STOCK TITAN

[Form 4] Couchbase, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 filing overview (BASE – Couchbase, Inc.)

On 18 June 2025, Couchbase filed a Form 4 reporting that non-employee director Richard A. Simonson received 1,013 restricted stock units (RSUs) that vested immediately on 16 June 2025. Each RSU converts 1-for-1 into common stock at no cost, resulting in the acquisition of 1,013 common shares.

  • Price paid: $0 (equity compensation, not an open-market purchase)
  • Post-transaction ownership: 50,771 common shares held directly
  • Position: Independent Director (no officer role disclosed)
  • Nature of transaction: Routine annual equity grant under the company’s non-employee director compensation program

No shares were disposed of, no derivative instruments were exercised or sold, and the filing makes no reference to a Rule 10b5-1 trading plan. The award modestly aligns the director’s interests with shareholders but is immaterial to Couchbase’s overall share count and does not signal a directional view on the stock.

Panoramica della presentazione del Modulo 4 (BASE – Couchbase, Inc.)

Il 18 giugno 2025, Couchbase ha presentato un Modulo 4 segnalando che il direttore non dipendente Richard A. Simonson ha ricevuto 1.013 unità di azioni vincolate (RSU) che sono maturate immediatamente il 16 giugno 2025. Ogni RSU si converte 1 a 1 in azioni ordinarie senza alcun costo, comportando l’acquisizione di 1.013 azioni ordinarie.

  • Prezzo pagato: $0 (compenso azionario, non un acquisto sul mercato aperto)
  • Possesso post-transazione: 50.771 azioni ordinarie detenute direttamente
  • Ruolo: Direttore indipendente (nessun ruolo da dirigente dichiarato)
  • Natura della transazione: Concessione annuale ordinaria di azioni nell’ambito del programma di compensazione per direttori non dipendenti della società

Non sono state cedute azioni, non sono stati esercitati o venduti strumenti derivati, e la presentazione non fa riferimento a un piano di trading secondo la Regola 10b5-1. L’assegnazione allinea modestamente gli interessi del direttore con quelli degli azionisti, ma è irrilevante rispetto al numero complessivo di azioni di Couchbase e non indica una posizione direzionale sul titolo.

Resumen de la presentación del Formulario 4 (BASE – Couchbase, Inc.)

El 18 de junio de 2025, Couchbase presentó un Formulario 4 informando que el director externo Richard A. Simonson recibió 1,013 unidades de acciones restringidas (RSUs) que se consolidaron inmediatamente el 16 de junio de 2025. Cada RSU se convierte 1 a 1 en acciones ordinarias sin costo alguno, resultando en la adquisición de 1,013 acciones comunes.

  • Precio pagado: $0 (compensación en acciones, no una compra en mercado abierto)
  • Propiedad después de la transacción: 50,771 acciones comunes en propiedad directa
  • Posición: Director independiente (sin rol ejecutivo declarado)
  • Naturaleza de la transacción: Concesión anual rutinaria de acciones bajo el programa de compensación para directores externos de la empresa

No se dispusieron acciones, no se ejercieron ni vendieron instrumentos derivados, y la presentación no menciona un plan de negociación bajo la Regla 10b5-1. La asignación alinea modestamente los intereses del director con los de los accionistas, pero es irrelevante para el conteo total de acciones de Couchbase y no indica una postura direccional sobre la acción.

Form 4 제출 개요 (BASE – Couchbase, Inc.)

2025년 6월 18일, Couchbase는 비임원 이사 Richard A. Simonson이 2025년 6월 16일에 즉시 베스팅된 1,013개의 제한 주식 단위(RSU)를 받았음을 보고하는 Form 4를 제출했습니다. 각 RSU는 1대1 비율로 무상 전환되어 1,013주의 보통주를 취득하게 됩니다.

