beneficially owned, Sole dispositive power

3 terms

Schedule 13G/A regulatory

"Amendment No. 1 and header identifying the form"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

Beneficially owned financial

"Amount beneficially owned: 884,834"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Sole dispositive power regulatory

"Sole Dispositive Power 884,834.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

ArrowMark Financial Corp.

(Name of Issuer)

Common

(Title of Class of Securities)

861780104

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 861780104

1

Names of Reporting Persons

ArrowMark Colorado Holdings, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 884,834.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 884,834.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

884,834.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.14 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: ArrowMark Financial Corp.
(b)	Address of issuer's principal executive offices: 100 FILLMORE STREET, SUITE 325, DENVER, CO, 80206
Item 2.
(a)	Name of person filing: ArrowMark Colorado Holdings, LLC
(b)	Address or principal business office or, if none, residence: 100 Fillmore Street, Suite 325, Denver, Colorado 80206
(c)	Citizenship: Delaware, United States
(d)	Title of class of securities: Common
(e)	CUSIP No.:
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 884,834
(b)	Percent of class: 9.14%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 884,834
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 884,834
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

ArrowMark Colorado Holdings, LLC

Signature:	Richard Grove
Name/Title:	Richard Grove | Chief Compliance Officer
Date:	04/10/2026

FAQ

What stake does ArrowMark Colorado Holdings report in BANX?

ArrowMark Colorado Holdings reports ownership of 884,834 shares, equal to 9.14% of BANX common stock. The filing states sole voting and dispositive power for those shares and lists the ownership as of 03/31/2026, signed on 04/10/2026.

Who filed the Schedule 13G/A for BANX and where are they based?

The filing was made by ArrowMark Colorado Holdings, LLC, a Delaware entity. The listed principal business address is 100 Fillmore Street, Suite 325, Denver, Colorado 80206, and the form is signed by Richard Grove as Chief Compliance Officer.

Does the filing indicate shared voting with other holders?

No; the Schedule 13G/A states sole voting and sole dispositive power for 884,834 shares. The filing shows shared voting and shared dispositive power as 0, indicating exclusive control by the reporting entity over voting and disposition.

What dates are relevant in the BANX Schedule 13G/A amendment?

Ownership is reported as of 03/31/2026 and the amendment is signed on 04/10/2026. The filing header includes the 03/31/2026 reporting date and the signature block shows the Chief Compliance Officer dated 04/10/2026.

Will this Schedule 13G/A require further filings if ownership changes?

Yes; if ownership percentage or the filer’s intent changes, additional amendments or a Form 13D may be required. The Schedule 13G/A is an amendment format; any material change in holdings or purpose would trigger further reporting obligations under SEC rules.