  • 지불 가격: $0 (주식 보상, 공개 시장 구매 아님)
  • 거래 후 소유 주식: 직접 보유한 50,771주 보통주
  • 직책: 독립 이사 (임원 직책 미공개)
  • 거래 성격: 회사의 비임원 이사 보상 프로그램에 따른 연례 정기 주식 부여

주식 처분은 없었고, 파생상품 행사나 매도도 없으며, 제출서에는 Rule 10b5-1 거래 계획에 대한 언급이 없습니다. 이번 수여는 이사의 이해관계를 주주와 소폭 일치시키지만, Couchbase 전체 주식 수에 미치는 영향은 미미하며 주가에 대한 방향성 신호도 아닙니다.

Résumé du dépôt du formulaire 4 (BASE – Couchbase, Inc.)

Le 18 juin 2025, Couchbase a déposé un formulaire 4 indiquant que le directeur non salarié Richard A. Simonson a reçu 1 013 unités d’actions restreintes (RSU) qui ont été acquises immédiatement le 16 juin 2025. Chaque RSU se convertit en actions ordinaires à raison de 1 pour 1, sans coût, entraînant l’acquisition de 1 013 actions ordinaires.

  • Prix payé : 0 $ (rémunération en actions, pas un achat sur le marché ouvert)
  • Possession après transaction : 50 771 actions ordinaires détenues directement
  • Position : Administrateur indépendant (aucun rôle de dirigeant déclaré)
  • Nature de la transaction : Attribution annuelle habituelle d’actions dans le cadre du programme de rémunération des administrateurs non salariés de la société

Aucune action n’a été cédée, aucun instrument dérivé exercé ou vendu, et le dépôt ne fait pas référence à un plan de négociation selon la règle 10b5-1. Cette attribution aligne modestement les intérêts de l’administrateur avec ceux des actionnaires, mais elle est insignifiante par rapport au nombre total d’actions de Couchbase et ne constitue pas un signal de position sur le titre.

Übersicht der Form 4 Einreichung (BASE – Couchbase, Inc.)

Am 18. Juni 2025 reichte Couchbase ein Formular 4 ein, in dem gemeldet wurde, dass der nicht geschäftsführende Direktor Richard A. Simonson 1.013 Restricted Stock Units (RSUs) erhalten hat, die am 16. Juni 2025 sofort vesteten. Jede RSU wandelt sich 1:1 in Stammaktien um, ohne Kosten, was zum Erwerb von 1.013 Stammaktien führt.

  • Bezahlter Preis: $0 (Aktienvergütung, kein Kauf am offenen Markt)
  • Besitz nach der Transaktion: 50.771 direkt gehaltene Stammaktien
  • Position: Unabhängiger Direktor (keine Angabe einer leitenden Funktion)
  • Art der Transaktion: Routinemäßige jährliche Aktienzuteilung im Rahmen des Vergütungsprogramms für nicht geschäftsführende Direktoren

Es wurden keine Aktien veräußert, keine Derivate ausgeübt oder verkauft, und die Einreichung verweist nicht auf einen Handelsplan gemäß Regel 10b5-1. Die Zuteilung stimmt die Interessen des Direktors moderat mit denen der Aktionäre ab, ist aber für die Gesamtzahl der Couchbase-Aktien unerheblich und signalisiert keine Richtungsentscheidung für die Aktie.

Positive
  • None.
Negative
  • None.

Insights

TL;DR – Standard director RSU grant; negligible strategic impact.

This Form 4 discloses a routine equity compensation event: 1,013 RSUs to independent director Richard Simonson. The grant immediately vested and increases direct ownership to 50,771 shares, a marginal stake relative to Couchbase’s float. No dispositions or derivative positions are involved, and there is no indication of trading under a 10b5-1 plan. Such awards are customary for tech companies and aim to strengthen board-shareholder alignment. From a governance perspective, the filing is compliant and innocuous, carrying no material impact on capital structure, control, or near-term valuation.

TL;DR – Minor insider acquisition; unlikely to move BASE shares.

The 1,013-share RSU vesting adds roughly US$30–40k (market-dependent) to the director’s holdings—an immaterial figure against Couchbase’s market cap. There is no purchase price signal, no sale, and no pattern suggesting sentiment change. For position sizing or trading decisions, this event ranks low on the materiality scale and does not alter the investment thesis on BASE.

Panoramica della presentazione del Modulo 4 (BASE – Couchbase, Inc.)

Il 18 giugno 2025, Couchbase ha presentato un Modulo 4 segnalando che il direttore non dipendente Richard A. Simonson ha ricevuto 1.013 unità di azioni vincolate (RSU) che sono maturate immediatamente il 16 giugno 2025. Ogni RSU si converte 1 a 1 in azioni ordinarie senza alcun costo, comportando l’acquisizione di 1.013 azioni ordinarie.

  • Prezzo pagato: $0 (compenso azionario, non un acquisto sul mercato aperto)
  • Possesso post-transazione: 50.771 azioni ordinarie detenute direttamente
  • Ruolo: Direttore indipendente (nessun ruolo da dirigente dichiarato)
  • Natura della transazione: Concessione annuale ordinaria di azioni nell’ambito del programma di compensazione per direttori non dipendenti della società

Non sono state cedute azioni, non sono stati esercitati o venduti strumenti derivati, e la presentazione non fa riferimento a un piano di trading secondo la Regola 10b5-1. L’assegnazione allinea modestamente gli interessi del direttore con quelli degli azionisti, ma è irrilevante rispetto al numero complessivo di azioni di Couchbase e non indica una posizione direzionale sul titolo.

Resumen de la presentación del Formulario 4 (BASE – Couchbase, Inc.)

El 18 de junio de 2025, Couchbase presentó un Formulario 4 informando que el director externo Richard A. Simonson recibió 1,013 unidades de acciones restringidas (RSUs) que se consolidaron inmediatamente el 16 de junio de 2025. Cada RSU se convierte 1 a 1 en acciones ordinarias sin costo alguno, resultando en la adquisición de 1,013 acciones comunes.

  • Precio pagado: $0 (compensación en acciones, no una compra en mercado abierto)
  • Propiedad después de la transacción: 50,771 acciones comunes en propiedad directa
  • Posición: Director independiente (sin rol ejecutivo declarado)
  • Naturaleza de la transacción: Concesión anual rutinaria de acciones bajo el programa de compensación para directores externos de la empresa

No se dispusieron acciones, no se ejercieron ni vendieron instrumentos derivados, y la presentación no menciona un plan de negociación bajo la Regla 10b5-1. La asignación alinea modestamente los intereses del director con los de los accionistas, pero es irrelevante para el conteo total de acciones de Couchbase y no indica una postura direccional sobre la acción.

Form 4 제출 개요 (BASE – Couchbase, Inc.)

2025년 6월 18일, Couchbase는 비임원 이사 Richard A. Simonson이 2025년 6월 16일에 즉시 베스팅된 1,013개의 제한 주식 단위(RSU)를 받았음을 보고하는 Form 4를 제출했습니다. 각 RSU는 1대1 비율로 무상 전환되어 1,013주의 보통주를 취득하게 됩니다.

  • 지불 가격: $0 (주식 보상, 공개 시장 구매 아님)
  • 거래 후 소유 주식: 직접 보유한 50,771주 보통주
  • 직책: 독립 이사 (임원 직책 미공개)
  • 거래 성격: 회사의 비임원 이사 보상 프로그램에 따른 연례 정기 주식 부여

주식 처분은 없었고, 파생상품 행사나 매도도 없으며, 제출서에는 Rule 10b5-1 거래 계획에 대한 언급이 없습니다. 이번 수여는 이사의 이해관계를 주주와 소폭 일치시키지만, Couchbase 전체 주식 수에 미치는 영향은 미미하며 주가에 대한 방향성 신호도 아닙니다.

Résumé du dépôt du formulaire 4 (BASE – Couchbase, Inc.)

Le 18 juin 2025, Couchbase a déposé un formulaire 4 indiquant que le directeur non salarié Richard A. Simonson a reçu 1 013 unités d’actions restreintes (RSU) qui ont été acquises immédiatement le 16 juin 2025. Chaque RSU se convertit en actions ordinaires à raison de 1 pour 1, sans coût, entraînant l’acquisition de 1 013 actions ordinaires.

  • Prix payé : 0 $ (rémunération en actions, pas un achat sur le marché ouvert)
  • Possession après transaction : 50 771 actions ordinaires détenues directement
  • Position : Administrateur indépendant (aucun rôle de dirigeant déclaré)
  • Nature de la transaction : Attribution annuelle habituelle d’actions dans le cadre du programme de rémunération des administrateurs non salariés de la société

Aucune action n’a été cédée, aucun instrument dérivé exercé ou vendu, et le dépôt ne fait pas référence à un plan de négociation selon la règle 10b5-1. Cette attribution aligne modestement les intérêts de l’administrateur avec ceux des actionnaires, mais elle est insignifiante par rapport au nombre total d’actions de Couchbase et ne constitue pas un signal de position sur le titre.

Übersicht der Form 4 Einreichung (BASE – Couchbase, Inc.)

Am 18. Juni 2025 reichte Couchbase ein Formular 4 ein, in dem gemeldet wurde, dass der nicht geschäftsführende Direktor Richard A. Simonson 1.013 Restricted Stock Units (RSUs) erhalten hat, die am 16. Juni 2025 sofort vesteten. Jede RSU wandelt sich 1:1 in Stammaktien um, ohne Kosten, was zum Erwerb von 1.013 Stammaktien führt.

  • Bezahlter Preis: $0 (Aktienvergütung, kein Kauf am offenen Markt)
  • Besitz nach der Transaktion: 50.771 direkt gehaltene Stammaktien
  • Position: Unabhängiger Direktor (keine Angabe einer leitenden Funktion)
  • Art der Transaktion: Routinemäßige jährliche Aktienzuteilung im Rahmen des Vergütungsprogramms für nicht geschäftsführende Direktoren

Es wurden keine Aktien veräußert, keine Derivate ausgeübt oder verkauft, und die Einreichung verweist nicht auf einen Handelsplan gemäß Regel 10b5-1. Die Zuteilung stimmt die Interessen des Direktors moderat mit denen der Aktionäre ab, ist aber für die Gesamtzahl der Couchbase-Aktien unerheblich und signalisiert keine Richtungsentscheidung für die Aktie.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Simonson Richard A

(Last) (First) (Middle)
C/O COUCHBASE, INC.
3155 OLSEN DR., SUITE 150

(Street)
SAN JOSE CA 95117

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Couchbase, Inc. [ BASE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2025 A 1,013(1) A $0 50,771 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This represents an award of restricted stock units to the Issuer's non-employee director. Each unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. One hundred percent (100%) of the restricted stock units vested on June 16, 2025.
Remarks:
/s/ Margaret Chow, by Power of Attorney for Richard A. Simonson 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Couchbase (BASE) shares did Richard A. Simonson acquire?

1,013 common shares were acquired through fully-vested RSUs.

What was the vesting schedule of the RSU grant?

The RSUs vested 100% on 16 June 2025.

What is Simonson’s total share ownership after the transaction?

He now directly owns 50,771 Couchbase common shares.

Did the filing report any sale of Couchbase stock?

No. No shares were sold; the filing only records an acquisition.

Was the transaction executed under a Rule 10b5-1 plan?

The Form 4 does not indicate that a 10b5-1 plan was in place.

When was the Form 4 filed and effective?

Filed on 18 June 2025, covering a transaction dated 16 June 2025.
Couchbase, Inc.

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